520 compliance assistant jobs found

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Role Profile An opportunity exists to join the Markets Compliance team as an Assistant Manager.  The team supports the securities and FX businesses of London Stock Exchange Group (LSEG), providing oversight, guidance, and challenge to ensure a robust compliance framework is maintained at all times.  The team establish and maintain compliance procedures, seek to educate staff to make sure we operate within regulatory frameworks, and develop relationships with regulators to provide a key two-way communication channel with the business. The successful candidate will provide guidance on the application of the rules and regulatory requirements that apply to the businesses that the team supports, in the context of business initiatives, new developments or regulatory change.  They will conduct periodic assurance reviews and provide challenge to the business leads, as required, ensuring appropriate processes and controls are maintained to meet the regulatory requirements.  They will...

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. The Group operates from more than 60 offices in 27 countries.  We are 5,300 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. Role Overview As an Accounts Payable Assistant, you will play a vital role in ensuring the accurate and...

About the Role: Grade Level (for internal use): 09 Impact:  You will have an opportunity to improve your skillset and grow a global internal and external network that will enable you to regularly assess client service levels and identify creative, viable ways to drive meaningful improvement. The Career Opportunity:  Our Company prides itself in being an equal opportunity employer and a result faced meritocracy. We set high standards and value accountability for all. At the same time, we seek to identify and reward exceptional performance with growth opportunities. Based on planned growth and initiatives, you have an opportunity to emerge to more specialized roles and act as a resource for the team. Responsibilities:    Support Operations Lead in maintaining overall green departmental health. Remain at or below client-reported accuracy targets, while maintaining a green performance indicator for Quality Control data sampling results for every quarter....

End Date Tuesday 29 April 2025 Salary Range £43,803 - £48,670 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE:  Assistant Finance Manager – Accounts Preparation (12-month FTC) SALARY : £43,803 - £53,537 HOURS:  Full time LOCATION(S):  Edinburgh WORKING PATTERN:  Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites. About this opportunity We're seeking a meticulous and experienced Accounts Preparation Specialist to join our finance team on a 12-month fixed term contract. This role sits within the Commercial Banking Financial Control and Reporting team within Group Finance Support (GFS), who are responsible for financial control activity for the Commercial Banking division (CB) such as income recognition, reconciliation...

Stand out and drive the next generation of wealth. ​​Define the digital assets industry. Raise the bar for trust, transparency, and client success. Make your mark. Nexo is a premier digital assets wealth platform designed to empower clients to grow, manage, and preserve their crypto holdings. Our mission is to lead the next generation of wealth creation by focusing on customer success and delivering tailored solutions that build enduring value, supported by 24/7 client care. Since 2018, Nexo has provided unmatched opportunities to forward-thinking clients in over 200 jurisdictions. With over $7 billion in AUM and $320 billion processed, we bring lasting value to millions worldwide. Our all-in-one platform combines advanced technology with a client-first approach, offering high-yield flexible and fixed-term savings, crypto-backed loans, sophisticated trading tools, and liquidity solutions, including the first crypto debit/credit card. Built on deep industry expertise, a...

About the Role: Job Summary: This is an excellent entry-level opportunity for a motivated and enthusiastic individual to join the OSTTRA London team as a Facilities Assistant. You will provide essential support to the Facilities Manager, ensuring the smooth and efficient running of the office environment. This role is perfect for someone looking to start their career in facilities management and gain valuable experience in a corporate setting. Key Responsibilities: 1. First Point of Contact & General Facilities Support: Be the friendly and helpful first point of contact for staff regarding facilities queries. Assist in maintaining the cleanliness and organisation of tea points, meeting rooms, and the general office. Report any maintenance or repair issues to the Facilities Manager or building management team. Help ensure a comfortable and welcoming office environment. 2. Inventory & Stock Management: Assist in maintaining accurate inventory...

About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. Our people: People are at the heart of what we do and drive the success of our business. Our values of Integrity, Partnership, Excellence and Change shape...

End Date Monday 28 April 2025 Salary Range £47,790 - £53,100 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: Cloud Infrastructure Assistant Engineer SALARY: £55,755- £61,695 in London, or £47,790 - £53,100 outside of London LOCATION(S): London, Halifax, Leeds, Manchester or Edinburgh HOURS: Full time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at our locations noted above. About this Opportunity: We are modernising with cloud, a platform that is quick, secure and resilient for customers and easy, modern and green for developers. Our core technology focus is on Microsoft Azure and Google Cloud Platform. We are particularly interested in people with experience in one or more of the...

End Date Tuesday 06 May 2025 Salary Range £51,777 - £57,530 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: Assistant Manager - Box and Pricing Oversight (12-month FTC) SALARY : £51,777- £57,530 HOURS: Full time LOCATION(S): Edinburgh WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites. About this opportunity An excellent opportunity has arisen as an Assistant Manager on a 12-month fixed term contract joining the Investment Accounting & Operations team within Insurance, Pensions & Investments Finance You’ll join the Pricing Oversight Team who are focused on the accuracy and timeliness of key deliverables by undertaking oversight of all daily operational processes and controls performed by...

End Date Tuesday 06 May 2025 Salary Range £51,777 - £57,530 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working Job Description Summary . Job Description JOB TITLE: Assistant Manager Box - Investment Operations (FTC) SALARY : £51,777 - £57,530 HOURS: Full time LOCATION(S): Edinburgh WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites. About this opportunity An excellent opportunity has arisen at Assistant Manager level to join the Investment Accounting & Operations team within Insurance, Pensions & Investments Finance on a fixed term contract until the end of December. You’ll join the Box Management Team who are focused on the accuracy and timeliness of key deliverables by undertaking oversight of all daily operational processes and controls performed by...

About the Role: Grade Level (for internal use): 09 Department overview: The evaluated bond pricing team provides independent pricing, transparency and liquidity metrics on government, supranational, agency and corporate bonds across all regions. Our mission is to provide our clients with the highest quality of market data that can be used to support multiple business processes. Position summary: Fixed Income Pricing Analyst. This position will be for someone with good understanding of fixed income instruments valuation with special focus on corporate, government bonds and ABS. The successful candidate will be expected to monitor market movements, assist with creating, automating, and updating data quality controls across all fixed income assets and become subject matter expert in designated area. Duties & accountabilities: The successful candidate will be responsible for accurately pricing various sectors of the APAC fixed income markets using proprietary models....

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. The Group operates from more than 60 offices in 27 countries.  We are 5,300 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. Role Overview: The Front Office Risk Management (FORM) team provides a central hub for key business controls...

ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge, and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years.  Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America, and Asia Pacific. We...

ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge, and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years.  Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America, and Asia Pacific. We...

Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Job Description: Assistant General Counsel, Privacy (London) About the Role The Assistant General Counsel Privacy position is part of our global privacy function and this role will be based in our London, England office.  The lawyer in this role will assist with our global privacy function initiatives such as privacy awareness, accountability, and compliance, and will also directly support the business on compliance with current and developing rules and regulations involving privacy and data protection. This attorney will also serve as the Data Protection Officer. The position will report to the Dow Jones Chief Privacy Officer based in NYC, U.S. You Will: Foster a data protection culture within the organization and help to develop, implement, and maintain essential elements of Dow Jones’s privacy program, such as the data subjects’ rights response process, data protection impact assessments (DPIAs), data protection by design and by default, records...