5 compliance legal jobs found

Overview This position will be responsible for developing and implementing the Digital Assets Operational Strategy for FTSE Russell globally. This position will work across the organization to create a cohesive Digital Asset Operational Strategy, including collaborating with Policy, Technology, Regulatory, Risk, Legal, Commercial, Product and Research teams to set strategic goals and coordinate implementation. Specifically, this includes leading and implementing the vetting methodology and data collection strategy to ensure single coordinated voice on digital asset data and index build and prioritization align to the return on investment strategy. The role also will include a cross divisional function to ensure FTSE Russell is aligned to the LSEG digital asset initiatives. The individual will also focus on facilitating the Sales Teams’ engagement with clients as a subject matter authority on Digital Assets! This position will also be responsible for handling all Digital...

Paralegal , Legal & Compliance Role Profile LSEG’s Markets Division Compliance team (“Compliance”) is currently seeking a paralegal to support key regulatory compliance initiatives that impact LCH SA, the LSEG’s central counterparty (CCP) incorporated in France, and TradeAgent, a LSEG’s post trade matching and confirmation business for derivatives, including but not limited to assisting with ongoing regulatory rule filings. This individual will have strong research and writing skills and a general familiarity of U.S. derivatives law and regulation. The individual will report to and support the Senior Compliance Manager based in our NYC office! Compliance in LCH SA and TradeAgent Compliance is primarily responsible for ensuring that the business can successfully provide services to market participants in accordance with all applicable regulations. In order to succeed, Compliance is tasked with engaging and managing relationships with its global...

This role of Incident Management Senior Manager is part of the Incident Management function within the first line Regulatory Framework, Governance & Risk  Team at FTSE Russell! This role is responsible for assisting to manage, record and report on business issues, including incidents and client complaints, across our activities within the regulated business FTSE International Limited. The role reports into the Head of Incident Management and Operational Resilience. The FTSE Russell business has seen significant expansion in its rich data sets and in its product offerings, especially within the sustainable investment market. These trends are expected to accelerate and present substantial global revenue opportunities. Achievement of medium / long term growth targets will depend on clear strategic alignment across 3 key deliverables; our data / information products and services, our client engagement models and our development path for new, enabling technologies; supported...

This role of Incident Management Senior Associate is part of the Incident Management function within the first line Regulatory Framework, Governance & Risk  Team at FTSE Russell! This role is responsible for assisting to manage, record and report on business issues, including incidents and client complaints, across our activities within the regulated business FTSE International Limited. The role reports into the Head of Incident Management and Operational Resilience. The FTSE Russell business has seen significant expansion in its rich data sets and in its product offerings, especially within the sustainable investment market. These trends are expected to accelerate and present substantial global revenue opportunities. Achievement of medium / long term growth targets will depend on clear strategic alignment across 3 key deliverables; our data / information products and services, our client engagement models and our development path for new, enabling technologies;...

About LSEG: The London Stock Exchange Group (LSEG) is a global financial markets infrastructure and data provider headquartered in London, UK. Established in 2007, though its core institution—the London Stock Exchange—dates to 1801, LSEG plays a meaningful role in capital markets worldwide. It operates several trading venues, including the London Stock Exchange, Borsa Italiana, and Turquoise. As a supervisor role that does the ingestion and delivery of subsets of licensed data to each of our client bases using in-house software. This role also involves taking database backup/restore, application installation & configuration, system maintenance and troubleshooting, DB & Cluster failover and DR failover. Interacting with the software, supervising the application process and logs, handling issues or escalating issues to the respective team. The role requires a meticulous person who can follow through on instructions, adapt as needed while working in a heavy...