97 chief compliance officer jobs found

CoinsPaid offers ready-to-use crypto payment solutions tailored to business’ every need. Standing at the forefront of mass adoption, our products help businesses gear up for the new era of digital assets. We showed a tremendous growth in terms of transactions and volumes since 2019 and in 2023 were marked by Forbes as the "Best Crypto Payment Gateway for High-Volume Transactions".  Headquartered in Estonia and having 3 international hubs, we are still a remote-first company with employees working from 30+ countries around the world. At CoinsPaid, we are passionate about crypto, fintech and are putting great effort into building a team that will get the world ready for every-day crypto use. If these feel close to you - give us a shout! We are looking for the Regional Chief Compliance Officer (USA region) responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable USA laws and regulations....

About Wintermute Wintermute is a technology unicorn and one of the leading global players in the digital asset markets. Wintermute is the largest crypto-native algorithmic trading company providing liquidity across all major exchanges and trading platforms. Our OTC desk offers a wide range of spot and derivatives products and supports over 2,000 counterparties across crypto natives and traditional financial institutions. We actively participate in the development of the blockchain ecosystem by being one of the largest players in DeFi as well as our investments arm, partnerships and incubations.  Wintermute was founded in 2017 by trading industry leaders and has successfully navigated multiple crypto industry cycles. Culturally, we combine the best of the two worlds: the technology standards of high-frequency trading firms in traditional markets and the innovative and entrepreneurial culture of technology startups. Read more here. Nature of the role: We...

Overview of Euronext Euronext’s purpose is to shape capital markets for future generations. As such, Euronext has a special position in the financial ecosystem. It serves the real economy by bringing together buyers and sellers in transparent, efficient and reliable trading venues. In this key role, Euronext has a responsibility to the whole finance community, not only to ensure financial stability, but to contribute decisively to a sustainable growth model in the countries in which it operates. A central element of Euronext work is engaging with its customers, European and local public authorities, and policymakers, to help shape the regulatory and policy issues that impact the financial sector and empower sustainable finance. Euronext is the leading pan-European market infrastructure, connecting European economies to global capital markets, to accelerate innovation and sustainable growth. It operates regulated exchanges in Belgium, France, Ireland, Italy, the...

Role summary The compliance function shall contribute to ensure compliance of the Company with the applicable regulation and identify, assess and manage compliance risks, also in line with Group compliance requirements. As The Chief Compliance Officer you will be responsible for maturing and developing a strong, business-oriented compliance function and framework. The overall goal of the Compliance function is that Euronext Securities Copenhagen and Norway have a mature and effective compliance function that constantly seeks to bring value to the business. This also includes developing and implementing the policies and procedures to ensure the company complies with requirements and standards imposed by external national or international regulations and practices, and in particular the core CSDR Regulation applicable to the core business. We also ask of you the support to maturing Euronext Securities compliance by harmonising processes and reporting as well as contributing to...

Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Stand out and drive the next generation of wealth. ​​Define the digital assets industry. Raise the bar for trust, transparency, and client success. Make your mark. Nexo is a premier digital assets wealth platform designed to empower clients to grow, manage, and preserve their crypto holdings. Our mission is to lead the next generation of wealth creation by focusing on customer success and delivering tailored solutions that build enduring value, supported by 24/7 client care. Since 2018, Nexo has provided unmatched opportunities to forward-thinking clients in over 200 jurisdictions. With over $7 billion in AUM and $320 billion processed, we bring lasting value to millions worldwide. Our all-in-one platform combines advanced technology with a client-first approach, offering high-yield flexible and fixed-term savings, crypto-backed loans, sophisticated trading tools, and liquidity solutions, including the first crypto debit/credit card. Built on deep industry expertise, a...

Provides a full range of legal advice and services. Responsibilities focus on designing and maintaining compliance programs and providing legal advice related to privacy, artificial intelligence and cybersecurity. The Team Nasdaq’s Office of General Counsel within the Legal, Risk & Regulatory Group is focused on providing the highest quality compliance advice and program management to our company.  We are looking for an energetic and enterprising Senior Associate General Counsel to work independently and creatively to design, implement and maintain compliance programs related to privacy, artificial intelligence and cybersecurity and handle various initiatives supporting compliance governance, product development and incident response across Nasdaq’s global enterprise.  In this role, you will be part of a team located in the U.S. and Europe reporting to Nasdaq’s Principal Associate General Counsel for Global Ethics and Compliance under the Senior Deputy General Counsel...

The Team Nasdaq’s Office of General Counsel within the Legal, Risk & Regulatory Group is focused on providing the highest quality legal advice and compliance program management to our company. We are looking for an energetic and enterprising Legal Counsel to work independently and creatively to support compliance programs related to privacy, marketing and data governance. This includes addressing various initiatives supporting personal data usage in connection with service-offerings and internal processes. In this role, you will be part of a team located in the U.S. and Europe reporting to Nasdaq’s Principal Associate General Counsel for Global Ethics and Compliance under the Senior Deputy General Counsel and Global Chief Compliance Officer. Your Role and Responsibilities Some of the responsibilities of this role include: Support the ongoing development and maintenance of Nasdaq’s global privacy policies, supporting procedures and related templates including...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. Blockchain.com is looking for a Data Protection Officer to join a young, fast growing team at the heart of the digital asset & blockchain technology movement. Preferred candidates should have 5-7 years experience in a compliance related role with specialized knowledge of global data protection regulations, ideally having applied these principles at a FinTech company or other scale-up company in a relevant industry. This person will play a key role in helping the business build a globally sustainable, long-term compliance focused culture. They will have a rigorous, thorough, and pragmatic approach to compliance, and be excited to use that skill set to champion the privacy rights of our users....

Nasdaq is continuously revolutionizing markets and undergoing transformations while we embrace new technologies to develop innovative solutions, constantly aiming to rewrite tomorrow. We set the pace for rethinking capital markets and economies anywhere and everywhere. We are looking for our new President of Nasdaq Clearing (CCP) to deliver services for capital-efficient management of risk, that empowers businesses and investors to succeed while safeguarding the financial stability in the markets we operate. If you want to work in a dynamic and fast-paced environment together with our hardworking people, this is the place for you!  Nasdaq’s CCP has a unique offering of clearing services across multiple asset classes, primarily in Nordic derivatives, available to international and regional members and investors. Our clearing model includes risk management to the highest standards, a wide collateral list, integrated clearing of exchange-traded instruments as well as an OTC...

Job Description: The Manager, Compliance – GRC will lead Compliance’s development, implementation, and ongoing maintenance of a Governance, Risk, and Compliance (“GRC”) framework tool, in collaboration with Risk and Internal Audit. This includes designing a robust GRC tool tailored to the needs of Cboe, facilitating the documentation of controls and mapping to regulations, and managing the control library and regulatory change management workflows. Additionally, the role involves developing applications and functionality to support GRC workflows, reporting, and dashboards. Effective project management, stakeholder communication, and company-wide education to ensure user engagement and support are also pivotal components of this position. Duties and Responsibilities: Lead the GRC tool (Onspring) development and implementation effort for Compliance, providing guidance on best practice design and strong data governance, working closely with Risk and Internal Audit....

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Role: At Clear Street, we dedicate ourselves to maintaining the highest standards of integrity and compliance within our trading operations.  We are seeking an...

About the Company Gemini is a global crypto and Web3 platform founded by Tyler Winklevoss and Cameron Winklevoss in 2014. Gemini offers a wide range of crypto products and services for individuals and institutions in over 70 countries. Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we help you buy, sell, and store your bitcoin and cryptocurrency.  At Gemini, our mission is to unlock the next era of financial, creative, and personal freedom. The Department: Compliance Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment.  We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes....

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Role: At Clear Street, we dedicate ourselves to maintaining the highest standards of integrity and compliance within our trading operations.  We are seeking an...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Blackstone seeks a Senior Vice President to join its Legal & Compliance team to provide support for the firm’s BXPE business. The candidate will be integrated rapidly into the business unit compliance team to ensure the compliance function continues to...

Binance is a leading global blockchain ecosystem behind the world’s largest cryptocurrency exchange by trading volume and registered users. We are trusted by over 250 million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep liquidity, and an unmatched portfolio of digital-asset products. Binance offerings range from trading and finance to education, research, payments, institutional services, Web3 features, and more. We leverage the power of digital assets and blockchain to build an inclusive financial ecosystem to advance the freedom of money and improve financial access for people around the world.   Responsibilties: Subject Matter Expert of financial crime compliance incl. risks, controls, industry best practice and regulatory requirements Manage committee meeting agendas, notes, submissions and action plans This team works closely with the Chief Compliance Officer (CCO) to prepare internal reporting and...

Antwerp, Belgium We are expanding our Compliance team in Belgium and are looking for talented colleagues to join us. About the job  To support the Compliance department within the Belgian office we are seeking a dedicated Senior Compliance Officer. You will be part of a team of 3 other colleagues, including the Head of Compliance. The compliance function promotes integrity and adherence to legislation within organizations. As a compliance officer you focus on risk management, ethical issues, and encouraging responsible, ethical behavior. Compliance officers support management with an independent and critical perspective, contributing to a transparent and ethical culture. This multifaceted role requires not only knowledge of regulations and risk management but also strong skills in analysis, communication, and organization. Reporting directly to the Chief Compliance Officer in HQ, our team plays a crucial role in managing and mitigating compliance risks associated...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. Founded in London in 1866, the Group operates from more than 60 offices in 27 countries.  We are 5,200 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. About Liquidnet Liquidnet is a next-generation agency execution specialist....

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. Founded in London in 1866, the Group operates from more than 60 offices in 27 countries.  We are 5,200 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. About Liquidnet Liquidnet is a next-generation agency execution specialist....

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Role: You will be responsible for leading Clear Street’s compensation practices across the firm . This role requires a balance of being a strategic advisor and...

About the Role: Grade Level (for internal use): 12 About the Role: Associate Director – Internal Audit Review O fficer The Role : Lead audits and provide analytical assurance for Rating activities across corporate, financial institution or structured finance sectors and analytical activities within other divisions, as needed. The Impact: As a Review Officer, you will join a team of risk management professionals representing S&P Global ’s third line of defense over a range of analytical activities with an emphasis on credit rating s and related activities. You will have significant influence on developing a risk - based approach to the organization’s analytical risks and supporting the Chief Auditor in the provision of analytical assurance to the SPGI Audit Committee, SPGI Boards and S&P Global Ratings senior management and Boards .   What’s in...

About the Role: Grade Level (for internal use): 12 About the Role: Associate Director – Internal Audit Review O fficer The Role : Lead audits and provide analytical assurance for Rating activities across corporate, financial institution or structured finance sectors and analytical activities within other divisions, as needed. The Impact: As a Review Officer, you will join a team of risk management professionals representing S&P Global ’s third line of defense over a range of analytical activities with an emphasis on credit rating s and related activities. You will have significant influence on developing a risk - based approach to the organization’s analytical risks and supporting the Chief Auditor in the provision of analytical assurance to the SPGI Audit Committee, SPGI Boards and S&P Global Ratings senior management and Boards . What’s in it...

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Role: You will be responsible for leading Clear Street’s compensation practices across the firm . This role requires a balance of being a strategic advisor and...