12 compliance legal jobs found in Gland

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include: Analysis of account opening requests from corporate clients (such as active/passive entities, trusts, collective investments schemes, financial institutions, external asset managers, etc.) from an AML/CTF (AMLA, AMLO-FINMA, CDB 20) and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA and CRS Drafting of internal memorandums, especially regarding HRR corporate clients Optimization of internal processes and guidelines, contribution to the drafting of procedures Participation in key regulatory projects Support and advice to the Front line and management Qualifications Bachelor or Master Degree preferably in Laws/Economics or proven relevant experience in the banking sector Minimum 3 to 5 years of experience in  a similar position within a financial institution,...

As a Senior Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be: Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB); Conducting enhanced due diligence analyses and declassifications; Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously; Providing support and advice to the front office and management. Depending on the level of seniority, the following tasks may also be required: Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and...

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the monitoring team of the Compliance Service. You will have multiple tasks, which include: Handling inheritance and guardianship cases, under Swiss and international law Being part of the development, implementation and update of several internal processes and guidelines Optimization of internal processes, review and drafting of internal guidelines Participation in key regulatory projects Support and advice to the Front line and Management Qualifications Master degree in Swiss Law  At least 3 years of relevant experience (e.g. as a jurist/lawyer in the banking industry, in a consultancy/law firm or a notary office with focus on inheritance law) Excellent knowledge of French and German; working knowledge of English is a strong asset; Flexible and able to handle a variety of tasks Very good communication and writing skills Autonomous and dynamic Strong team player who...

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include: Analysis and validation from a compliance and AML perspective of cash and security transfers Perform due diligence analysis and further clarifications from an AML perspective Review of higher risk transactions Participation in key regulatory projects Analysis and validation from an international sanction perspective of cash and security transfers Qualifications Graduated in Laws or in Economics is a strong asset 3-5 years of experience in the Compliance Monitoring thorough knowledge of the AML/CDB regulatory requirements Interest in the Financial industry Knowledge of crypto is an asset Excellent command of English and French (German is a strong asset) Proficiency in Microsoft Office is a strong asset Analytical and methodological approach Flexible and able to handle a variety...

As a Compliance Manager, you will be part of the Compliance Department and will be in charge of a Compliance team mainly responsible for the onboarding of private clients. You will have multiple tasks, which include: Ensuring the team’s mission is achieved and the service levels are respected Ensuring the application of the Bank’s internal regulations in the field of AML, tax compliance and cross-border Providing support to the front line and ensuring the resolution of compliance issues Managing key regulatory projects in the field of AML Updating policies and procedures following regulatory and systems changes Training and coaching the team and the front line. Qualifications  Minimum 5 years of experience in a compliance or similar position and minimum 2 years of experience as team leader Law degree and/or CAS in Compliance in Financial Services (formerly CAS in Compliance Management) are strong assets Excellent knowledge in Swiss banking and financial laws,...

We are looking for a  Legal Operations Officer  to join our Legal Department at Swissquote Bank Ltd at its headquarters in Gland, Switzerland. This role is a multi-disciplinary function that helps the Legal Department in optimizing the delivery of its services. Your tasks will be diverse and include for example the following: Handling requests from the various judiciary authorities, such as state attorneys or FINMA (including clarifications within the bank and the correspondence with the authorities) Management of data bases used by the Legal Department, participation in knowledge management projects Supporting the Legal Officers in the management of larger various cases if necessary Handling customer information requests (data protection) Handling written correspondence with third parties Various other tasks, for ex. coordination of legal translations Qualifications You are looking for a position with an occupancy rate of 100% You have obtained an university degree...

We have an exciting opportunity in our Legal Department. We offer the opportunity to become part of a young performing team, in a stimulating working environment combining a friendly, casual atmosphere with cutting-edge technologies and a great diversity of tasks. As a Legal Officer, you will be part of the Legal Department. Among others, your tasks will typically be the following: Advise internal stakeholders on the legal aspects of the Bank’s projects, including innovative banking services and implementation of novel technologies, providing insights and risk assessments; Review, negotiate and draft contracts and/or any other documentation of the Bank with a focus on securities trading, crypto-assets, foreign exchange pairs (FX) and contracts for difference (CFD); Take care of litigation matters and complaints; Prepare legal research on banking & financial law and monitor regulatory changes; Draw up, implement and review internal policies and procedures....

As a Compliance Assistant, you will be part of the Compliance Department, you will have multiple tasks, which include: Review of client’s account opening requests of private clients from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB). Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information) Contribution in drafting internal memos and procedures Participation in reviews of key clients Participation in key regulatory projects Optimization of internal processes and guidelines Support and advice to the Front line and management Qualifications Bachelor or Master Degree, preferably in Laws or in Economics Minimum 2 years of experience in the Compliance field, Excellent command of English and French (German is a strong asset) Analytical and methodological approach Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment Additional Information SQ1

As a Deputy Compliance Officer, you will be part of the Compliance Department for 6 months and will work in the Reviews and Investigations team. You will have multiple tasks, which include: Contribution to the analysis and drafting of MROS reports. Support in investigations, enhanced due diligence analysis. Support and advice to the Front line Support to the team within the review of key clients’ files Review of client’s account documentation (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Qualifications Bachelor/ Master degree, preferably in Laws or in Economics 3-5 years of experience in Compliance or similar position Excellent command of English and French (German and/or Italian would be a strong asset) Analytical and methodological approach Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment

As a Deputy Compliance Officer, you will be part of the Compliance Department and will work in the Reviews and Investigations team. You will have multiple tasks, which include: Contribution to the analysis and drafting of MROS reports. Support in investigations, enhanced due diligence analysis. Support and advice to the Front line Support to the team within the review of key clients’ files Review of client’s account documentation (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Qualifications Bachelor degree, preferably in Laws or in Economics 2-5 years of experience in Compliance or similar position Excellent command of English and French (German and/or Italian would be a strong asset) Analytical and methodological approach Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment Additional...

Job Description As the Head of Business Risk Management, you will lead the front-line efforts in protecting Swissquote from client-related risks. Reporting directly to the Chief Sales & Marketing Officer, you will act as a key partner to Sales teams and senior management, ensuring robust due diligence, AML controls, and client risk assessments across the entire client lifecycle — from prospecting to ongoing monitoring. This role places you at the heart of the organization’s first line of defense, working in close alignment with the Compliance Department and Relationship Managers to support sustainable growth and regulatory integrity. The position requires coverage across both our Gland and Zurich offices. As the scope of the client base evolves, you will also be responsible for gradually building and leading a dedicated, multi-site team to ensure that the Business Risk Management function scales effectively with business growth.   Key Responsibilities Client Risk...

Actively support the Private/VIP Desk in the onboarding of new clients, ensuring a seamless and compliant account opening process. Engage in initial outreach to qualified prospects and ensure continuous follow-up in close coordination with Relationship Managers/ Activators, with the objective of converting leads into clients. Contribute to client acquisition efforts by preparing client proposals, pitch materials, and financial documentation in alignment with the bank’s offering and regulatory framework. Assist in identifying business development opportunities through client profiling, market intelligence, and internal data analysis. Monitor client pipelines and support Relationship Managers in maintaining momentum across all stages of the sales cycle. Maintain high responsiveness to client and prospect inquiries, ensuring excellent service quality and alignment with commercial objectives. Receive and execute client orders over the phone, ensuring proper validation, accuracy,...