13 Regulatory Reporting jobs

Within the FinTech Strategy division, the Regulatory Solutions Presales are dedicated to drive business growth across our key flagship verticals of Financial & Statistical Regulatory Reporting, Granular Data Reporting such as IReF, and Capital & Liquidity Risk calculations engines. The Presales function combines regulatory expertise with hands-on configuration of the AI-enabled Nasdaq AxiomSL platform, and as such is an integral part of the full lifecycle of critical initiatives and sales opportunities. By working closely with Product Management, Sales & Marketing, and Customer Success, the Presales sub-division delivers and creates a critical cohesion point across multiple teams. The Strategy Organization also collaborates with the Product Marketing division which organizes all Go-To-Market activities and promotes the corresponding solutions to customers, prospects, and partners through all available media. Team and Role Overview A Solution Architect...

About the Role: Grade Level (for internal use): 09 S&P Global Market Intelligence The Role: Regulatory Reporting Business Analyst The Team: We develop the leading SaaS solution for regulatory reporting in the global market. Our 500+ clients include top banks, investment firms, and financial institutions. Our dashboard is considered the gold standard in the industry, and we have won multiple awards for our technology, innovation, team and service. Join our dynamic team of professionals in this rewarding field where you will gain on the job training, develop your tech skills to the highest level, be exposed to a global network of colleagues while discovering new directions and possibilities uniquely available within our large global corporation. Our product suite provides a comprehensive, in-depth, and continually evolving solution to the dynamic demands of global regulatory reporting – a critical activity for financial institutions. The...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. Team Lead of Regulatory Reporting The Team Lead of Regulatory Reporting is leading a team of professionals responsible for all regulatory reporting at Adyen. In this position you will manage a diverse team across the domains of prudential and statistical regulatory reporting. The Team Lead of Regulatory Reporting will ensure compliance...

About the Role: Grade Level (for internal use): 09 About the Role: This is a Junior Sales appointment in S&P Global’ s NY office Sales Team with responsibility for supporting the sales business development and account management for our Regulatory trade and transaction Reporting global service. This position will be in New York with a focus on identifying, qualifying, and closing new opportunities. The successful candidate will have experience in financial markets. The Sucessful candidate will be hungry to grow revenue and will be a hunter and willing to learn and grow. Expertise in Regulatory Trade and Transaction Reporting (EMIR, Mifid, SFTR, SEC, CFTC, Canada) is a plus. Some consulting experience would be a plus. Responsibilities and Impact: ·         Development and Execution of sales plans with assigned quota ·         Direct sales of our Regulatory trade and transaction Reporting’ s suite of solutions ·         Generate and follow up on...

End Date Monday 03 November 2025 Salary Range £43,803 - £48,670 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary Join our dynamic Risk Weighted Asset Reporting & Analysis team in Central Finance, where data meets decision-making! No prior regulatory experience? No problem—technical support and upskilling are part of the journey. You'll help drive our data-led transformation—leveraging SQL, Python, and Power BI to deliver sharp insights and impactful visualisations to communicate findings clearly and confidently to stakeholders. We're seeking a proactive and collaborative individual with an analytical mindset and strong attention to detail, who thrives on continuous improvement and innovation. This is a fantastic opportunity to grow your skills, coach others, and contribute to a supportive, inclusive team driving meaningful change....

About Clear Street:  Clear Street is building financial infrastructure for today’s institutions. Founded in 2018, Clear Street is an independent, non-bank prime broker replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Team: The Control Engineering team at Clear Street is a small team with a great deal of responsibility. We work closely with stakeholders...

About Clear Street:  Clear Street is building financial infrastructure for today’s institutions. Founded in 2018, Clear Street is an independent, non-bank prime broker replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Team: The Control Engineering team at Clear Street is a small team with a great deal of responsibility. We work closely with stakeholders...

Post Trade Regulatory Reporting is a software and data solutions business, offering global sell-side and buy-side clients a wide variety of products to assist with operational risk and trade processing (e.g. reconciliations, data solutions, regulatory reporting and trade confirmation services). The Customer Support Analyst will work on a customer helpdesk supporting users at tier 1 banks, hedge funds, and other financial institutions. The candidate will also support internal infrastructure systems as well as liaising and coordinating work with the data centre staff, as Regulatory Reporting is a hosted solution. Enter the key responsibilities of the role: As a Regulatory Reporting helpdesk team member, we respond efficiently to customer queries and carry out Tier 1  investigation of reported problems in accordance with SLAs. Tickets are handled via the Customer Portal which is hosted in Salesforce. We raise defects to the internal relevant teams when needed while...

Designs, develops, modifies, adapts and implements solutions to information technology needs through new and existing applications, systems architecture and applications infrastructure. Reviews system requirements and business processes; codes, tests, debugs and implements software solutions. About Nasdaq! Nasdaq is transforming markets through innovation and technology, constantly striving to rewrite tomorrow. Working at Nasdaq means creating open, transparent markets that power stronger economies, foster equity, and support sustainability. We provide tools for career growth and promote an inclusive culture where every perspective is valued. You’ll join Nasdaq’s Axiom branch—the FinTech solutions arm—delivering cutting-edge regulatory reporting and risk management solutions to financial institutions worldwide. We seek candidates who share our values and have the drive to deliver top technology solutions to today’s markets. About the team: We are seeking a...

Designs, develops, modifies, adapts and implements solutions to information technology needs through new and existing applications, systems architecture and applications infrastructure. Reviews system requirements and business processes; codes, tests, debugs and implements software solutions. About Nasdaq! Nasdaq is transforming markets through innovation and technology, constantly striving to rewrite tomorrow. Working at Nasdaq means creating open, transparent markets that power stronger economies, foster equity, and support sustainability. We provide tools for career growth and promote an inclusive culture where every perspective is valued. You’ll join Nasdaq’s Axiom branch—the FinTech solutions arm—delivering cutting-edge regulatory reporting and risk management solutions to financial institutions worldwide. We seek candidates who share our values and have the drive to deliver top technology solutions to today’s markets. About the team: We are seeking a...

About the Role: Grade Level (for internal use): 09 Sales Specialist – Regulatory Reporting (EMEA) Location: London (Hybrid) Coverage: EMEA Languages: European languages preferred Experience: 1-2 years in Sales or Sales Development roles Grade: 9/10 Role Overview Cappitech, part of S&P Global Market Intelligence, is a market leader in regulatory reporting and business intelligence solutions for financial institutions. Cappitech provides cloud-based technology and consulting services that help over 650 banks, brokers, asset managers, and corporations comply with complex global regulations. The platform automates trade data collection, enrichment, and submission to regulators, offering clients a seamless, accurate, and cost-effective reporting experience. Cappitech is recognized for its innovative approach, deep regulatory expertise, and commitment to helping clients navigate evolving compliance requirements. This is an entry-level sales...

Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape. Impact: As a Regulatory Reporting / Finance Associate at FalconX, you will be supporting the Chief Financial Officer of FalconX’s regulated swap dealer entity, FalconX Bravo in matters related to accounting, book keeping, regulatory compliance, financial reporting, and...

Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. Founded in London in 1866, the Group operates from more than 60 offices in 27 countries.  We are 5,200 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. Role Overview The Regulatory Reporting Associate will be part...