3 federal compliance manager jobs found

About the Role: Grade Level (for internal use): 13 Director, Commercial and Product About the Team:   The Corporate Actions and Securities Processing segment is part of S&P Global Market Intelligence, a leading provider of integrated solutions that streamline and optimize complex workflows in the capital markets. Our products combine managed data services and cutting-edge technology to help financial institutions enhance operational efficiency, reduce risk, and improve client service quality. This segment also focuses on innovative Securities Processing solutions that enable universal banks and custodians to modernize their post-trade technologies through our advanced cloud platforms. Role Overview:   We  are seeking  a seasoned Director of Commercial Strategy to lead our commercial efforts in the EMEA region.  This role is crucial for driving  the  commercial strategy, business development, and market penetration  for our Corporate Actions...

Cash Corporate Actions And Listing Operations Team Lead – France, The Netherlands, Belgium & Portugal EMS Euronext Market Services (EMS) is the front line for Euronext Cash, Derivatives and Commodities business with five main operational centres in Amsterdam, Dublin, Oslo, Milan and Paris to ensure fair and orderly markets for all Cash, Derivatives and Commodities products, including Listing Operations, Corporate Actions, Numbering, Euronext Indices, Euronext Market Data, Member on boarding and Hosted Commercial Markets. The teams operate all Euronext cash and derivatives markets and own the service delivery to clients. This department is organized around 4 main functional departments (Member Access & Clients Services, Markets Operations and surveillance, Issuers Services Operations and Regulatory Reporting) and two transversal teams (Quality & Performance Management and Transformation & Projects). About Issuers Services Operations Within EMS,...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We're seeking a Supervisor, Operations – Corporate Actions! You’ll lead a dedicated team managing complex voluntary reorganization events while providing oversight to global operations. You’ll ensure accuracy, mitigate risk, and drive efficiency through strong leadership, process improvement, and cross-department collaboration. In this dynamic role, you’ll guide staff through intricate corporate actions, maintain high-quality standards, and strengthen client relationships through proactive communication and strategic solutions. Ideal candidates are detail-oriented problem solvers with deep expertise in voluntary events, a passion for operational excellence, and the ability to thrive in a fast-paced environment. Responsibilities:...