Full time
London Stock Exchange Group
New York, NY, USA
Role Profile An opportunity exists to join the Markets Compliance team (MC) as an Assistant Manager. MC supports the securities and FX businesses of London Stock Exchange Group (LSEG), providing oversight, guidance, and challenge to ensure a robust compliance framework is always maintained. MC establishes and maintains compliance procedures, seeks to educate staff to make sure we operate within our regulatory frameworks, and handle relationships with regulators to provide a key two-way communication channel with the business. The successful candidate will provide advice and guidance on the application of the rules and regulatory requirements that apply to the businesses that MC supports, in the context of business initiatives, new developments or regulatory change. They will conduct periodic assurance reviews and provide challenge to the business leads where necessary, ensuring appropriate processes and controls are maintained to meet the regulatory requirements. They will...