Find A Finance Job - Finance & Fintech Careers
  • JOBS HOME
  • ALL JOBS
  • ALL COMPANIES
  • POST A JOB
  • PRICING
  • JOB ALERTS
  • BLOG
  • Sign in
  • Sign up
  • JOBS HOME
  • ALL JOBS
  • ALL COMPANIES
  • POST A JOB
  • PRICING
  • JOB ALERTS
  • BLOG

11 legal compliance jobs found in Miami, FL

Refine Search
Current Search
legal compliance Miami, FL
Search within
50 miles
10 miles 20 miles 50 miles 100 miles 200 miles
Refine by Categories
Legal  (4) Compliance Legal  (4) Accounting  (2) Executive  (2) Technical Support  (1) Trading  (1)
Finance  (1) Information Technology  (1)
More
Refine by Employment Type
Full time  (11)
Refine by Country
United States  (11)
Refine by Company Name
Blackstone  (8) fiserv  (3)
Refine by City
Miami  (8) Coral Springs  (3)
Blackstone
Full time
 
Legal & Compliance - Broker Dealer (FINRA Registration Support), Associate
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Responsibilities: Assist in drafting and maintaining FINRA Forms and Filings (e.g., U4, U5, BR, and BD) Monitor exam status reports and follow-up with registered representatives pending examinations Assist with annual FINRA/States registration renewals...

Jun 21, 2025
Blackstone
Full time
 
Legal & Compliance - Code of Ethics, Conflicts, Analyst
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . The successful candidate for this position will report to the global head of the code of ethics team and will be responsible with certain central compliance functions, including the personal trading process, brokerage statement reviews, gifts and entertainment...

Jun 06, 2025
Blackstone
Full time
 
Legal & Compliance - Code of Ethics, Conflicts, AVP
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . The successful candidate for this position will report to the global head of the code of ethics team and will be responsible with certain central compliance functions, including the personal trading process, brokerage statement reviews, gifts and entertainment...

Jun 06, 2025
Blackstone
Full time
 
Workplace Technology Product Owner, AVP - Enterprise Technology
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Business Overview: Blackstone Technology & Innovations (BXTI) is the technology team at the core of each of Blackstone’s businesses and new growth initiatives. Serving both internal and external clients, we work to build the next generation of systems that...

Jun 15, 2025
Blackstone
Full time
 
Strategic Sourcing, VP - Legal Category - Procurement
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . About Us: Blackstone is one of the world’s leading investment firms, with a strong commitment to excellence and innovation. We leverage our extensive resources and expertise to create value for our investors and portfolio companies. Our team is dedicated to...

May 28, 2025
Blackstone
Full time
 
Blackstone Credit & Insurance (“BXCI”), Perpetual Fund Solutions (“PFS”) Due Diligence, Associate
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Blackstone Credit & Insurance (“BXCI”) is seeking a motivated Associate level professional to join our office in Miami. This professional will primarily focus on due diligence efforts to support current and prospective investors. The role provides an...

May 26, 2025
Blackstone
Full time
 
Global Fund Finance - Assistant Vice President - Blackstone Multi Asset
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Blackstone Multi-Asset Investing (BXMA) manages $83 billion across a diversified set of businesses. We strive to generate attractive risk-adjusted returns across market cycles while mitigating downside risk. Our strategies include Absolute Return, which supports...

Jun 18, 2025
Blackstone
Full time
 
Fund Accounting - AVP - Credit & Insurance
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Job Description:                               Oversee the NAV finalization process, including P&L reconciliation and allocation to investors, for open-ended and closed-ended private funds trading a credit strategy; investigate and resolve discrepancies...

Jun 11, 2025
fiserv
Full time
 
Product Implementation Technical Support Specialist
fiserv Coral Springs, FL, USA
Calling all innovators - find your future at Fiserv. We're Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another millions of times a day - quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we're involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Product Implementation Technical Support Specialist What does a successful Product Implementation Technical Support Specialist do at Fiserv? You will be part of our Merchant Solutions Risk & Fraud engineering group. You will join an organization responsible for mission critical platforms that support Fiserv reduce financial risk. We build and support highly scalable, available, and best performing tools for risk management process...

Jun 11, 2025
fiserv
Full time
 
Client Service Advisor Pod Lead
fiserv Coral Springs, FL, USA
Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Client Service Advisor Pod Lead What does a Great PST   WFMS POD Lead do at Fiserv? As a Team Lead for Wells Fargo Merchant Service PST Account Advisors at Fiserv, you will play a crucial role in driving merchant satisfaction and retention within our team. You will be responsible for overseeing a team managing a portfolio of 250+ household merchant accounts, ensuring seamless operations and exceptional customer service. Your leadership...

Jun 05, 2025
fiserv
Full time
 
WFMS POD Lead
fiserv Coral Springs, FL, USA
Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title WFMS POD Lead What does a Great WFMS POD Lead do at Fiserv? As a Team Lead for Wells Fargo Merchant Service PST Account Advisors at Fiserv, you will play a crucial role in driving merchant satisfaction and retention within our team. You will be responsible for overseeing a team managing a portfolio of 250+ household merchant accounts, ensuring seamless operations and exceptional customer service. Your leadership will foster a collaborative...

Jun 05, 2025
DMALink
  • Home
  • Contact
  • About Us
  • Terms & Conditions
  • Privacy Policy
  • Employer
  • Post a Job
  • Search Resumes
  • Sign in
  • Job Seeker
  • Find Jobs
  • Create Resume
  • Sign in
  • Facebook
  • Twitter
  • Instagram
  • LinkedIn

Liquidity Finder Ltd is incorporated in England and Wales, company number 10610740, and whose registered address is
167-169 Great Portland Street, Fifth Floor, London, W1W 5PF United Kingdom.

Liquidity Finder endeavours to keep all information displayed on these pages accurate and up to date but we cannot guarantee that the page will be error-free or up to date. All information is provided for general information purposes only. It does not claim to be or constitute legal or other professional advice and cannot be relied upon as such. Please refer to our Terms of Service for more details.