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Full time

Blackstone Sydney NSW, Australia

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , Twitter , and Instagram . Job Description & Responsibilities Blackstone is seeking a 6+ years PQE transactions/corporate lawyer to provide support to its businesses based in Sydney. The work will be transactional in nature, covering the private equity, real estate and tactical...

Full time

Compliance/Legal Associate – Agreements and Disclosure Management (Temp)

Interactive Brokers Hybrid (Chicago, IL, USA)

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Full time

Compliance/Legal Associate – Agreements and Disclosure Management (Temp).

Interactive Brokers Hybrid (Greenwich, CT, USA)

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Full time

Legal & Compliance - Data Compliance & Risk, SVP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone is seeking an experienced and strategic SVP of Data Compliance and Risk to design, implement, and enhance oversight programs across Privacy, Cybersecurity, Artificial Intelligence and Records. Sitting within Blackstone’s Legal & Compliance group,...

Full time

Legal & Compliance - AML & Conflicts Clearance, Associate/ AVP

Blackstone Hong Kong

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Business Description: This role will work within the Global AML team and the Conflicts Clearance team to support the maintenance and development of the Global AML program and the firm's conflicts clearance process. Job Description: The successful...

Full time

Legal & Compliance - Life Sciences (BXLS) - Attorney, SVP

Blackstone Cambridge, MA, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone Life Sciences   Blackstone Life Sciences is an industry-leading private investment platform with capabilities to invest across the life cycle of companies and products within the key life science sectors. By combining scale investments and hands-on...

Full time

Legal & Compliance - Credit & Insurance, Transactional Attorney, AVP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone Credit & Insurance Blackstone Credit & Insurance (“BXCI”) is one of the world’s leading credit investors. Our investments span the credit markets, including private investment grade, asset based finance, public investment grade and high...

Full time

Legal & Compliance - AML Compliance, Analyst

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Business Description: This role will work within the Global AML team to support the maintenance and development of the Global AML program. Job Description: Responsible for conducting sanctions and adverse new screening for prospective clients and...

Full time

Legal & Compliance - Strategic Partners - Secondaries Attorney, VP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Business Unit Overview: Blackstone Strategic Partners is a global capital solutions provider, with $87 billion of investor capital under management. We offer a range of liquidity opportunities to both limited and general partners, including secondaries, GP...

Full time

Legal & Compliance - Risk Management Compliance, Associate

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Compliance Risk Management (“CRM”) Overview CRM performs work on a variety of regulatory compliance related matters. The CRM team is an oversight control function within Blackstone Central Legal & Compliance designed to assess the effectiveness of...

Full time

Legal & Compliance - Transactions Attorney – Private Equity Strategies, VP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . We are seeking an experienced Transactions Attorney to provide legal transactional support across Blackstone Private Equity Strategies. In this role you will be responsible for leading and managing complex transactions, including mergers and acquisitions...

Full time

Legal & Compliance - Credit & Insurance (BXCI) - Transactional Attorney, AVP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone Credit & Insurance (“BXCI”) is one of the world’s leading credit investors. Our investments span the credit markets, including private investment grade, asset based lending, public investment grade and high yield, sustainable resources,...

Full time

Legal & Compliance - Code of Ethics, Conflicts, AVP

Blackstone Miami, FL, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . The successful candidate for this position will report to the global head of the code of ethics team and will be responsible with certain central compliance functions, including the personal trading process, brokerage statement reviews, gifts and entertainment...

Full time

Legal & Compliance - Broker Dealer (Ecomms), Analyst

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Department : Legal & Compliance - Central Compliance Position Overview The Legal and Compliance Department is seeking an E-Comms Surveillance Analyst to join the central compliance team. The successful candidate will be responsible for providing...

Full time

Legal & Compliance - Broker Dealer (Ecomms), Associate

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Department : Legal & Compliance - Central Compliance Position Overview The Legal and Compliance Department is seeking an E-Comms Surveillance Associate to join the central compliance team. The successful candidate will be responsible for providing...

Full time

Legal & Compliance - Blackstone Private Wealth - Core Compliance, AVP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . The Legal & Compliance department seeks an Assistant Vice President to support the complex and growing needs of Blackstone’s Private Wealth compliance program. The role will focus on assisting in compliance functions including: (I) review of educational and...

Full time

Legal & Compliance - Compliance Marketing, Associate

Blackstone Berkeley Square House, Berkeley Square, London W1J, UK

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . This position will be a key member of the Legal and Compliance team playing an important role in continuing to build and develop the function to genuine “Best-in-Class” standards. The Associate will be part of the EMEA Distribution Compliance team, which serves as...

Full time

Legal & Compliance - Strategic Partners - Compliance Officer, VP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . The Legal & Compliance department seeks a highly skilled and experienced mid-level compliance professional to support the complex and growing needs of the Blackstone Strategic Partners business unit. Strategic Partners is Blackstone’s dedicated secondary and...

Full time

Legal & Compliance - Broker Dealer (FINRA Registration Support), Associate

Blackstone Miami, FL, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Responsibilities: Assist in drafting and maintaining FINRA Forms and Filings (e.g., U4, U5, BR, and BD) Monitor exam status reports and follow-up with registered representatives pending examinations Assist with annual FINRA/States registration renewals...

Full time

Compliance Automation Officer - Data Steward

Swissquote 1196 Gland, Switzerland

As part of the Support and Sanctions team and embedded in the Compliance Department, you will be supporting the compliance teams, leveraging your programming expertise to develop and maintain reporting and automate processes. As part of the compliance department, you will help combatting money laundering, fraud, and ensure the Bank is in line with international sanctions by acting as the Data Steward for the Compliance data domain, working closely with the Data Governance team and supporting the Data Owner and helping to automate Compliance processes. You will have multiple tasks, which include: In-house Management tools : Leverage your programming expertise to enhance internal systems and processes in the areas of Compliance Data Stewardship : Support Compliance data governance by ensuring consistent data definitions, monitoring data quality, and implementing data-related decisions Reporting: Contribute to the automation of internal and external processes and reporting...

Full time

Investment Compliance Officer

Swissquote Luxembourg

Conduct MiFID reviews as part of the overall compliance monitoring programme Cooperate with the CCO in the analysis and handling of investment compliance matters Respond swiftly and effectively to investment compliance issues Carry out second-line reviews of the investment product universe Carry out regular reviews of order handling and market transactions Handling of market abuse alerts Preparation of Suspicious Transaction and Order Reports for the CSSF Best execution trade monitoring Assistance in the control of regulatory reporting, e.g., MiFIR/EMIR Initiate internal investigations with a degree of effective autonomy Draft reports on the status of investment compliance within the Bank Qualifications Fluent in both written and spoken English. French or German considered as being a significant advantage Minimum of five years’ experience in the Luxembourg financial sector Understanding of MiFID rules and how they impact an EU credit institution or regulated...

Full time

Compliance Officer - Review Team

Swissquote 1196 Gland, Switzerland

As a Senior Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be: Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB); Conducting enhanced due diligence analyses and declassifications; Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously; Providing support and advice to the front office and management. Depending on the level of seniority, the following tasks may also be required: Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and...

Full time

Compliance Officer - Onboarding Corporate

Swissquote 1196 Gland, Switzerland

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include: Analysis of account opening requests from corporate clients (such as active/passive entities, trusts, collective investments schemes, financial institutions, external asset managers, etc.) from an AML/CTF (AMLA, AMLO-FINMA, CDB 20) and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA and CRS Drafting of internal memorandums, especially regarding HRR corporate clients Optimization of internal processes and guidelines, contribution to the drafting of procedures Participation in key regulatory projects Support and advice to the Front line and management Qualifications Bachelor or Master Degree preferably in Laws/Economics or proven relevant experience in the banking sector Minimum 3 to 5 years of experience in a similar position within a financial institution,...

Full time

Compliance Officer - Monitoring

Swissquote 1196 Gland, Switzerland

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include: Analysis and validation from a compliance and AML perspective of cash and security transfers Perform due diligence analysis and further clarifications from an AML perspective Review of higher risk transactions Participation in key regulatory projects Analysis and validation from an international sanction perspective of cash and security transfers Qualifications Graduated in Laws or in Economics is a strong asset 3-5 years of experience in the Compliance Monitoring thorough knowledge of the AML/CDB regulatory requirements Interest in the Financial industry Knowledge of crypto is an asset Excellent command of English and French (German is a strong asset) Proficiency in Microsoft Office is a strong asset Analytical and methodological approach Flexible and able to handle a variety...

1081 compliance legal jobs found