6 compliance legal jobs found in Colombo

About Us   LSEG is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to perfection in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and build jobs. Position Summary This role is within our Corporate Operations team, specializing in Know Your Client (KYC) and Anti Money Laundering. The KYC Operations function is specialist in, but not limited to, onboarding and customer risk assessments generating MI reports, SLA and critical metric execution, quality control and quality assurance execution. KYC Operations will also be responsible for Operational training design and delivery. Roles and Responsibilities • Follows procedures to ensure alerts are responded to in a timely manner (focus is on...

Position Summary This role is within our Corporate Operations team, specializing in Know Your Client (KYC) and Anti Money Laundering. The KYC Operations function is specialist in, but not limited to, onboarding and customer risk assessments generating MI reports, SLA and critical metric execution, quality control and quality assurance execution. KYC Operations will also be responsible for Operational training design and delivery. Roles and Responsibilities Follows procedures to ensure alerts are responded to in a timely manner (focus is on alerts in a single area). Raising unresolved queries to the next level of support and ensures accurate recording, documentation, and closure of alerts. Perform data gathering and analysis for new client onboarding, periodic reviews, for all new clients. Review all trigger events related to existing clients, where required gather additional supporting documentation. Thoroughly and succinctly detail the research and analysis related to...

Position Summary This role is within our Corporate Operations team, specializing in Know Your Client (KYC) and Anti Money Laundering. The KYC Operations function is specialist in, but not limited to, onboarding and customer risk assessments generating MI reports, SLA and critical metric execution, quality control and quality assurance execution. KYC Operations will also be responsible for Operational training design and delivery. Roles and Responsibilities • Follows procedures to ensure alerts are responded to in a timely manner (focus is on alerts in a single area). • Raising unresolved queries to the next level of support and ensures accurate recording, documentation, and closure of alerts. • Perform data gathering and analysis for new client onboarding, periodic reviews, for all new clients. • Review all trigger events related to existing clients, where required gather additional supporting documentation. • Thoroughly and succinctly detail the research and...

Senior Executive – Tax Compliance & Reporting Role Profile The main responsibilities of this role will be assisting in Indirect tax compliances. The selected candidate for this role is required to ensure all information is provided timely, coordinate with tax consultants and service owners, and ensure timely tax payments and all other tax filing compliances. Key Responsibilities  The selected candidate will have ownership for: Preparation & Review of indirect tax filings for overseas countries. Preparation of tax workings/providing information for UK VAT return. Coordinating with tax consultants and service owners on tax compliance. Able to connect with Tax authorities on the Various issues and resolve in timely manner. Preparing Tax accounts reconciliations. Assisting with the preparation and posting of tax journals. Supporting for various reports and request from the internal business team. Candidate Profile The ideal candidate should...

Description An exciting opportunity, reporting to the Director of FP&A and Financial Control for FTSE Russell, this role will provide exposure across financial control for the FTSE Russell division and it's globally dispersed legal entities. The role leads all aspects of divisional financial control, board reporting and financial regulatory oversite. Key Responsibilities: Manage a team of financial controllers and work closely with colleagues in various global teams (Billing, Financial Accounting and Reporting, Credit Control etc) Ensure accurate month end close of FTSE Russell legal entities in compliance with internal and external reporting standards, policies and internal controls. Perform and coordinate the month end analytical review procedures to gain assurance over the entity Balance Sheets and Income Statements before period close. Monthly management reporting of divisional and legal entity results with variance analysis to report to finance and...

Role Profile The main purpose of this role is to lead the day-to-day billing of the different service lines pertaining to the London Stock Exchange for existing customers, and any potential customers, making sure that processes and policies are adhered to and pre-determined functional and interpersonal objectives and schedules are met. Key Responsibilities  The selected candidate will have ownership for: Support the Contracts and Sales Ledger Supervisor in the set up and invoicing of all new business contracts. Assist in smooth Beacon transition Be an SME for all the Line of services across the team and to guide the team on complex tasks Handling the inter sales inbox and Service Now platform, ensuring all contract stages are logged in to support new business calculations and all contracts are appropriately booked within each quarter. Supervising and tracking the status of contracts between sales, legal and the end customers. Completion of new business...