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547 compliance assistant jobs found

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Swissquote
Full time
 
Compliance Assistant
Swissquote Cape Town, South Africa
The South African entity of Swissquote is a financial services provider supporting independent asset managers, acting as a custodian and broker, and offering financial intermediaries a dedicated platform to manage their clients and process stock market orders. Our focus is on international/offshore investments. We are a small, dynamic team looking for a committed addition to join our journey.  We are seeking a Compliance Assistant to join the Corporate Onboarding team at Swissquote South Africa (Pty) Ltd.  You will be involved in a variety of administrative and compliance-related tasks, including:  Compiling account-opening documentation for complex structures such as trusts and companies and providing it to prospective clients, including international trust and fiduciary firms,  Conducting online due diligence searches using specialist tools as well as open-source platforms,  Providing administrative support to the Compliance team,  Assisting with various...

Nov 17, 2025
London Stock Exchange Group
Full time
 
Compliance Assistant Manager, Benchmarks & Indices
London Stock Exchange Group 10 Paternoster Sq., City of London, London EC4M 7LS, UK
About Us At LSEG, we are more than a global financial markets infrastructure and data business—we are open-access partners committed to excellence. With over 300 years of heritage and a presence in more than 60 countries, we empower economies to fund innovation, manage risk, and create jobs. Headquartered in the UK, we employ 25,000 people globally, with a strong footprint in Asia Pacific. FTSE Russell, a flagship brand within LSEG, publishes over one million benchmarks daily, including the renowned FTSE 100 and FTSE4Good indices. As a regulated Benchmark Administrator, we operate under stringent standards for transparency, data quality, and governance. Our People People are at the heart of what we do and drive the success of our business. Our culture of connecting, creating opportunity and delivering excellence shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with...

Nov 18, 2025
Interactive Brokers
Full time
 
Compliance Assistant Manager / Manager
Interactive Brokers Hong Kong
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Nov 09, 2025
Interactive Brokers
Full time
 
Compliance Assistant
Interactive Brokers Tokyo, Japan
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Dec 05, 2025
Swissquote
Full time
 
Legal Operations Assistant - (6 months)
Swissquote 1196 Gland, Switzerland
We are looking for a  Legal Operations Assistant  to join our Legal Department at Swissquote Bank Ltd at its headquarters in Gland, Switzerland. This role is a multi-disciplinary function with a focus on operational and administrative tasks, which include for example the following: Main task: Handling requests from the various Swiss authorities, such as state attorneys or debt enforcement offices (including making the required clarifications, data extractions and correspondence) Handling written correspondence with third parties Various other administrative tasks, for ex. coordination of legal translations Qualifications You are looking for a position with an occupancy rate of 100% You have completed a basic economic education (“CFC” or title deemed equivalent) or have obtained a university degree You are fluent in French (mother tongue) and have   very good knowledge of German (minimum B2, written and spoken)  and good knowledge of English (B1) You have excellent...

Nov 09, 2025
London Stock Exchange Group
Full time
 
Assistant Manager, Global Travel Operations
London Stock Exchange Group Colombo, Sri Lanka
Role profile  This role is a key leadership position within LSEG’s Group Travel and Administration Team, responsible for delivering high-quality travel support across global regions while leading a team of travel professionals. The role will ensure operational excellence, policy compliance, and traveler satisfaction, with a proven focus on seamless coordination of travel logistics, including visa processing and supplier engagement. As a people leader, you will collaborate closely with the Global Operations Manager and Quality Lead to supervise service performance, identify operational gaps, and implement solutions that meet defined SLAs and critical metrics. The role serves as the first point of escalation for travel-related issues and requires a calm, responsive, and professional approach to vendor management. Beyond day-to-day operations, the role involves strategic engagement with global business partners and travel suppliers to develop analytics, dashboards, and...

Dec 06, 2025
London Stock Exchange Group
Full time
 
Assistant Controller
London Stock Exchange Group IND-Bangalore-A, RMZ Infinity
The jobholder works independently or supports team in all aspects of accounting for an entity or a group of entities, work with consultants for statutory and tax reporting, year end submissions and other accounting areas. The objective is to ensure compliance with accounting policies and Local Tax & GAAP requirements. The jobholder is encouraged to interact closely with various groups including General Accounting organization, Group Finance, Tax, Treasury, Internal Audit and 3rd party providers and to manage the relationship with our auditors.   DAY TO DAY RESPONSIBILITY: Required to support in relation to local tax and statutory compliance either for legal entities, by working closely with 3rd party service providers   Work with various business partners to ensure legal entities are accurately, completely and timely accounted for in the enterprise systems, as well as to ensure good controls of underlying processes are in place Ensure the month end close in...

Dec 04, 2025
S&P Global
Full time
 
Assistant Manager - Vendor Cyber Risk
S&P Global Hyderabad, Telangana
About the Role: Grade Level (for internal use): 10 The Team: As part of Vendor Risk Management, the Vendor Cyber Risk Management team manages the Supply Chain Cyber risks by performing risk assessments of third-party engagements to identify and reduce the risks posed by third parties. This is an extremely important role, considering the fact that large number of data breaches happen due to third parties. It involves working with internal stake holders as well as third parties to achieve the results. The Impact: Working in Vendor Risk Management offers the opportunity to continuously enhance processes to meet the evolving requirements of various regulators. This challenging environment provides ample opportunities to expand your knowledge and expertise. What’s in it for you: In addition to risk assessments, recertifications, and continuous monitoring, you will participate in various projects, allowing you to showcase and further develop your skills and experience....

Dec 04, 2025
S&P Global
Full time
 
Executive Assistant to the Chief Information Officer, S&P Global Mobility
S&P Global Centreville, VA, USA
About the Role: Grade Level (for internal use): 09 About the Role: Location: This role is based in Centreville, Virginia, with plans to relocate to Reston, Virginia, in 2026. Requirement : On-site presence, five days a week. We are seeking a highly experienced and detail-driven Executive Assistant to support the Chief Information Officer of S&P Global Mobility. This is a critical, high-impact role that requires exceptional organizational, communication, and technical skills. As a trusted partner, they will manage complex priorities and serve as the central point of coordination—managing priorities, communications, and logistics with precision, discretion, and urgency. At times, will also support other executives in addition to the Chief Information Officer. The Team:   S&P Global Mobility is a close-knit, collaborative team that values positivity, drive, and a good sense of humor. We work hard, support each other, and know how to have fun while...

Dec 04, 2025
London Stock Exchange Group
Full time
 
Assistant Manager, Financial Accounting and Control
London Stock Exchange Group Colombo, Sri Lanka
Position Summary This position entails taking ownership of financial accounting and control tasks delegated by the Finance Center of Excellence (CoE) to the subsidiaries of the London Stock Exchange Group. The role is deeply committed to handling services for the Group, driving improvement initiatives, encouraging resilience, and collaborating with parties in the organization to seamlessly integrate activities. The candidate will play a role within the Finance CoE team, necessitating proficiency in Financial management, expertise, and the management of crucial collaborator relationships. Role Responsibilities Ensure timely and accurate delivery of financial reporting and control related services to the subsidiaries of the London Stock Exchange Group Ltd. Responsible for ensuring processes are standardized, documented and building resilience within the team. Ensuring sufficient controls are in place in all key and non-key...

Dec 03, 2025
Lloyds Banking Group
Full time
 
Assistant Manager – Market Risk SME
Lloyds Banking Group London, UK
End Date Friday 12 December 2025 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Job Share Job Description Summary . Job Description JOB TITLE: Assistant Manager – Market Risk SME SALARY:   £63,711 to £77,869 LOCATION(S): London HOURS: Full-time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites Are you passionate about Market Risk and eager to make a real difference? Join our Financial Risk Oversight – Traded Risk Evolution & Calculation team, where your expertise will play a key role in shaping and advancing our risk management capabilities at Lloyds Banking Group. About this opportunity You’ll be part of a dynamic team collaborating to advance market risk practices, delivering high-quality analysis, implementing system enhancements, and...

Dec 03, 2025
Lloyds Banking Group
Full time
 
Executive Assistant to CEO, Business & Commercial Banking
Lloyds Banking Group London, UK
End Date Sunday 14 December 2025 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE:  Executive Assistant to CEO, Business & Commercial Banking SALARY:  From £120,000+ (dependent on experience) LOCATION:  London HOURS:  Full-Time WORKING PATTERN:  Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites About This Opportunity This is an outstanding opportunity to lead the Executive office and provide direct support to our CEO, Business and Commercial Banking (BCB) in all matters relating to the CEO.   You'll play a vital role to influence key internal and external customers, deputise for senior colleagues and contribute to the broader BCB strategy, goals and business decision making of...

Dec 03, 2025
Plaid
Full time
 
Associate Controller
Plaid San Francisco, CA, USA
We believe that the way people interact with their finances will drastically improve in the next few years. We’re dedicated to empowering this transformation by building the tools and experiences that thousands of developers use to create their own products. Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo, SoFi, several of the Fortune 500, and many of the largest banks to make it easy for people to connect their financial accounts to the apps and services they want to use. Plaid’s network covers 12,000 financial institutions across the US, Canada, UK and Europe. Founded in 2013, the company is headquartered in San Francisco with offices in New York, Washington D.C., London and Amsterdam. The Plaid Accounting team is seeking a highly experienced and hands on Assistant Controller to lead our global accounting operations, strengthen our control environment, and scale processes to support a...

Dec 03, 2025
S&P Global
Full time
 
Assistant Manager
S&P Global Islamabad, PK
About the Role: Grade Level (for internal use): 09 The Team: You will be part of Bank Rates team under Corporate and Industry Insights within the Enterprise Data Organization, composed of colleagues based in Manila, Islamabad, and Ahmedabad. You will provide support on research, validation, and update of Bank Rates data. Bank Rates team is offering different bank’s Federal rates mainly for four products i.e. Savings, Mortgage, Credit Card and Consumers within US region.     The Role: The Assistant Manager will be responsible for guiding and overseeing a group of team members to achieve departmental goals, deliver high-quality work, and maintain efficient operational performance. This position requires a balance of leadership, technical expertise , and communication skills to ensure that team members are well-supported, motivated, and aligned with organizational objectives . The Team Lead will foster a collaborative environment,...

Dec 03, 2025
London Stock Exchange Group
Full time
 
Assistant Finance Controller
London Stock Exchange Group 1, Kariyammana Agrahara Rd, Yemalur, Marathahalli, Bengaluru, Karnataka 560037, India
Assistant Finance Controller Role Profile The Finance Controllership Team provides financial control and accounting support to LSEG globally. Financial Controllers are responsible for the delivering of high-quality management reporting and controllership to the Business units within the Organization. The main responsibilities of this role will be to support FinCon team by overseeing the accounting, financial and regulatory reporting of the D&A regulated business. This role prepares external financial reports for public filings and regulators and analysing financial information of our Broker Dealer entities. The Assistant Finance Controller will interact with various stakeholders of the FinCon organization and the global finance team. The role focuses on core accounting skills, regulatory and compliance filing, understanding of trading & banking regulated business unit and working across different business divisions/entities in order to support the whole...

Dec 02, 2025
London Stock Exchange Group
Full time
 
Executive Assistant
London Stock Exchange Group Paris, France
The Executive Support role provides support to our leaders and teams to enable them to be effective in their day-to-day activities and responsibilities. This includes diary management and meeting co-ordination, fielding communications such as phone calls and e-mails, arranging business travel, maintaining records and files, and providing support on tools, systems and procedures. The variation of grades within the family will depend on the complexity of the services and tasks required. Key Responsibilities Provide admin and executive support for up to 3 Group Leaders across the Business in a hybrid working environment, usually 3 days per week in the office, or as close as on the role requires Standard and sophisticated diary management Creation of briefing papers, reports and presentations Preparation of Presentations and Papers – Translating of content provided by Senior Leaders into visually impactful, accurate and free from typological errors...

Dec 02, 2025
Lloyds Banking Group
Full time
 
Public Cloud Infrastructure Assistant Engineer
Lloyds Banking Group Trinity Rd, Halifax HX1, UK
End Date Sunday 14 December 2025 Salary Range £47,790 - £53,100 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: Public Cloud Infrastructure Engineer for our Azure Landing Zone Lab SALARY: £47,790 - £71,685 LOCATION(S): Halifax HOURS: Full time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at our locations noted above. About this Opportunity: We are modernising with cloud, a platform that is quick, secure and resilient for customers and easy, modern and green for developers. Our core technology focus is on Microsoft Azure Cloud Platform. Find out more about our Cloud Platform team LIM1621 - LBG Cloud Recruitment - GB Pass 4 - 27.02.25.mp4 We're seeking an experienced, motivated and innovative hands-on Software...

Dec 01, 2025
Optiver
Sales Trading Assistant - Trade Booking & Onboarding
Optiver London, England, United Kingdom
We are seeking a motivated and detail-oriented Sales Trading Assistant – Trade Booking & Onboarding to join our team. This role is ideal for candidates with experience in trade support, trading desk assistant, middle office, or onboarding functions within financial markets. You will work closely with traders in a fast-paced environment, ensuring accurate trade booking, smooth client onboarding, and effective coordination across teams. Strong attention to detail, clear communication skills, the ability to thrive under pressure and seek to continuously improve are essential to succeed in this role. What You'll Do: Perform counterpart block trade bookings in a timely manner; mainly listed commodities options, with some CME rates/index/FX trades too. Work closely with commodities traders to understand Optiver’s trading workflows and ensure smooth post trade process with direct counterparts, including trade confirms and account settlement. Onboard new trading...

Dec 01, 2025
S&P Global
Full time
 
Municipal Bond High Grade Evaluator
S&P Global New York, NY, USA
About the Role: Grade Level (for internal use): 13 The Team: The Municipal Evaluations Team at S&P Global is a dynamic group responsible for pricing approximately 1.0 million US-based municipal bonds with a variety of structures, ratings, priorities, durations, and disclosures. We operate in a time-sensitive environment where collaboration and precision are key. Our team is known for its expertise in evaluating the economics and viability of taxable bonds. We value a global mindset, innovation, and the ability to adapt to changing market conditions. Each team member plays a crucial role in maintaining our high standards of quality and accuracy, contributing to the broader strategic goals of S&P Global. Responsibilities and Impact: This position is responsible for weighing various factors associated with the economics and viability of a variety of taxable bonds in his/her portfolio, and expressing an evaluated level on each bond, each trading day....

Nov 30, 2025
CoinsPaid
Full time
 
Accounting Assistant
CoinsPaid Remote
CoinsPaid offers ready-to-use crypto payment solutions tailored to business’ every need. Standing at the forefront of mass adoption, our products help businesses gear up for the new era of digital assets. We showed a tremendous growth in terms of transactions and volumes since 2019 and in 2023 were marked by Forbes as the "Best Crypto Payment Gateway for High-Volume Transactions".  Headquartered in Estonia and having 3 international hubs, we are still a remote-first company with employees working from 30+ countries around the world. At CoinsPaid, we are passionate about crypto, fintech and are putting great effort into building a team that will get the world ready for every-day crypto use. If these feel close to you - give us a shout! We are seeking a Crypto Accounting Assistant / Associate to support our Senior Accountant in managing and improving accounting workflows across multiple entities in the digital assets industry.  This role involves working closely with...

Nov 28, 2025
OKX
Full time
 
Principal Engineer, AI Agent
OKX Hong Kong, Hong Kong SAR
Who we are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.  OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more. About the Opportunity We are seeking a  Principal Engineer  with a deep expertise in...

Nov 28, 2025
OKX
Full time
 
Principal Engineer, AI Agent
OKX Hong Kong, Hong Kong SAR
OKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me , Do the Right Thing , and Get Things Done . These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink...

Nov 26, 2025
OKX
Full time
 
Principal Engineer, AI Agent
OKX Singapore, Singapore
OKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me , Do the Right Thing , and Get Things Done . These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink...

Nov 26, 2025
S&P Global
Full time
 
Assistant Manager
S&P Global Islamabad, PK
About the Role: Grade Level (for internal use): 09 About the Role: Grade Level (for internal use): 09 About the Role: Assistant Manager, Client Services - Credit Support The Team: The Client Support team is responsible for providing support to our clients on our business intelligence tools by holding investigative conversations with clients & driving product usage. You will manage this team and gain in-depth knowledge of our S&P Global Market Intelligence Product suite. Responsibilities and Impact: As the face of the organization, your typical day requires you to support associates who answer client queries by leveraging your working knowledge of our platform, your knowledge of multiple industries, and your expert soft skills honed from working with clients. Additionally, you’ll help identify and develop new associate’s strengths to set them up for success when they progress to other parts of the commercial organization. Develop your leadership...

Nov 25, 2025
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