1 jobs found in Philadelphia

As a Market Surveillance Analyst reporting to the Director of Compliance, you'll play a critical role in protecting market integrity by monitoring trading activity, investigating alerts, and supporting Ocean's clients with their compliance and surveillance obligations. You'll help ensure markets operate fairly while providing actionable insights to internal teams and external clients. You'll thrive in this position if you're detail-oriented, analytical, and bring a passion for maintaining trust in financial markets within a fast-paced, high-impact environment. Key Responsibilities Analyze trading activity and investigate real-time alerts to identify potentially abusive trading behavior and market anomalies. Prepare clear, comprehensive written reports and analyses for management and client review. Partner with clients, legal teams, and internal stakeholders to address market surveillance inquiries and strengthen compliance programs. Support audits, examinations, and...