11 federal compliance manager jobs found

About Nasdaq! Nasdaq is currently seeking a motivated and passionate individual to join our Trade Surveillance Team in Vilnius. Nasdaq’s Trade Surveillance service powers surveillance and compliance for over 150 market participants across 65 markets globally. Scalable to millions of transactions and flexible to manage several outstanding data sources, NTS Surveillance holistically examines scenarios across multiple venues and asset classes. As Senior Functional Analyst you will be the primary contact point between our client and first level support for all functional business issues. You will work together with other analysts and a variety of global cross-functional teams to ensure the client receives the quality service Nasdaq strives to deliver through incident management, accountability, and professional communication. You can expect an autonomous but fast-paced work environment where you are recognized for your results and ability to drive things forward. Every day...

When you work at Nasdaq, you’re working for more open and transparent markets so that more people can access opportunities. Connections can be made, jobs can be created, and communities can thrive. We want all our employees to have access to opportunity, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our unique perspective. We are now looking for a Support Analyst in Pune, India. The role of Support Analyst available is for AxiomSL software. All of AxiomSL solutions are built on the same adaptable, high-performance platform. This gives clients a unique opportunity to reduce the cost and complexity of compliance by using one platform to manage all of their requirements globally. AxiomSL solutions are fully supported and are upgraded when rules and templates change. The unparalleled transparency offered by AxiomSL gives users the ability to drill down from the reports they produce to the...

The Digital Assets & Tokenization Product Management (PM) role is focused on the commercialization strategy of Nasdaq’s Crypto Index suite along with how Nasdaq’s full suite of index solutions can be further commercialized within a tokenized wrapper. This role operates as the central person to coordinate across our teams to ensure the Indices are commercially viable from a pricing and profitability perspective across audiences. Additionally, this role serves as the central point for key contract considerations. This role will frequently cross-collaborate with Market Platforms regarding Nasdaq’s tokenization efforts. Leadership Provides leadership and direction to and through team members Implements customer-focused and process-driven performance metrics and cultures to ensure a positive business performance. Establishes reporting and measurements across product portfolios, using feedback to shape ongoing refinements for product focus areas and thought leadership....

As a Legal Support Analyst reporting to the AVP General Counsel, you'll play an important role in supporting Nasdaq's global legal, compliance, and regulatory operations. Working alongside a team of 200+ professionals across the U.S., Europe, and Asia, you'll help ensure our regulatory and business operations run smoothly and effectively. You'll thrive in this role if you're organized, detail-oriented, and energized by working in a fast-paced environment where no two days are the same. Key Responsibilities Draft, proofread, and submit regulatory filings with accuracy and attention to detail. Prepare materials and documentation for investigations, cases, and regulatory matters. Coordinate with internal business clients, external counsel, regulators, and senior leadership. Manage and maintain legal documents using both paper and electronic filing systems. Support special projects and handle multiple tasks simultaneously under tight deadlines....

Clien t Support Services Analyst     As a Client Support Services Analyst reporting to a Product Strategy Manager, you’ll play a critical role in ensuring exceptional customer satisfaction through comprehensive order lifecycle management.     You’ll thrive in this position if you’re technical, have a global mindset, and bring a passion for customer support to a fast-paced, high-impact environment     Key Responsibilities     Manage full order lifecycle with accuracy and SLA compliance.   Coordinate with data centers to resolve blockers and maintain progress.   Collaborate across internal teams to ensure smooth execution and inventory alignment.   Provide proactive updates and timely responses to client inquiries.   Serve as primary contact for all order-related activities and transparency.     Required Qualifications...

Nasdaq is a leading global provider of trading, clearing, exchange technology, listing, information, and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than one hundred marketplaces in fifty countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 4,000 total listings with a market value of approximately $15 trillion. To learn more, visit: http://www.nasdaq.com About our Team As a trading venue Nasdaq has a responsibility to keep the security markets fair and efficient by upholding effective and well-balanced regulation and fairly enforcing exchange rules. Nasdaq Trading and Member Surveillance team is working at the...

At Nasdaq, you’ll have the chance to start your career in an environment where learning, teamwork, and innovation come first. In this role, you’ll support the Exchange Traded Products (ETP) business and gain hands-on experience supporting clients through the ETP product launch lifecycle. You will also be working with internal parties and teams like data/reporting, regulatory/compliance, and economic research on ETP related projects and initiatives to better position the Nasdaq ETP Listings business. You don’t need to know everything on day one — we’ll help you build the skills, confidence, and network to grow your career. What You’ll Do   Support ETP team with day-to-day tasks and contribute to ongoing initiatives.  Client Onboarding - Manage the new listings/transfer onboarding process and respond to changes impacting existing products in conjunction with various internal teams such as Listings Qualifications, Legal, Marketing, Index, Operations, etc. Sales Support -...

We’re looking for a Sr. Specialist, Systems and Network Administrator to join our team, reporting to Sr. Manager, Systems and Network Administration. This team is responsible for providing excellent, 24/5 first level network support. The team is also responsible for proactively monitoring and responding to alerts and requests in order to provide maximum uptime for Nasdaq's mission critical exchange systems. The team is a driven, passionate, high energy and highly motivated group with diverse skill sets. The work environment is fast paced and employees are expected to take on tasks independently. It is critical that the employee have potential and drive to grow their craft. The team is responsible to ensure the network remains in compliance with best practices, meets internal design criteria and complies with internal Information Security and Internal Audit specified guidelines. New ideas and improvement to existing processes and procedures to maximize efficiency and productivity...

As an ETP/Options Manager reporting to senior leadership within the Listing Qualifications Department, you’ll play a critical role in overseeing regulatory operations for Nasdaq-listed Exchange-Traded Products (ETPs) and supporting options market listings. Nasdaq’s Listing Qualifications Group’s mission is to protect investors and market integrity by ensuring that listed companies meet the Nasdaq Stock Market’s rigorous listing standards. We are looking for an exceptional manager to join our experienced team of regulatory experts. Our ideal candidate has a has a strong working knowledge of Exchange-Traded Products (ETPs), experience supervising small teams, is a problem solver, likes new challenges and can work effectively in a team environment. In this role, you will be part of a team of 200+ legal, compliance, surveillance and regulatory professionals located in the U.S. and Europe. You’ll thrive in this position if you have deep expertise in ETPs, strong leadership and...

Nasdaq seeks an experienced and creative storyteller to channel the brand voice and serve as the Content Marketer for the Nasdaq Corporate Solutions, inclusive of Governance, Sustainability, and Investor Relations businesses. Dynamic, fresh, and timely content and messaging are critical to our businesses, helping capture attention of our target audience and maximize engagement and reach across sales and marketing programs. The Content Marketer will be responsible for managing the entire content creation process for a variety short-form, long-form, and digital assets, such as research papers, blog posts, fact sheets, best practice guides, whitepapers, video scripts, social media, and more. This individual may also be required to support research, copywriting, and editing as needed. This role reports to the Head of Content Marketing for Nasdaq Corporate Solutions and will collaborate with the broader marketing and business teams, across Portfolio Marketing, Growth...

As a Product Manager reporting to the VP of Software Engineering, you’ll play a critical role in shaping Nasdaq’s next-generation technology platforms that power global markets. You will own product strategy and execution for key initiatives, balancing client needs, business objectives, and innovation opportunities. You will lead the development of our internal platform engineering ecosystem. This role is pivotal in enabling product teams across cloud, SaaS, AI, data engineering, and financial services to build and scale faster through secure, reusable, and developer-friendly capabilities. You’ll champion a platform-as-a-product mindset, driving roadmaps, adoption, and usability across engineering teams while aligning with enterprise architecture, DevOps, and business goals. Inspired by Intuit’s platform-first culture, you’ll help unify our technology landscape and accelerate innovation through modular, scalable services. You’ll work closely with engineering stakeholders to...