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15 compliance legal jobs found in Chicago, IL

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compliance legal Chicago, IL
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Legal  (12) Compliance Legal  (10) Finance  (4) Financial Fraud Analyst  (2) Financial Crime Analyst (FinCrime)  (2) Accounting  (2)
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Interactive Brokers
Full time
 
Analyst - Quality Assurance Financial Crime Compliance
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

May 14, 2025
Interactive Brokers
Full time
 
Analyst - Quality Assurance Financial Crime Compliance
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

May 13, 2025
Interactive Brokers
Full time
 
Compliance Analyst
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

May 11, 2025
Interactive Brokers
Full time
 
Compliance Analyst
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

May 10, 2025
Interactive Brokers
Full time
 
Senior Compliance Manager
Interactive Brokers Chicago, IL, USA
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

May 10, 2025
Interactive Brokers
Full time
 
Analyst - Financial Advisor Compliance (Temp)
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

May 10, 2025
Cboe
Full time
 
Compliance Manager - GRC
Cboe Chicago, IL, USA
Job Description: The Manager, Compliance – GRC will lead Compliance’s development, implementation, and ongoing maintenance of a Governance, Risk, and Compliance (“GRC”) framework tool, in collaboration with Risk and Internal Audit. This includes designing a robust GRC tool tailored to the needs of Cboe, facilitating the documentation of controls and mapping to regulations, and managing the control library and regulatory change management workflows. Additionally, the role involves developing applications and functionality to support GRC workflows, reporting, and dashboards. Effective project management, stakeholder communication, and company-wide education to ensure user engagement and support are also pivotal components of this position. Duties and Responsibilities: Lead the GRC tool (Onspring) development and implementation effort for Compliance, providing guidance on best practice design and strong data governance, working closely with Risk and Internal Audit....

May 07, 2025
Interactive Brokers
Full time
 
Senior Analyst - Compliance
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Apr 22, 2025
Crypto.com
Full time
 
Senior Tax Manager ( US and Americas Tax Compliance and Accounting )
Crypto.com Chicago, IL, USA
We are looking to recruit a Manager of US and Americas Tax Compliance and Tax Accounting, located in Chicago, to manage the rapidly growing tax compliance and tax accounting function in the Crypto.com Americas region. In this position, you will focus on US federal and state tax compliance, planning, and reporting matters of the US business, as well as manage the Canadian corporate tax compliance, tax accounting, and Canadian indirect tax reporting matters.  The successful candidate will also be expected to participate in Brazilian tax matters (with the assistance of external tax advisors).  This role offers the successful candidate a fantastic opportunity to be involved in key work streams of the tax function.   Reporting directly to the Global Head of Tax (located in Asia), and with a dotted reporting line to the Head of Finance - US, the successful candidate will work closely with one direct report, located in Chicago, and play a key role in managing all areas of the Americas...

Mar 07, 2025
Crypto.com
Full time
 
Manager, US and Americas Tax Compliance and Tax Accounting
Crypto.com Chicago, IL, USA
We are looking to recruit a Manager of US and Americas Tax Compliance and Tax Accounting, located in Chicago, to manage the rapidly growing tax compliance and tax accounting function in the Crypto.com Americas region. In this position, you will focus on US federal and state tax compliance, planning, and reporting matters of the US business, as well as manage the Canadian corporate tax compliance, tax accounting, and Canadian indirect tax reporting matters.  The successful candidate will also be expected to participate in Brazilian tax matters (with the assistance of external tax advisors).  This role offers the successful candidate a fantastic opportunity to be involved in key work streams of the tax function.   Reporting directly to the Global Head of Tax (located in Asia), and with a dotted reporting line to the Head of Finance - US, the successful candidate will work closely with one direct report, located in Chicago, and play a key role in managing all areas of the Americas...

Feb 21, 2025
Adyen
Senior Financial Risk Analyst
Adyen Chicago, IL, USA
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. Financial Risk Analyst As a Senior Financial Risk Analyst located in Chicago, you will be part of a team of high-performing professionals that evaluates and manages financial risk (i.e. chargebacks) arising from a portfolio of enterprise merchants, as well as assessing the risk of new products.  As a member of our team, you will help...

May 09, 2025
Cboe
Full time
 
Senior Third-Party Cyber Risk Specialist - Flexible Hybrid in Chicago, IL or Lenexa, KS
Cboe Chicago, IL, USA
Job Description: Building trusted markets —powered by our people.   At Cboe, w e inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.     We’re building inclusive ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. Our Associate Resour ce Groups champion diversity, equity and inclusion, giv ing...

May 02, 2025
Optiver
Operational Risk Manager
Optiver Chicago, IL, USA
We are seeking an Operational Risk Manager to join the Optiver Operational Risk Management team. In this role, you will help monitor risk, scale, and improve our control frameworks and processes to ensure continuous learning. You will also analyze incident data up close, identify trends, and work with a wide variety of stakeholders to establish robust risk and control processes, while maintaining the company-wide control framework. You will work on the trading floor in a fast-paced, dynamic environment, with broad outreach across the entire organization. This includes regular interaction with Trading, Technology, Data Analysis, and Risk & Control teams, as well as frequent communication with senior stakeholders. The role primarily supports the U.S. business while contributing to our global risk framework alongside colleagues in Europe and APAC. What you’ll do: Coordinate, review, and thoughtfully assess reporting on second-line activities related to the control...

Apr 28, 2025
Interactive Brokers
Full time
 
Associate General Counsel – eDiscovery
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Apr 24, 2025
Interactive Brokers
Full time
 
Enhanced Due Diligence Analyst
Interactive Brokers Hybrid (Chicago, IL, USA)
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Apr 20, 2025
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