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897 legal compliance jobs found

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Blackstone
Full time
 
Legal & Compliance - Code of Ethics, Conflicts, AVP
Blackstone Miami, FL, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . The successful candidate for this position will report to the global head of the code of ethics team and will be responsible with certain central compliance functions, including the personal trading process, brokerage statement reviews, gifts and entertainment...

Nov 13, 2025
Blackstone
Full time
 
Legal & Compliance - Capital Markets Attorney, SVP
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Business Unit: Blackstone Private Wealth and Public Funds Legal, with a focus on our publicly listed vehicles. Job Description: This role will work on a variety of interesting and cutting-edge legal, general corporate and securities law matters, with a...

Nov 13, 2025
Blackstone
Full time
 
Legal & Compliance - AML, AVP
Blackstone NJ, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . This role will work closely with the AML CCO and other members of the Global AML team to support the maintenance and development of the Global AML program. Responsibilities: Review and document Customer Identification Requirements (CIP), Customer Due...

Nov 11, 2025
Blackstone
Full time
 
Legal & Compliance – AML Compliance, VP
Blackstone NJ, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . The VP will report to the Global Head of AML and work on AML processes including KYC onboarding and refreshes, asset due diligence, testing and regulatory filings.  Primary job responsibilities will include: Investor onboarding across institutional clients....

Nov 08, 2025
Blackstone
Full time
 
Legal & Compliance - Credit & Insurance (BXCI) - Transactional Attorney, AVP
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Blackstone Credit & Insurance (“BXCI”) is one of the world’s leading credit investors. Our investments span the credit markets, including private investment grade, asset based lending, public investment grade and high yield, sustainable resources,...

Nov 06, 2025
Blackstone
Full time
 
Legal & Compliance - Singapore Compliance, AVP/VP
Blackstone Singapore
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram .   Job Description & Responsibilities: The candidate will join Blackstone’s Legal and Compliance department in Singapore and report to the Singapore Head of Compliance to support its businesses throughout the region. Blackstone has offices across Asia Pacific...

Nov 05, 2025
Blackstone
Full time
 
Legal & Compliance - LP Communications, Associate/ AVP (Hong Kong or Singapore)
Blackstone Hong Kong
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram .   The candidate will join Blackstone’s Legal and Compliance department in Hong Kong/ Singapore and support its businesses throughout the region. Blackstone has offices across Asia Pacific including: Hong Kong, Mumbai, Singapore, Tokyo, Sydney, Shanghai, Seoul and...

Nov 03, 2025
Blackstone
Full time
 
Legal & Compliance - Attorney, Blackstone Multi-Asset Investing (BXMA), AVP
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . BXMA    Blackstone Multi-Asset Investing (BXMA) manages $88 billion across a diversified set of businesses. We strive to generate attractive risk-adjusted returns across market cycles while mitigating downside risk. Our strategies include Absolute Return, which...

Oct 31, 2025
Blackstone
Full time
 
Legal & Compliance - Real Estate - Attorney, SVP
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Blackstone Real Estate Overview: Blackstone is a global leader in real estate investing. Blackstone’s real estate business was founded in 1991 and has US $325 billion of investor capital under management. Blackstone is the largest owner of commercial real...

Oct 31, 2025
Blackstone
Full time
 
Legal & Compliance - Broker Dealer (Ecomms), Analyst
Blackstone NJ, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Department : Legal & Compliance - Central Compliance Position Overview The Legal and Compliance Department is seeking an E-Comms Surveillance Analyst to join the central compliance team. The successful candidate will be responsible for providing...

Oct 30, 2025
Blackstone
Full time
 
Legal & Compliance - BXCI - Regulatory Attorney, AVP
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Business Unit: Blackstone Credit & Insurance Blackstone Credit & Insurance (“BXCI”) is one of the world’s leading credit investors. Our investments span the credit markets, including private investment grade, asset based lending, public investment...

Oct 26, 2025
Blackstone
Full time
 
Legal & Compliance - Strategic Partners - Secondaries Attorney, VP
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Business Unit Overview: Blackstone Strategic Partners is a global capital solutions provider, with $87 billion of investor capital under management. We offer a range of liquidity opportunities to both limited and general partners, including secondaries, GP...

Oct 15, 2025
Blackstone
Full time
 
SVP, Innovation & Transformation Manager - Legal & Compliance
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Key responsibilities This role will lead Blackstone’s effort to find, design, and implement better ways of working, both internally and with law firm partners. The role will focus on identifying the latest and most effective technologies to implement in...

Nov 07, 2025
IG Group
Full time
 
IG Switzerland SA, Head of Legal and Compliance
IG Group Geneva, Switzerland
Job Title IG Switzerland SA, Head of Legal and Compliance Job Description So, who are we? Hello, we’re IG Group. We are a publicly-traded FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks & shares, leveraged products, Futures & Options and Crypto. We are ambitious. Over 340,000 people already use our platforms. We’re global with offices in 18 countries and products in 16 regions. We’re hungry to move faster, ship better product for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers. We work in cross-functional teams and are laser focused on increasing the number of active clients we serve to drive sustainable growth. Job Responsibilities:     Strategic Leadership & Operations     Establish, lead and directly operate the Legal...

Oct 15, 2025
Swissquote
Full time
 
Business Development & Support Executive (Spanish/Portuguese Market)
Swissquote 1196 Gland, Switzerland
As a member of our Global Sales HQ Department, you will perform a wide range of tasks aimed at growing the business by providing best-in-class service to the Bank’s existing clients, as well as supporting sales missions to acquire new ones. You are ready to bring and demonstrate: A client-first approach and commitment to delivering exceptional service, A team-oriented attitude and collaborative mindset, Strong understanding and escalation of client issues, Proactive suggestions for improving products, services, and processes, Commitment to our organizational values and standards, A sense of urgency and high energy in achieving goals. Role Description: Develop and manage your own portfolio of clients and business partners, Identify and pursue new business opportunities, Actively acquire new clients via phone, email, and in-person meetings, Support the LATAM Desk with onboarding new clients, Manage initial contact and continuous follow-up with prospects in...

Nov 13, 2025
Swissquote
Full time
 
Client Service Representative
Swissquote Dübendorf, Switzerland
Werden Sie Teil unseres Customer Care Teams in Stettbach und unterstützen Sie uns dabei, den Finanzsektor mithilfe modernster Technologien zu revolutionieren. Sie begleiten unsere Kunden auf ihrer digitalen Reise und helfen ihnen, ihre finanziellen Ziele sicher und mühelos zu erreichen. Gute Neuigkeiten!  Bevor Sie direkt mit unseren Kunden arbeiten, nehmen Sie an unserem einzigartigen Onboarding-Programm teil:  Die Banking Talent Academy . Dieses intensive,  dreimonatige  Ausbildungsprogramm bereitet Sie mit umfassenden Schulungen zu den Themen Finanzen, Banking und unsere internen Tools perfekt auf Ihre neue Rolle vor – unter Anleitung unserer Experten bei Swissquote. Was Sie von der Academy erwarten können: Fundiertes Bankfachwissen:  Erwerben Sie ein solides Verständnis der wesentlichen Grundlagen des Bankwesens. Individuelle Schulungen:  Profitieren Sie von ausgewählten Trainings durch unsere Experten aus verschiedenen Abteilungen in Zürich und Gland. Vielfältige...

Nov 05, 2025
Swissquote
Full time
 
Compliance Assistant - Monitoring
Swissquote 1196 Gland, Switzerland
As a Compliance Assistant, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include: Analysis and validation from a compliance and AML perspective of cash and security transfers Perform due diligence analysis and further clarifications from an AML perspective Review of higher risk transactions Participation in key regulatory projects Analysis and validation from an international sanction perspective of cash and security transfers Qualifications Graduated in Laws or in Economics is a strong asset Interest in the financial industry Excellent command of English and French (German is a strong asset) Analytical and methodological approach Flexible and able to handle a variety of tasks Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment

Oct 29, 2025
Swissquote
Full time
 
Compliance Assistant - Monitoring (6 months)
Swissquote 1196 Gland, Switzerland
As a Compliance Assistant, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include: Analysis and validation from a compliance and AML perspective of cash and security transfers Perform due diligence analysis and further clarifications from an AML perspective Review of higher risk transactions Participation in key regulatory projects Analysis and validation from an international sanction perspective of cash and security transfers Qualifications Graduated in Laws or in Economics is a strong asset Interest in the financial industry Excellent command of English and French (German is a strong asset) Analytical and methodological approach Flexible and able to handle a variety of tasks Very good communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment Additional Information SQ2

Oct 29, 2025
Swissquote
Full time
 
Legal Officer (fix term contract)
Swissquote Luxembourg
The Legal Officer will support the Legal & Compliance department to ensure the Bank's operations adhere to legal and internal guidelines. Key responsibilities include:   Provide legal advice on commercial contracts, agreements, and business projects, ensuring compliance with applicable laws, regulations, and internal policies Conduct regulatory watch and product assessments, focusing on regulatory risk and data protection aspects Review and update material outsourcing and service arrangements Prepare and maintain legal and compliance documentation, including policies, procedures, and statutory reports Liaise with internal and external stakeholders, including group entities, service providers, legal advisers, and supervisory authorities Assist with the resolution of regulatory complaints and litigation   Qualifications   Comprehensive understanding of EU financial regulations, including MiFID, AML, banking privacy, and data protection legislation in Luxembourg...

Oct 28, 2025
Swissquote
Full time
 
Compliance Officer - Monitoring
Swissquote 1196 Gland, Switzerland
As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Monitoring Team of the Compliance Service. You will have multiple tasks, which include: Carry out reviews of transactions alerts qualified as High Risk Transactions, in particular from an AML/CTF standpoint Conduct enhanced due diligence and transactional behavior analysis Perform in-depth clarifications to clients and draft HRT memos Analysis and validation from a compliance and AML perspective of cash and security transfers Participation in key regulatory projects Qualifications Bachelor or Master Degree in Laws or Economics 3-5 years of experience in a Compliance Department in the financial industry (experience in Monitoring is a very strong asset) Good knowledge in Swiss banking and financial laws, especially in anti-money laundering regulations Excellent command of English and French (German is a strong asset) Analytical and methodological approach Proactivity...

Oct 22, 2025
Robinhood
Fraud Investigator
Robinhood Chicago, IL, USA
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.  The Fraud Investigator is responsible for reviewing fraud alerts, determining fraud or no fraud utilizing tools and investigative skills, and helping identify emerging fraud...

Nov 13, 2025
Blackstone
Full time
 
Vice President - Fund Accounting - Blackstone Credit Registered Funds
Blackstone NJ, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Global Fund Finance – Blackstone Credit Registered Funds – Vice President Responsible for the day-to-day fund accounting, administration, and reporting of registered closed-end funds, interval funds, and separately managed accounts trading credit strategies....

Nov 13, 2025
Blackstone
Full time
 
Blackstone Multi Asset Investing (BXMA)- Product Control – Associate
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Business Unit: BXMA Job Title: BXMA Product Control – Associate Job Description: BXMA Product Control is responsible for managing risk across the platform and achieves this by focusing on three core areas – strategic support, platform enhancement and...

Nov 13, 2025
Blackstone
Full time
 
Private Wealth Marketing - Investment Content Strategist, Associate
Blackstone New York, NY, USA
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Responsibilities In collaboration with senior marketing team leaders, develop and update content across written communications, charts, brochures, videos/scripts, and digital content for use on the web and live delivery. Manage the content development workflow...

Nov 13, 2025
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