Compliance Officer - Monitoring
- Swissquote
- 1196 Gland, Switzerland
Job Description
As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include:
- Carry out reviews of transactions alerts qualified as High Risk Transactions, in particular from an AML/CTF standpoint
- Conduct enhanced due diligence and transactional behavior analysis
- Perform in-depth clarifications to clients and draft HRT memos
- Analysis and validation from a compliance and AML perspective of cash and security transfers
- Participation in key regulatory projects
Qualifications
- Bachelor or Master Degree in Laws or Economics
- 3-5 years of experience in a Compliance Department in the financial industry (experience in Monitoring is a very strong asset)
- Good knowledge in Swiss banking and financial laws, especially in anti-money laundering regulations
- Excellent command of English and French (German is a strong asset)
- Analytical and methodological approach
- Proactivity and ability to prioritize tasks and manage high workloads
- Very good communication and collaboration skills
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment
Join a bank that doesn’t feel like one. Help us challenge everything that makes traditional banking irrelevant. The dress-code? The sluggish innovation? The inaccessible managers? Out! We value personality, initiative and above all, team spirit. Our teams of software engineers, legal officers, sales and banking specialists are empowered to work with a common goal: making trading opportunities accessible to everyone!
7 cities, 40 nationalities, 35 languages... our company is made up of a diversity of backgrounds, cultures and skills. We want our 600 employees to work in an inspirational and freethinking environment, without any dresscode. So, whether you play ping-pong or Quidditch, whether you wear suits or heavy-metal sweatshirts, whether you eat quinoa salad or burgers, you will always feel welcome to Swissquote. Come and have a try!
Our values
Unite as one, Dare to be different, Do the right thing. In pursuit of excellence, Always say it how it is, Champion the customer.
Unite as one
Swissquote is a team made up of a diversity of backgrounds, cultures, nationalities and skills which makes us such a unique business and what we are today.
We encourage you to challenge yourself, to push your colleagues from their comfort zones, to work together so we are stronger, faster and smarter at what we do.
So, collaborate with your colleagues, work with our partners and listen to our customers as we will achieve our vision united as one.
Dare to be differentWe want to be innovators, pioneers, game-changers, stimulated by the endless possibilities of re-engineering trading - Think big! We want to create the most inspiring working environment in the financial industry where new ideas and technologies are imagined and brought to life and where the norm is challenged by asking questions like; what if? Why not? We want to create a freethinking environment where curiosity and debate is celebrated and the boundaries of technology and customers service are pushed beyond expectations. We are professionally disruptive. |
Do the right thingIntegrity is one of our most important values, it is the backbone of Swissquote. We are consummate professionals, we will always abide by the regulations of our industry and do the right thing for our customers. We are fair, honest, respectful and transparent in our dealings with our customers, staff, colleagues and partners. Swissness - we may be pioneers and game-changers but everything we do will be considered and done for the right reasons for our customers’ benefit. |
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