2 legal jobs found

Role: The Admissions Associate Intern (AML / Continuing Obligations ) will have responsibility to: Gather & review CDD documents from a diverse range of clients with varying legal structures. Ensure all documentation reviewed is in compliance with the Criminal Justice Act 2010 (as amended) and Euronext internal policies on time & with complete accuracy. Carry out risk assessments on clients and screening with the assistance of an AML screening tool. Assist in ensuring compliance with EU Financial Sanctions.  Record all relevant customer information on internal checklists and maintain accurate AML records and files. Deal with AML/ Continuing Obligations queries within specific timeframes. Maintain a working knowledge of AML/CFT legislation. Deliver a positive and differentiated experience to Euronext customers at all times. Liaise with listing agents, legal firms, service providers and international financial firms on issues arising on listing applications....

Overview StoneX is an institutional-grade financial services network that connects companies, organisations and investors to global markets ecosystem through a unique blend of digital platforms, end-to-end clearing and execution services, high-touch service and deep expertise.   We provide access to multiple derivatives exchanges and foreign exchange markets, nearly every global securities marketplace and a number of bi-lateral liquidity venues. We deliver this access with support throughout the entire lifecycle of a trade – from consulting and “boots-on-the-ground” intelligence, to best execution, to post-trade clearing, custody and settlement. In these ways, StoneX enables clients to use the global markets ecosystem to achieve their business goals through one trusted partner.    StoneX currently serves more than 30,000 commercial, institutional and payments clients, and more than 295,000 retail clients across more than 140 countries. Our clients use our...