5 legal jobs found in Philadelphia

As a Legal Support Analyst reporting to the AVP General Counsel, you'll play an important role in supporting Nasdaq's global legal, compliance, and regulatory operations. Working alongside a team of 200+ professionals across the U.S., Europe, and Asia, you'll help ensure our regulatory and business operations run smoothly and effectively. You'll thrive in this role if you're organized, detail-oriented, and energized by working in a fast-paced environment where no two days are the same. Key Responsibilities Draft, proofread, and submit regulatory filings with accuracy and attention to detail. Prepare materials and documentation for investigations, cases, and regulatory matters. Coordinate with internal business clients, external counsel, regulators, and senior leadership. Manage and maintain legal documents using both paper and electronic filing systems. Support special projects and handle multiple tasks simultaneously under tight deadlines....

As a Market Surveillance Analyst reporting to the Director of Compliance, you'll play a critical role in protecting market integrity by monitoring trading activity, investigating alerts, and supporting Ocean's clients with their compliance and surveillance obligations. You'll help ensure markets operate fairly while providing actionable insights to internal teams and external clients. You'll thrive in this position if you're detail-oriented, analytical, and bring a passion for maintaining trust in financial markets within a fast-paced, high-impact environment. Key Responsibilities Analyze trading activity and investigate real-time alerts to identify potentially abusive trading behavior and market anomalies. Prepare clear, comprehensive written reports and analyses for management and client review. Partner with clients, legal teams, and internal stakeholders to address market surveillance inquiries and strengthen compliance programs. Support audits, examinations, and...

Compliance & Operations Specialist      We are seeking a detail-oriented Compliance and Operations Specialist to join our team at Nasdaq. This role is critical to maintaining the integrity of operations and mitigating regulatory risk across the business. The successful candidate will serve as the primary point of contact for customer order tracking, vendor coordination, and internal team collaboration to deliver services within established SLAs.     Key Responsibilities     Monitor and audit operations to ensure adherence to regulatory requirements and internal policies.   Identify and mitigate compliance risks through proactive measures and process improvements.   Prepare and deliver compliance reports and updates to management regularly.   Support client communications and order tracking to maintain transparency and SLA compliance....

Data Stewardship is a core function within our Data Platform and Operations center of excellence - leveraging our data expertise, our technology, and our relationships to increase operational efficiencies, decrease risk, and amplify agility. As we realize all the promise of a being a world-class platform company, Data Stewardship achieves positive business outcomes related to rights, responsibilities, risks, and opportunities involved with the receipt, use, and distribution of data.  By managing the mosaic of legal, technology, customer, and behavioral attributes, we maintain a long-term bias to data-independence and promote a product culture recognizing the P&L benefits of platform thinking.      The Role We’re looking for  a Product Management Analyst to join our team, reporting to the Head of Data Stewardship. In this role, you’ll operationalize the strategic transition to next generation governance and transformational platform thinking across Nasdaq’s data...

As an ETP/Options Manager reporting to senior leadership within the Listing Qualifications Department, you’ll play a critical role in overseeing regulatory operations for Nasdaq-listed Exchange-Traded Products (ETPs) and supporting options market listings. Nasdaq’s Listing Qualifications Group’s mission is to protect investors and market integrity by ensuring that listed companies meet the Nasdaq Stock Market’s rigorous listing standards. We are looking for an exceptional manager to join our experienced team of regulatory experts. Our ideal candidate has a has a strong working knowledge of Exchange-Traded Products (ETPs), experience supervising small teams, is a problem solver, likes new challenges and can work effectively in a team environment. In this role, you will be part of a team of 200+ legal, compliance, surveillance and regulatory professionals located in the U.S. and Europe. You’ll thrive in this position if you have deep expertise in ETPs, strong leadership and...