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Full time

Legal & Compliance - Marketing & Distribution Compliance, VP

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . The employee will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications, as well as working with others on Blackstone’s global Legal and Compliance...

Full time

Legal & Compliance - Data Compliance & Risk, SVP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone is seeking an experienced and strategic SVP of Data Compliance and Risk to design, implement, and enhance oversight programs across Privacy, Cybersecurity, Artificial Intelligence and Records. Sitting within Blackstone’s Legal & Compliance group,...

Full time

Legal & Compliance - AML & Conflicts Clearance, Associate/ AVP

Blackstone Hong Kong

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Business Description: This role will work within the Global AML team and the Conflicts Clearance team to support the maintenance and development of the Global AML program and the firm's conflicts clearance process. Job Description: The successful...

Full time

Legal & Compliance - Life Sciences (BXLS) - Attorney, SVP

Blackstone Cambridge, MA, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone Life Sciences   Blackstone Life Sciences is an industry-leading private investment platform with capabilities to invest across the life cycle of companies and products within the key life science sectors. By combining scale investments and hands-on...

Full time

Legal & Compliance - Legal, Sydney

Blackstone Sydney NSW, Australia

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , Twitter , and Instagram . Job Description & Responsibilities Blackstone is seeking a 6+ years PQE transactions/corporate lawyer to provide support to its businesses based in Sydney. The work will be transactional in nature, covering the private equity, real estate and tactical...

Full time

Legal & Compliance - Credit & Insurance, Attorney, AVP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone Credit & Insurance Blackstone Credit & Insurance (“BXCI”) is one of the world’s leading credit investors. Our investments span the credit markets, including private investment grade, asset based finance, public investment grade and high...

Full time

Legal & Compliance - Risk Management Compliance, Associate

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Compliance Risk Management (“CRM”) Overview CRM performs work on a variety of regulatory compliance related matters. The CRM team is an oversight control function within Blackstone Central Legal & Compliance designed to assess the effectiveness of...

Full time

Legal & Compliance - Transactions Attorney – Private Equity Strategies, VP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . We are seeking an experienced Transactions Attorney to provide legal transactional support across Blackstone Private Equity Strategies. In this role you will be responsible for leading and managing complex transactions, including mergers and acquisitions...

Full time

Legal & Compliance - Credit & Insurance (BXCI) - Transactional Attorney, AVP

Blackstone New York, NY, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Blackstone Credit & Insurance (“BXCI”) is one of the world’s leading credit investors. Our investments span the credit markets, including private investment grade, asset based lending, public investment grade and high yield, sustainable resources,...

Full time

Legal & Compliance - Code of Ethics, Conflicts, Analyst

Blackstone Miami, FL, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . The successful candidate for this position will report to the global head of the code of ethics team and will be responsible with certain central compliance functions, including the personal trading process, brokerage statement reviews, gifts and entertainment...

Full time

Legal & Compliance - Broker Dealer (Ecomms), Associate

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Department : Legal & Compliance - Central Compliance Position Overview The Legal and Compliance Department is seeking an E-Comms Surveillance Associate to join the central compliance team. The successful candidate will be responsible for providing...

Full time

Legal & Compliance - Code of Ethics, Conflicts, AVP

Blackstone Miami, FL, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . The successful candidate for this position will report to the global head of the code of ethics team and will be responsible with certain central compliance functions, including the personal trading process, brokerage statement reviews, gifts and entertainment...

Full time

Legal & Compliance - Broker Dealer (Ecomms), Analyst

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Department : Legal & Compliance - Central Compliance Position Overview The Legal and Compliance Department is seeking an E-Comms Surveillance Analyst to join the central compliance team. The successful candidate will be responsible for providing...

Full time

Legal & Compliance - Risk Management Compliance, Analyst

Blackstone NJ, USA

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Compliance Risk Management (“CRM”) Overview CRM performs work on a variety of regulatory compliance related matters. The CRM team is an oversight control function within Blackstone Central Legal & Compliance designed to assess the effectiveness of...

Full time

Legal & Compliance - AML, Analyst

Blackstone London, UK

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on LinkedIn , X , and Instagram . Business Unit: Legal & Compliance Business Description: This role will work closely with the Global AML team and other members of the UK Financial Crime Team to support the maintenance and development of the Global AML program. Job Title:...

Full time

Client Service Representative – Digital channels

Swissquote Dübendorf, Switzerland

Stellenbeschreibung Schriftliche und telefonische Bearbeitung von Kundenanfrage per E-Mail, Brief, Chat und Social Media in Deutsch, Englisch, Französisch und Italienisch, Kundenbetreuung rund um unsere Dienstleistungen und Trading Produkte, Selbständiges Bearbeiten von Kundenbeschwerden, Koordination und Delegation der eingegangenen Anfragen mit Fachabteilungen (BackOffice, Legal & Compliance, IT, Marketing, etc.), Unterstützung der Fachabteilungen bei Abklärungen und Kundenaufträge, Technischer Support für unsere Applikationen (Mobile, Webplattform), Mithelfen der Weiterentwicklung unserer Applikationen (Mobile, Webplattform). Qualifikationen Eine abgeschlossene Bankausbildung und/oder mehrere Jahre Erfahrung im Kundendienst, Erfahrung mit Chat-Systemen und Interesse an KI-Lösungen für Chats sowie Interesse an neuen, modernen Kommunikationskanälen, Sehr gute Kenntnisse in Deutsch und Englisch; Französisch und Italienisch sind von Vorteil, Sie haben ein...

Full time

Client Service Representative – Digital channels

Swissquote Dübendorf, Switzerland

Written and phone processing of customer inquiries by e-mail, letter, chat and social media in German, English. French, Italian is a big plus, Customer service regarding our services and trading products, Independent processing of customer complaints, Coordination and delegation of incoming inquiries with specialist departments (BackOffice, Legal & Compliance, IT, Marketing, etc.), Supporting the specialist departments with clarifications and customer orders, Technical support for our applications (mobile, web platform), Helping to further develop our applications (mobile, web platform) Qualifications A completed banking education and/or several years of experience in customer service, Experience with chat systems, interest in AI solutions for chat and new modern communication channels, Excellent knowledge of English and German; French and Italian is an advantage, You have a service-oriented mindset, enjoy customer contact and a networked way of thinking, You...

Full time

Compliance Officer (Inheritance + Guardianship) - Monitoring

Swissquote 1196 Gland, Switzerland

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the monitoring team of the Compliance Service. You will have multiple tasks, which include: Handling inheritance and guardianship cases, under Swiss and international law Being part of the development, implementation and update of several internal processes and guidelines Optimization of internal processes, review and drafting of internal guidelines Participation in key regulatory projects Support and advice to the Front line and Management Qualifications Master degree in Swiss Law At least 3 years of relevant experience (e.g. as a jurist/lawyer in the banking industry, in a consultancy/law firm or a notary office with focus on inheritance law) Excellent knowledge of French and German; working knowledge of English is a strong asset; Flexible and able to handle a variety of tasks Very good communication and writing skills Autonomous and dynamic Strong team player who...

Full time

Compliance Officer - Monitoring

Swissquote 1196 Gland, Switzerland

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include: Analysis and validation from a compliance and AML perspective of cash and security transfers Perform due diligence analysis and further clarifications from an AML perspective Review of higher risk transactions Participation in key regulatory projects Analysis and validation from an international sanction perspective of cash and security transfers Qualifications Graduated in Laws or in Economics is a strong asset 3-5 years of experience in the Compliance Monitoring thorough knowledge of the AML/CDB regulatory requirements Interest in the Financial industry Knowledge of crypto is an asset Excellent command of English and French (German is a strong asset) Proficiency in Microsoft Office is a strong asset Analytical and methodological approach Flexible and able to handle a variety...

Full time

Institutional Junior Sales

Swissquote Zürich, Switzerland

You will support the Institutional Sales team with sales activities, meetings and the onboarding process of new clients Perform initial contact with the prospects as well as continuous follow up in coordination with Head of Desk You play an active role in acquiring and onboarding corporate clients and sell the entire trading range from equities, bonds, funds, ETFs, structured products to cryptocurrencies Your radius of activity is Switzerland and German-speaking countries. You will work in a small and dynamic team and can develop further in the various segments You identify customer groups and support the development of the corresponding sales strategy as well as its planning and implementation and have the opportunity to actively shape and further develop this area You will work closely with the internal specialist departments (legal, compliance, IT, back office, etc.) to ensure that the onboarding of new customers and ongoing business can be managed efficiently and...

Full time

Sales Support Executive

Swissquote 1196 Gland, Switzerland

Actively support the Private/VIP Desk in the onboarding of new clients, ensuring a seamless and compliant account opening process. Engage in initial outreach to qualified prospects and ensure continuous follow-up in close coordination with Relationship Managers/ Activators, with the objective of converting leads into clients. Contribute to client acquisition efforts by preparing client proposals, pitch materials, and financial documentation in alignment with the bank’s offering and regulatory framework. Assist in identifying business development opportunities through client profiling, market intelligence, and internal data analysis. Monitor client pipelines and support Relationship Managers in maintaining momentum across all stages of the sales cycle. Maintain high responsiveness to client and prospect inquiries, ensuring excellent service quality and alignment with commercial objectives. Receive and execute client orders over the phone, ensuring proper validation, accuracy,...

Intern

Client Service Representative Internship

Swissquote Dübendorf, Switzerland

Zu Ihren täglichen Aufgaben gehören: Unterstützung von Kunden durch verschiedene Kommunikationskanäle, um ihre Zufriedenheit mit unseren digitalen Plattformen sicherzustellen, Informationen zu unseren verschiedenen Produkten und Dienstleistungen, Neukundenberatung per Telefon bzw. Kundenkontakt bei Kontoeröffnungen und fehlenden Dokumenten, Erklären der Swissquote Homepage (Navigation, Toolbenutzung), Support bei technischen Problemen, Verschiedene Outboundprojekte, Diverse administrative Tätigkeiten, Selbständiges Bearbeiten von Kundenbeschwerden, Zusammenarbeit mit Ihren Kollegen in den Bereichen Business Operations, IT, Vertrieb, Legal & Compliance, Marketing, Trading usw., um die besten Lösungen zur Unterstützung unserer Kunden zu finden. Qualifications Sie haben Affinität zur Börse und Interesse an den Märkten, Neben Ihrer Deutschen Muttersprache, haben Sie gute Kenntnisse in Englisch und/oder Französisch, Sie haben serviceorientiertes Denken, Freude am...

Senior Security Policy Management Lead

Robinhood Toronto, ON

Join a leading fintech company that’s democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood and its subsidiaries and affiliates are lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. With growth as the top priority... The business is seeking curious, growth-minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply. About the role As the Security Policy Management Lead, you will play a critical role in shaping and maintaining the foundation of our enterprise’s security and privacy governance. You will own the lifecycle of our...

Compliance and BSA Officer - Americas

Copper.co New York, NY, USA

Since being founded in 2018, Copper has been building the standard for institutional digital asset infrastructure with a focus on custody, collateral management, and prime services. Led by Amar Kuchinad, Copper's Global CEO, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering, connecting global exchanges, and...

1046 legal compliance jobs found