25 federal compliance manager jobs found in Bengaluru

About the Role: Grade Level (for internal use): 09 The Role: This position is an individual contributor within the Internal Audit team responsible for performing audit engagements including U.S. Sarbanes-Oxley (SOX) Compliance testing. This position will contribute significantly to SOX testing efforts and evaluating compliance with corporate policies, assessing risks over the IT operating environment and identifying operational efficiencies. The Impact: The IT SOX Specialist will work closely with your direct manager and the process owners to gain an understanding of key processes, key controls, identify control gaps by strengthening and monitoring the internal control environment to provide assurance in the accuracy of reported financial information for a leading data provider worldwide. What’s in it for you: You will interact with key process owners and colleagues across the Company. You will also be responsible for completing the audits and projects as...

About the Role: Grade Level (for internal use): 10 The Role:  Team Lead, Managed Services Operations The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Managed Services Team Lead for Regulatory Operations in Transaction Reporting will oversee the transaction reporting process to ensure compliance with regulatory requirements. This role will involve managing a team, developing and implementing operational strategies, and collaborating with various stakeholders to enhance reporting efficiency and accuracy. What’s in it for you: As part of a high-impact program, the position offers a unique opportunity to shape and lead engagement models, drive...

About the Role: Grade Level (for internal use): 09 S&P Global Corporate The Role: IT SOX Specialist This position is an individual contributor within the Internal Audit team responsible for performing audit engagements including U.S. Sarbanes-Oxley (SOX) Compliance testing. This position will contribute significantly to SOX testing efforts and evaluating compliance with corporate policies, assessing risks over the IT operating environment and identifying operational efficiencies. The Impact: The IT SOX Specialist will work closely with your direct manager and the process owners to gain an understanding of key processes, key controls, identify control gaps by strengthening and monitoring the internal control environment to provide assurance in the accuracy of reported financial information for a leading data provider worldwide. What’s in it for you: You will interact with key process owners and colleagues across the Company. You will also be...

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership , Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions. Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Company Description: Broadridge, a global fintech leader with over $6 billion in revenue, provides communications, technology, data, and analytics. We help drive business transformation for our clients with solutions for enriching client engagement, navigating risk, optimizing efficiency, and generating revenue growth. Broadridge employs over 10,000 full-time associates globally with a significant presence in North America, Europe, and Asia. Please visit our website at www.broadridge.com to learn more. Job Description: The Broadridge Information Security Group (BISG) is seeking a Full Stack Developer to design, develop, and maintain secure, cloud-native applications that enable advanced control automation, data processing, and intelligent analytics....

About LSEG: The London Stock Exchange Group (LSEG) is a global financial markets infrastructure and data provider headquartered in London, UK. Established in 2007, though its core institution—the London Stock Exchange—dates to 1801, LSEG plays a meaningful role in capital markets worldwide. It operates several trading venues, including the London Stock Exchange, Borsa Italiana, and Turquoise. We are the leading source of intelligent information for the world's businesses and professionals, providing customers with competitive advantage. Intelligent information is a unique synthesis of human intelligence, industry expertise and innovative technology that provides decision-makers with the knowledge to act, enabling them to make better decisions faster. We deliver this must-have insight to the financial and risk, legal, tax and accounting, intellectual property and science and media markets, powered by the world's most trusted news organization. Location :...

About Us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ...

Assistant Controller The jobholder works independently or supports the Business Unit Controller in all aspects of accounting for an entity or a group of entities, work with 3rd Party providers for statutory and tax reporting, yearend submissions and other accounting areas.   The objective is to ensure compliance with accounting policies and Local Tax & GAAP requirements. The jobholder is expected to interact closely with various groups including but not limited to Business Units, General Accounting organization, Group Finance, Tax, Treasury, Internal Audit and 3rd party providers and to manage the relationship with our local statutory auditors.   Day to day responsibility: Ensure statutory, tax compliances with for a Country or a group of Countries, by working closely with service providers. Work with various business partners to ensure legal entities are accurately, completely and timely accounted for in the...

GG10- Assistant Controller The jobholder works independently or supports the Business Unit Controller in all aspects of accounting for an entity or a group of entities, work with 3rd Party providers for statutory and tax reporting, yearend submissions and other accounting areas. The objective is to ensure compliance with accounting policies and Local Tax & GAAP requirements. The jobholder is expected to interact closely with various groups including but not limited to Business Units, General Accounting organization, Group Finance, Tax, Treasury, Internal Audit and 3rd party providers and to manage the relationship with our local statutory auditors. Day to day responsibility: Ensure statutory, tax compliances with for a Country or a group of Countries, by working closely with service providers. Work with various business partners to ensure legal entities are accurately, completely and timely accounted for in the enterprise systems, as well as to ensure good controls...

Job Profile Summary: Generates quotations as needed, inputs order details into relevant systems, and facilitates the end-to-end process from order-to-billing. Key Responsibilities and Accountabilities: Owns the implementation of the entire order-to-billing process, and for providing ongoing order management support for Sales Team and clients. Manages and accomplishes the entire end to end order life cycle, including order preparation, order monitoring, permissioning and billing/credits/cancellations for new and renewal orders. Confirms all client orders are accurate for sales and financial reporting and ensures adherence to compliance controls and 3rd party guidelines. Aligns to a designated client base and is accountable for building relationships with internal and external customers, playing a key role in improving service results. Handles and resolve queries relating to quote/order status, billing, client account information/permissioning, and compliance issues....

About the Role: Grade Level (for internal use): 08 Department overview: Global Shared Support for Bangalore Infrastructure EDM Application Support, providing Level 1 to level 1.5 Support for various Products. Global Shared Support is 24/7 365 days process, and this is required so we can Roster (24/7/365), schedule resources for all the tasks/products allocate and provide continue seamless support for different products (EDM, EDMW, Debt Domain, WSO, Thinkfolio, DeltaOne and RegOne) supported by Global Shared Support Team. Current tasks - Monitoring Servers, Monitoring Client Production environments, working on tickets, Runbooks and BAU tasks, EDM - Providing L1 and L1.5. With migration of EDM/EDMW/Debt Domain/WSO L1 and L1.5 activities (including implementation) to Bangalore Team as a Strategic location for first line support the daily BAU tasks has increased when compared to previous years. Support from Bangalore Team for EDM/EDMW/Debt Domain/WSO Hosted Client includes...

About the Role: Grade Level (for internal use): 11 S&P Global Mobility The Role: Lead Data Engineer (AWS Cloud, Python) We are seeking a Senior Data Engineer with deep expertise in AWS Cloud Development to join our fast-paced data engineering organization. This role is critical to both the development of new data products and the modernization of existing platforms. The ideal candidate is a seasoned data engineer with hands-on experience designing, building, and optimizing large-scale data pipelines and architectures in both on-premises (e.g., Oracle) and cloud environments (especially AWS). This individual will also serve as a Cloud Development expert, mentoring and guiding other data engineers as they enhance their cloud skillsets. Responsibilities: Data Engineering & Architecture Design, build, and maintain scalable data pipelines and data products. Develop and optimize ELT/ETL processes using a variety of data tools and...

About the Role: Grade Level (for internal use): 09 The Role:  Senior Operations Specialist, Operations The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Our transaction reporting consulting team is expanding, and you will play an important role in continuing to support the growth of the business. You will be joining a team of problem solvers with a passion for providing the very best customer experience in a fast-paced environment. We are a diverse team supporting our global customers by managing their transaction reporting needs What’s in it for you: Join the market leading solution provider utilized cutting-edge cloud-based SaaS platform that...

About the Role: Grade Level (for internal use): 10 The Role:   Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java , appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.       The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients , both internal and external . Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart....

About the Role: Grade Level (for internal use): 10 The Role:   Full Stack Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java, appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.     The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients, both internal and external. Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart.     The Impact   Delivering data to clients in a timely manner is key to the success...

About the Role: Grade Level (for internal use): 10 The Role:   Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java , appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.       The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients , both internal and external . Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart....

About the Role: Grade Level (for internal use): 10 The Role:   Full Stack Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java, appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.     The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients, both internal and external. Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart.     The Impact   Delivering data to clients in a timely manner is key to the success...

About the Role: Grade Level (for internal use): 10 The Role:   Full Stack Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java, appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.     The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients, both internal and external. Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart.     The Impact   Delivering data to clients in a timely manner is key to the success...

About the Role: Grade Level (for internal use): 12 The Role:   Full Stack Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java , appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.       The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients , both internal and external . Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart....

About the Role: Grade Level (for internal use): 11 The Role:   Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java , appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.       The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients , both internal and external . Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart....

About the Role: Grade Level (for internal use): 12 The Role:   Java Developer   Your mission is to design, create and maintain our backend applications that power our strategic metadata platform. You possess a profound knowledge of core Java , appreciation for the value of metadata enabling governance and quality and have a preference for creating frameworks rather than utilizing existing ones.       The Team   The Distribution & Data Platforms development team consists of passionate individuals who thrive on innovation and collaboration. We’re responsible for distributing data and metadata to clients , both internal and external . Our distribution platform is widely used within the company and serves many external clients. We value creativity, adaptability, and a commitment to excellence. Our team’s unique blend of technical expertise and business acumen sets us apart....

In another bold move, Crypto.com acquired Nadex (North American Derivatives Exchange) who were founded in 2008 and is the premier US exchange for binary options, call spreads, and knock-outs, offering secure and innovative ways to participate in the markets. We are regulated by the Commodity Futures Trading Commission (CFTC) as a registered DCO and DCM. The North American Derivatives Exchange (NADEX), a wholly owned subsidiary of  Crypto.com , is fully regulated Chicago-based derivatives Exchange. It is unique in its offering, as it is the first exchange where retail investors can become members of an exchange directly, without the need for a broker. On the Nadex exchange, we list innovative capped-risk derivatives contracts on a wide range of global financial markets.   Responsibilities: General Role description: Your role will be to help deliver world-class and industry leading support to our global client base across various written channels. You don’t need a...

Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape. We are one of the fastest growing startups in FinTech. We are a digital asset brokerage delivering best-in-class pricing and execution capabilities for institutional traders and investors. Our vision is to grow the digital asset ecosystem 1000X with industry-leading prime...

Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape. We are one of the fastest growing startups in FinTech. We are a digital asset brokerage delivering best-in-class pricing and execution capabilities for institutional traders and investors. Our vision is to grow the digital asset ecosystem 1000X with industry-leading prime...