2 jobs found in St. Julian'S

We are seeking a detail-oriented and organized Back Office Operations Associate to join our team. The successful candidate will be responsible for supporting the group Back Office in Switzerland in various activities, ensuring smooth operations, and maintaining compliance with regulatory requirements. This role is crucial in facilitating the processing of transactions and providing exceptional service to our clients. Key Responsibilities: Process operational activities in direct collaboration with the Back Office teams in the Swiss head office such as: Transaction Processing: Accurately process and reconcile daily transactions, including: Cash transactions Corporate Action&Income Security trades and transfers Account closings Data Management: Maintain and update client records and databases, ensuring data integrity and confidentiality including: Manage share register entries Generate tax reporting to clients Opening financial instruments in our database...

We are seeking to recruit a Compliance Analyst. About the role Operating within the legal and compliance department, the Compliance Analyst will be assisting in implementing policies and procedures to ensure compliance with all regulatory requirements under a Class4A licence, Class 2 licence, Custody of Pension Schemes Regulations and respective MiFID, AIFMD, UCITS, FATCA, CRS, AML, data protection etc. Your responsibilities Assisting in the preparation and compilation of various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.) Reporting to the MLRO and Regulatory Compliance Manager and Group Chief Legal Officer Assist in the Risk Management framework Assist in the implementation and maintenance of Group Policies and Procedures within SQFSM Assist in monitoring and reporting on Compliance and AML within SQFSM Assist in overseeing internal control in compliance with Group Policies and Guidelines- Assist in complaint handling in compliance with Group Policies...