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10 compliance legal jobs found in Sydney

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CMC Markets
Full time
 
Legal Counsel 3-5 PQE
CMC Markets Sydney NSW, Australia
If you also believe that everyone should be able to achieve their financial potential, then you’ll love contributing to CMC Markets’ company vision of providing the ultimate trading experience. Seize the opportunity to progress your career in the fintech industry by joining a global leader in CFD trading and share investing. Grow yourself personally and professionally with a company that’s growing with you, by global expansion and product offering. As Legal Counsel at CMC Markets, you will be a key contributor within a fast-paced financial technology environment, providing critical legal support that influences strategic decisions across our operations in Australia and New Zealand. Based in our Barangaroo office, you’ll engage in a broad range of legal matters, from contract negotiation and regulatory compliance to supporting high-impact strategic initiatives. This is a true generalist role that offers exceptional opportunities for professional development. You’ll gain...

Dec 06, 2025
Interactive Brokers
Full time
 
Account Opening & KYC Specialist
Interactive Brokers Sydney, Australia
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Nov 26, 2025
iress
Full time
 
Legal Counsel - 6 Month FTC
iress Sydney NSW, Australia
See yourself being part of a large, transformational change? This could be the role for you! At Iress, we make things happen We believe technology should help people perform better every day. Since our beginning in 1993, people across financial services have trusted us to take their performance to the next level. More than 10,000 businesses and 500,000 people use our software, from the world’s most iconic financial services brands to advice firms of all sizes, banks, insurers, investment managers, traders and brokers. Iress is one of Australia’s largest technology companies and employs more than 1,100 people across Australia, The United Kingdom, Africa, Canada, New Zealand and Asia. Build your career at Iress!  As Legal Counsel, you will be a part of the APAC Legal Team on a range of legal activities including assistance with commercial contracting, preparation of legal documentation, provision of advice to stakeholders on relevant laws /...

Nov 20, 2025
Optiver
Tax Compliance Manager
Optiver Sydney, Australia
Optiver is seeking an experienced and energetic tax professional with a passion for the financial markets to join its APAC Tax compliance team based in Sydney. The successful candidate will apply their strong technical skills in a dynamic and fast moving organisation to advise and enable the business to navigate through the complex APAC tax environment. WHAT YOU’LL DO:  Managing direct and indirect tax compliance and reporting obligations for Australian legal entities, including income tax, withholding tax and fringe benefits tax. Preparation and review of annual corporate income tax return for the Australian tax consolidated group, including calculations and disclosures for subsidiaries, permanent establishment and selected entities across the APAC region. Reviewing monthly tax provisions and annual tax note disclosures included in the financial statements. Managing indirect tax compliance for entities within Australia including review and lodgement of business...

Nov 18, 2025
OKX
Full time
 
Compliance Manager - Regulatory Compliance
OKX Sydney, New South Wales, Australia
Who we are At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. In recent years, we have developed one of the most connected Web3 wallets used by millions to access decentralised crypto applications (dApps). OKX is a trusted brand by hundreds of large institutions seeking access to crypto markets on a reliable platform that seamlessly connects with global banking and payments. In the last year, OKX has expanded into new markets including Australia, Brazil, Netherlands, Singapore and Turkey, with plans to launch in the US, Belgium and the UAE.   We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology. This is why we publish proof of reserves monthly, and continue to ship new innovative security...

Nov 11, 2025
Interactive Brokers
Full time
 
Client Onboarding Associate
Interactive Brokers Sydney, Australia
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Nov 26, 2025
Interactive Brokers
Full time
 
Application Service Group Associate
Interactive Brokers Sydney, Australia
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Nov 20, 2025
Optiver
Senior HR Business Partner (15-month contract)
Optiver Sydney, Australia
An exciting opportunity now exists to join the APAC People Services Team on a 15-month contract as a Senior HR Business Partner. In this role, you’ll partner flexibly across our Sydney and APAC offices, supporting both BAU work and strategic people initiatives. You’ll work across multiple departments, providing timely partnership and support to the existing Senior HR Business Partners, with a focus on employee relations, employment legislation and business partnering aligned to Optiver’s Global and Regional people strategy. WHAT YOU’LL DO: As a Senior HR Business Partner, you’ll work alongside a passionate team of specialists, focusing on key areas that contribute to the team’s goals. Responsibilities include: Operating as a People Partner across Sydney and APAC, adapting to evolving business priorities and providing expert advice on leadership, employee relations, and change initiatives. Partnering with HRBPs and business leaders to identify people priorities,...

Nov 11, 2025
StoneX Group
Full time
 
Corporate FX Sales
StoneX Group Sydney, UNAVAILABLE
Overview Class: Full-time AND Permanent   Legal Entity: StoneX Financial Pty. Ltd.   Report to: Managing Director - Head of Corporate FX     Company Overview:   Connecting clients to markets – and talent to opportunity. With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.   Business Segment Overview:   Institutional : Immerse yourself in the...

Nov 04, 2025
StoneX Group
Full time
 
Client Management Team Lead
StoneX Group Sydney, UNAVAILABLE
Overview Class:  Full-time   Legal Entity:  StoneX Financial Pty Ltd   Organization:  StoneX Financial Pty Ltd     Company Overview:   Connecting clients to markets – and talent to opportunity. With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.   Business Segment Overview:   Retail:  Empower individual investors – and yourself – in the world of...

May 28, 2025
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Liquidity Finder Ltd is incorporated in England and Wales, company number 10610740, and whose registered address is
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