1778 compliance officer jobs found

This is Adyen We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain our momentum. Our business challenges are unique, we need as many different voices as possible to join us in solving them - voices like yours. So no matter where you’re from, who you love, or what you believe in, we welcome you to be your true self at Adyen. Card Scheme Compliance Officer Our fast-paced Compliance team is looking for an experienced Card Scheme Compliance Officer for our San Francisco Office. Experience with Card Networks, payments and/or finance industry is required. The successful candidate must have strong analytical skills and be able to work as a business partner to connect with a wide range of teams,...

This is Adyen We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain our momentum. Our business challenges are unique, we need as many different voices as possible to join us in solving them - voices like yours. So no matter where you’re from, who you love, or what you believe in, we welcome you to be your true self at Adyen.  Compliance Officer - Payments Our fast-paced Compliance team is looking for an experienced Card Scheme Compliance Officer for our San Francisco Office. Experience with Card Networks, payments and/or finance industry is required. The successful candidate must have strong analytical skills and be able to work as a business partner to connect with a wide range of teams,...

Nasdaq is a vibrant and entrepreneurial company where everyone is encouraged to take initiative, challenge the status quo, and take intelligent risks. We want everyone to feel welcome and bring their authentic self to work. Every day, we are building a culture where we all feel connected, supported, and empowered! We are now looking for a Compliance Officer to join our Nasdaq Nordic and Baltic Compliance team. As a Compliance Officer you will be part of the 2nd line Compliance Function focusing on compliance obligations for Nasdaq’s Nordic and Baltic regulated businesses and in particular for our Central Counterparty Clearing House, Nasdaq Clearing.  You will work in a cross jurisdictional team of driven and dedicated Compliance Officers reporting to the European Head of Compliance. The role and responsibilities: Working with management and operational teams to formalize and maintain policies and procedures to ensure that the business is compliant with applicable...

About the Role: Grade Level (for internal use): 12 About the Role: S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you’ll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. Responsibilities and Impact: Collaborate with divisional functions to implement relevant compliance policies and procedures, fostering a culture of adherence to laws and regulations. Provide oversight for the Division’s IOSCO assurance program. Offer advisory services on compliance matters and actively participate in relevant committees. Develop monitoring processes to ensure adherence to key policies and facilitate compliance training programs. Contribute to compliance investigations and...

About Us DASH Financial Technologies (part of ION Group) is the leading US options technology and execution provider, offering fully customizable routing and order management solutions to financial institutions as well as complete order routing transparency featuring real-time visualization. The Role The Compliance Officer is an integral part of our DASH Compliance team. Compliance professionals facilitate business decisions within a dynamic regulatory environment, solve issues across the organization and its operations, train team members to know and understand the pertinent regulations and how we meet our responsibilities, and are adept at communicating with industry and regulatory professionals, inside and outside the Firm. This is a unique opportunity to take your career to the next level by digging deep into the rules and regulations governing options and equities along with learning about the products themselves - while working directly with the CCO...

Hex Trust, established in 2018, offers fully regulated institutional digital asset Custody, Staking, and Markets services to builders, investors, and service providers. Drawing on the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary bank-grade platform, providing secure, and integrated solutions. Hex Trust has grown its global presence, with offices in Hong Kong, Singapore, Dubai, Italy, and Vietnam. Position Summary The Compliance Officer will be responsible for managing the daily activities of the Compliance department and maintaining the company’s compliance and AML program, with direct reporting to the VP of Compliance. Duties & Responsibilities Conduct AML/CFT review, analysis and risk monitoring on accounts and transaction flows. Advise the business stakeholders on their existing and ongoing compliance obligations with respect to regulatory standards and...

Overview of Euronext Euronext’s purpose is to shape capital markets for future generations. As such, Euronext has a special position in the financial ecosystem. It serves the real economy by bringing together buyers and sellers in transparent, efficient and reliable trading venues. In this key role, Euronext has a responsibility to the whole finance community, not only to ensure financial stability, but to contribute decisively to a sustainable growth model in the countries in which it operates. A central element of Euronext work is engaging with its customers, European and local public authorities, and policymakers, to help shape the regulatory and policy issues that impact the financial sector and empower sustainable finance. Euronext is the leading pan-European market infrastructure, connecting European economies to global capital markets, to accelerate innovation and sustainable growth. It operates regulated exchanges in Belgium, France, Ireland, Italy, the...

Flow Traders is looking for a Compliance Officer to join our Compliance team in Hong Kong. The ideal candidate is inquisitive and passionate about the financial markets. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capacities. If you aim high, the sky is the limit! This role involves working within the Compliance team as well as with other teams in the firm on a wide range of compliance tasks, e.g.  monitoring and surveillance, contribution to policies and procedures and advising the various internal teams on relevant rules and regulations. In return, you will be offered a great opportunity to build your experiences at a reputable trading firm with great learning and development opportunity. What You Will Do  Provide day-to-day compliance advisory support to business units on market rules...

We are currently seeking a dynamic and motivated individual for the position of Senior Compliance Officer to join our Firm's Compliance Department. Key Responsibilities/Duties Collaborate with the Head of Compliance to establish and refine policies and procedures, ensuring compliance with relevant laws and regulations. Effectively communicate policies and procedures to employees and provide necessary training. Monitor and enforce compliance with both internal policies and external regulations, conducting regular audits and assessments to identify non-compliance. Develop and implement corrective action plans to rectify compliance deficiencies and mitigate associated risks. Stay updated on changes in laws and regulations, conducting thorough investigations into compliance violations or allegations. Document findings, recommend compliance actions or corrective measures, and prepare reports for senior management and regulatory...

We are currently seeking a dynamic and motivated individual for the position of Compliance Officer to join our Firm's Compliance Department. Key Responsibilities/Duties Collaborate with the Senior Compliance Officer to establish and refine policies and procedures, ensuring compliance with relevant laws and regulations. Effectively communicate policies and procedures to employees and provide necessary training. Monitor and enforce compliance with both internal policies and external regulations, conducting regular audits and assessments to identify non-compliance. Develop and implement corrective action plans to rectify compliance deficiencies and mitigate associated risks. Stay updated on changes in laws and regulations, conducting thorough investigations into compliance violations or allegations. Document findings, recommend compliance actions or corrective measures, and prepare reports for senior management and regulatory...

Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. The Group operates from more than 60 offices in 27 countries.  We are 5,300 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. About Tullett Prebon A world-leading intermediary in the wholesale financial and energy...

Antwerp, Belgium We are expanding our Compliance team in Belgium and are looking for talented colleagues to join us. About the job  To support the Compliance department within the Belgian office we are seeking a dedicated Senior Compliance Officer. You will be part of a team of 3 other colleagues, including the Head of Compliance. The compliance function promotes integrity and adherence to legislation within organizations. As a compliance officer you focus on risk management, ethical issues, and encouraging responsible, ethical behavior. Compliance officers support management with an independent and critical perspective, contributing to a transparent and ethical culture. This multifaceted role requires not only knowledge of regulations and risk management but also strong skills in analysis, communication, and organization. Reporting directly to the Chief Compliance Officer in HQ, our team plays a crucial role in managing and mitigating compliance risks associated...

Who we are  We simplify wealth creation. Founded in 2014 in Vienna, Austria by Eric Demuth, Paul Klanschek and Christian Trummer, we’re here to help people trust themselves enough to build their financial freedom — for now and the future. Our user-friendly, trade-everything platform empowers both first-time investors and seasoned experts to invest in the cryptocurrencies, crypto indices, stocks*, precious metals and commodities* they want — with any sized budget, 24/7. Our global team works across different cultures and time zones, bringing our products to more than 6 million customers, making us one of Europe’s safest and most secure platforms that powers modern investing. Headquartered in Austria but operating across Europe, our products are built by fast-moving, talented, “roll-up-your-sleeves-and-make-it-happen” kind of people. It’s these diverse perspectives and innovative minds operating as ONE TEAM that keep Bitpanda at the cutting edge of our industry. So if you’re...

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. At Clear Street, we are committed to excellence in investment banking and providing comprehensive advisory and capital raising services to our clients.  Our dynamic...