19 compliance officer jobs found in Gland

As a Compliance Officer, you will be part of the Compliance Department and work within the Reviews & Investigations Team. The team is growing and we are looking for different types of seniority profiles whose main tasks will be: Manage complex investigations and conduct legal clarifications, Write and submit SARs to Financial Intelligence Unit (MROS), Communication with MROS as well as other Swiss law enforcement authorities. Depending on the seniority, the following tasks will also be required: Support the team on a daily basis, Optimization of internal processes, review and drafting of internal guidelines, Support and advice to the Front line and Management. Qualifications Graduated in Laws or in Economics (a Certificate in Compliance Management is a very strong asset) Several years in a Compliance Department in the financial industry (investigations and MROS reports is a very strong asset) Knowledge of Swiss law Excellent command of English and French...

As a Senior Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be: Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB); Conducting enhanced due diligence analyses and declassifications; Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously; Providing support and advice to the front office and management. Depending on the level of seniority, the following tasks may also be required: Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and...

As a Deputy Compliance Officer, you will be part of the Compliance Department for 6 months and will work in the Reviews and Investigations team. You will have multiple tasks, which include: Contribution to the analysis and drafting of MROS reports. Support in investigations, enhanced due diligence analysis. Support and advice to the Front line Support to the team within the review of key clients’ files Review of client’s account documentation (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Qualifications Bachelor/ Master degree, preferably in Laws or in Economics 3-5 years of experience in Compliance or similar position Excellent command of English and French (German and/or Italian would be a strong asset) Analytical and methodological approach Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment

As a Deputy Compliance Officer, you will be part of the Compliance Department and will work in the Reviews and Investigations team. You will have multiple tasks, which include: Contribution to the analysis and drafting of MROS reports. Support in investigations, enhanced due diligence analysis. Support and advice to the Front line Support to the team within the review of key clients’ files Review of client’s account documentation (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Qualifications Bachelor degree, preferably in Laws or in Economics 2-5 years of experience in Compliance or similar position Excellent command of English and French (German and/or Italian would be a strong asset) Analytical and methodological approach Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment Additional...

As a Senior Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be: Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB); Conducting enhanced due diligence analyses and declassifications; Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously; Providing support and advice to the front office and management. Depending on the level of seniority, the following tasks may also be required: Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and...

As a Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be: Carrying out reviews of key clients (private clients, companies, institutional clients,  external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Conducting enhanced due diligence analyses Drafting formal compliance assessments Providing support and advice to the front office and management Depending on the level of seniority, the following tasks may also be required: Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members’ assessments and serving as a trusted role model in terms of work quality, efficiency and professional behavior Serving as the key point of contact for complex cases Optimization of internal...

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include: Analysis of account opening requests from corporate clients (such as active/passive entities, trusts, collective investments schemes, financial institutions, external asset managers, etc.) from an AML/CTF (AMLA, AMLO-FINMA, CDB 20) and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA and CRS Drafting of internal memorandums, especially regarding HRR corporate clients Optimization of internal processes and guidelines, contribution to the drafting of procedures Participation in key regulatory projects Support and advice to the Front line and management Qualifications Bachelor or Master Degree preferably in Laws/Economics or proven relevant experience in the banking sector Minimum 3 to 5 years of experience in  a similar position within a financial institution,...

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the monitoring team of the Compliance Service. You will have multiple tasks, which include: Handling inheritance and guardianship cases, under Swiss and international law Being part of the development, implementation and update of several internal processes and guidelines Optimization of internal processes, review and drafting of internal guidelines Participation in key regulatory projects Support and advice to the Front line and Management Qualifications Master degree in Swiss Law  At least 3 years of relevant experience (e.g. as a jurist/lawyer in the banking industry, in a consultancy/law firm or a notary office with focus on inheritance law) Excellent knowledge of French and German; working knowledge of English is a strong asset; Flexible and able to handle a variety of tasks Very good communication and writing skills Autonomous and dynamic Strong team player who...

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include: Analysis and validation from a compliance and AML perspective of cash and security transfers Perform due diligence analysis and further clarifications from an AML perspective Review of higher risk transactions Participation in key regulatory projects Analysis and validation from an international sanction perspective of cash and security transfers Qualifications Graduated in Laws or in Economics is a strong asset 3-5 years of experience in the Compliance Monitoring thorough knowledge of the AML/CDB regulatory requirements Interest in the Financial industry Knowledge of crypto is an asset Excellent command of English and French (German is a strong asset) Proficiency in Microsoft Office is a strong asset Analytical and methodological approach Flexible and able to handle a variety...

We are looking for a  Legal Operations Officer  to join our Legal Department at Swissquote Bank Ltd at its headquarters in Gland, Switzerland. This role is a multi-disciplinary function that helps the Legal Department in optimizing the delivery of its services. Your tasks will be diverse and include for example the following: Handling requests from the various judiciary authorities, such as state attorneys or FINMA (including clarifications within the bank and the correspondence with the authorities) Management of data bases used by the Legal Department, participation in knowledge management projects Supporting the Legal Officers in the management of larger various cases if necessary Handling customer information requests (data protection) Handling written correspondence with third parties Various other tasks, for ex. coordination of legal translations Qualifications You are looking for a position with an occupancy rate of 100% You have obtained an university degree...

Job Description As the Head of Business Risk Management, you will lead the front-line efforts in protecting Swissquote from client-related risks. Reporting directly to the Chief Sales & Marketing Officer, you will act as a key partner to Sales teams and senior management, ensuring robust due diligence, AML controls, and client risk assessments across the entire client lifecycle — from prospecting to ongoing monitoring. This role places you at the heart of the organization’s first line of defense, working in close alignment with the Compliance Department and Relationship Managers to support sustainable growth and regulatory integrity. The position requires coverage across both our Gland and Zurich offices. As the scope of the client base evolves, you will also be responsible for gradually building and leading a dedicated, multi-site team to ensure that the Business Risk Management function scales effectively with business growth.   Key Responsibilities Client Risk...

As FATCA, QI, & CRS Officer, you will be a member of the Tax Compliance team, in charge of managing international tax compliance matters, i.e. mainly QI, FATCA and AEOI. You will be reporting directly to the Tax Compliance Manager and, ultimately, the Head Tax Compliance & Cross-Border. Your role and main responsibilities will be the following: Participate in audits, such as QI certifications, by conducting pre-audit controls, assisting during the audit process and following-up on audit results Contribute to operational tax compliance tasks, including in second-line defence controls and the timely preparation of tax compliance reports, with a focus on corporate structures Provide support to various Bank departments and other entities of the Group, particularly in matters related to the opening and monitoring of corporate structures Stay up-to-date with developments in tax compliance, analyse relevant regulations and translate them into clear procedures (e.g. CARF),...

We have an exciting opportunity in our Legal Department. We offer the opportunity to become part of a young performing team, in a stimulating working environment combining a friendly, casual atmosphere with cutting-edge technologies and a great diversity of tasks. As a Legal Officer, you will be part of the Legal Department. Among others, your tasks will typically be the following: Advise internal stakeholders on the legal aspects of the Bank’s projects, including innovative banking services and implementation of novel technologies, providing insights and risk assessments; Review, negotiate and draft contracts and/or any other documentation of the Bank with a focus on securities trading, crypto-assets, foreign exchange pairs (FX) and contracts for difference (CFD); Take care of litigation matters and complaints; Prepare legal research on banking & financial law and monitor regulatory changes; Draw up, implement and review internal policies and procedures....

You will be joining the Corporate Systems team, which is dedicated to providing a reliable working environment and productivity tools for over 1,000 employees. This includes managing M365, maintaining hybrid on-premises and public-cloud services and accompanying infrastructure. You will work in a demanding environment that values an engineering mindset and prioritizes simple, elegant solutions over complexity.  Responsibilities   M365 Administration : Oversee Teams, Sharepoint, Onedrive, Exchange Online administration. Ensure best-in-class user-experience and security best practices are applied throughout the organization.  IAM :  Manage identities, access, and security within Microsoft environments, specifically with Entra and Active Directory.  Microsoft Purview: Play a key role in managing and securing communication and collaboration tools.  Configuration as Code : Work with the team to create and manage configuration changes as code to streamline operations and...

The Compliance Operating Head is responsible for overseeing the day-to-day (Business-as-Usual, BAU) activities of the Compliance Department. This role supports the Group Head of Compliance by ensuring that routine compliance operations and processes are executed efficiently, consistently, and in alignment with regulatory expectations. The ideal candidate will be highly autonomous, solution-oriented, and possess strong, hands-on experience in compliance operations, with the ability to analyze complex cases and exercise sound judgment in decision-making. Key Responsibilities: BAU Oversight: Oversee compliance operations, including onboarding and monitoring.   Process Management: Ensure smooth execution and continuous improvement of compliance workflows and controls.   Tracking: Track the completion and quality of compliance deliverables, Escalate issues as needed.   Documentation & Reporting: Organize accurate records of compliance activities,...

We are looking for a Legal Operations Assistant to join our Legal Department at Swissquote Bank Ltd at its headquarters in Gland, Switzerland. This role is a multi-disciplinary function with a focus on operational and administrative tasks, which include for example the following:   Main task: Handling requests from the various Swiss authorities, such as state attorneys or debt enforcement offices (including making the required clarifications, data extractions and correspondence) Handling written correspondence with third parties Various other administrative tasks, for ex. coordination of legal translations Qualifications You are looking for a position with an occupancy rate of 100% You have completed a basic economic education (“CFC” or title deemed equivalent) or have obtained a university degree You are fluent in French (mother tongue) and have very good knowledge of German (minimum B2, written and spoken) and good knowledge of English (B1) You have excellent...

  You are looking for a position with an occupancy rate of 100% You have completed a basic economic education (“CFC” or title deemed equivalent) or have obtained a university degree You are fluent in French (mother tongue) and have very good knowledge of German (minimum B2, written and spoken) and good knowledge of English (B1) You have excellent analytical skills, you pay attention to details and are keen to understand the context of the tasks you are treating You have an excellent sense of organization, autonomy, rigor and reliability You have a team spirit, dynamism and motivation You have excellent communication skills You are used to working with Microsoft Office tools (Outlook, Word and Excel)

We are looking for a Legal Operations Assistant to join our Legal Department at Swissquote Bank Ltd at its headquarters in Gland, Switzerland. This role is a multi-disciplinary function with a focus on operational and administrative tasks, which include for example the following: Main task: Handling requests from the various Swiss authorities, such as state attorneys or debt enforcement offices (including making the required clarifications, data extractions and correspondence) Handling written correspondence with third parties Various other administrative tasks, for ex. coordination of legal translations Qualifications You are looking for a position with an occupancy rate of 100% You have completed a basic economic education (“CFC” or title deemed equivalent) or have obtained a university degree You are fluent in French (mother tongue) and have very good knowledge of German (minimum B2, written and spoken) and good knowledge of English (B1) You have excellent...

Actively support the Private/VIP Desk in the onboarding of new clients, ensuring a seamless and compliant account opening process. Engage in initial outreach to qualified prospects and ensure continuous follow-up in close coordination with Relationship Managers/ Activators, with the objective of converting leads into clients. Contribute to client acquisition efforts by preparing client proposals, pitch materials, and financial documentation in alignment with the bank’s offering and regulatory framework. Assist in identifying business development opportunities through client profiling, market intelligence, and internal data analysis. Monitor client pipelines and support Relationship Managers in maintaining momentum across all stages of the sales cycle. Maintain high responsiveness to client and prospect inquiries, ensuring excellent service quality and alignment with commercial objectives. Receive and execute client orders over the phone, ensuring proper validation, accuracy,...