69 market surveillance analyst jobs found

We are seeking a Market Surveillance Analyst to join our Compliance team. The ideal candidate will play a critical role in protecting market fairness, transparency, and integrity by monitoring trading activity, identifying potential misconduct, and ensuring adherence to global regulatory standards. This position requires sharp analytical skills, sound judgment, and a deep understanding of trading behavior in traditional and digital asset markets.   Job Responsibilities: Real-Time Market Monitoring Continuously monitor trading activity across crypto, derivatives, binary options, and futures platforms to detect suspicious patterns, market manipulation, or abusive trading behavior. Utilize advanced surveillance tools, dashboards, and analytics platforms to identify anomalies and escalate alerts in a timely manner. Trade Analysis & Investigations Conduct post-trade reviews and forensic analysis of flagged transactions or accounts. Investigate potential...

We are seeking a Market Surveillance Analyst to join our Compliance team. The ideal candidate will play a critical role in protecting market fairness, transparency, and integrity by monitoring trading activity, identifying potential misconduct, and ensuring adherence to global regulatory standards. This position requires sharp analytical skills, sound judgment, and a deep understanding of trading behavior in traditional and digital asset markets.   Job Responsibilities: Real-Time Market Monitoring Continuously monitor trading activity across crypto, derivatives, binary options, and futures platforms to detect suspicious patterns, market manipulation, or abusive trading behavior. Utilize advanced surveillance tools, dashboards, and analytics platforms to identify anomalies and escalate alerts in a timely manner. Trade Analysis & Investigations Conduct post-trade reviews and forensic analysis of flagged transactions or accounts. Investigate potential...

We are seeking a Market Surveillance Analyst to join our Compliance team. The ideal candidate will play a critical role in protecting market fairness, transparency, and integrity by monitoring trading activity, identifying potential misconduct, and ensuring adherence to global regulatory standards. This position requires sharp analytical skills, sound judgment, and a deep understanding of trading behavior in traditional and digital asset markets.   Job Responsibilities: Real-Time Market Monitoring Continuously monitor trading activity across crypto, derivatives, binary options, and futures platforms to detect suspicious patterns, market manipulation, or abusive trading behavior. Utilize advanced surveillance tools, dashboards, and analytics platforms to identify anomalies and escalate alerts in a timely manner. Trade Analysis & Investigations Conduct post-trade reviews and forensic analysis of flagged transactions or accounts. Investigate potential...

Crypto.com - Derivatives North America (“CDNA”) presents a unique opportunity for a full time Analyst to join its Market Regulation team. CDNA is a U.S. derivatives exchange registered with and regulated by the CFTC as a contract market and clearing organization. CDNA currently offers fully-collateralized event contracts and will be offering traditional futures products in the near future. The Market Regulation Department is responsible for enforcing the Exchange’s rules through market advisories, investigations, trade surveillance, and disciplinary actions. In this position you will be responsible for detecting and investigating trading activity in derivatives markets to detect potential violations of Exchange rules and CFTC Regulations applicable to trading across multiple asset classes traded on CDNA markets, and provide guidance to market participants based on their dynamic needs. You must be professional, proactive, analytical, able to collaborate with others...

Key accountabilities • Prospective and retrospective monitoring of compliance with rules and with national and european law and applicable regulation • Monitor, alert, prevent and detect market manipulations accordingly to the compliance policy the defined process • Ensure an efficient incident management by tracking resolution of bugs linked to incidents, working postmortem, handling market status communication** • Prospective and retrospective monitoring of compliance with rules and with national and European law and applicable regulation (detect exceptions, unfair or unusual trading patterns, manage alerts and enforce the rules, investigation and reporting of suspicious market abuse and AML situations to the competent authorities) • Liaison with Authorities with reference to STOR, AML and special market situations • Real time and ex post monitoring of liquidity provision obligations • Development and maintenance of algorithms and tools for pattern detection and market management...

Senior Compliance Analyst India At Optiver, you’ll find an environment built on collaboration, curiosity, and continuous improvement. As a leading technology-driven market maker, we thrive on solving complex challenges that power the world’s financial markets. Our Compliance team plays a crucial role in ensuring that we operate with integrity, within regulatory frameworks, and in line with Optiver’s risk appetite. That’s where you come in. In this role, you will be part of the India Compliance team, working closely with the India Head of Compliance to support day-to-day compliance operations, regulatory obligations, and risk management processes. You will also collaborate with regional teams across APAC, contributing to Optiver’s strong culture of compliance and governance. What you’ll do As a Senior Compliance Analyst India , you will play a critical role in ensuring Optiver’s business operates within regulatory and internal compliance frameworks. Your key...

About the Role: Grade Level (for internal use): 12 The Team: The team comprises analysts based in the U.K., France, Germany, Middle East, and South Africa. We are responsible for a portfolio of primary insurers and reinsurers based across the UK, Central Asia, the Middle East and the African continent. The Impact: You will provide key stakeholders with impactful insights that enable investors to make informed decisions with conviction. Additionally, you will empower our junior analysts and model key leadership behaviors to inspire and motivate them. What you stand to Gain: As an Associate Director, you will analyze insurance companies in the U.K. and other locations across EMEA as needed. This position involves meeting with issuers and investors to discuss analytical matters, assisting in resolving client needs, participating in market education efforts, and taking the lead at external meetings related to credits. Responsibilities: Analyze...

About the Role: Grade Level (for internal use): 12 The Team : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides credit ratings and opinions for securitizations backed by a wide variety of nontraditional assets. In this role, the Associate Director will be responsible for end-to-end rating process, research, cash flow, credit, and structural analytics, and client-facing activities for new issue ratings and surveillance of Non-traditional ABS transactions. The Impact : This role blends research and quantitative and qualitative analytical skills, client-facing interactions, and project management. Daily tasks include completing the end-to-end ratings process, reviewing documents, assessing the credit profile of collateral pools, and conducting cash flow analyses to determine the credit rating impact of stress tests to the structures and enhancement levels under various economic scenarios. The Associate Director...

Nasdaq is a leading global provider of trading, clearing, exchange technology, listing, information, and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than one hundred marketplaces in fifty countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 4,000 total listings with a market value of approximately $15 trillion. To learn more, visit: http://www.nasdaq.com About our Team As a trading venue Nasdaq has a responsibility to keep the security markets fair and efficient by upholding effective and well-balanced regulation and fairly enforcing exchange rules. Nasdaq Trading and Member Surveillance team is working at the...

About the Role: Grade Level (for internal use): 12 The Team : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides credit ratings and opinions for securitizations backed by a wide variety of nontraditional assets. In this role, the Associate Director will be responsible for end-to-end rating process, research, cash flow, credit, and structural analytics, and client-facing activities for new issue ratings and surveillance of Non-traditional ABS transactions. The Impact : This role blends research and quantitative and qualitative analytical skills, client-facing interactions, and project management. Daily tasks include completing the end-to-end ratings process, reviewing documents, assessing the credit profile of collateral pools, and conducting cash flow analyses to determine the credit rating impact of stress tests to the structures and enhancement levels under various economic scenarios. The Associate Director...

About the Role: Grade Level (for internal use): 11 The Team : S&P Global Ratings is seeking an experienced analyst to join its Structured Finance Ratings practice which provides credit ratings and opinions for securitizations backed by a wide variety of ABS assets.  In this role, the Associate will be responsible for the end-to-end rating process, research, cash flow, credit, and structural analytics, and client-facing activities for new issue ratings and surveillance of ABS transactions backed by consumer and commercial assets.   The Impact : This role blends research and quantitative and qualitative analytical skills, client-facing interactions, and project management. Daily tasks include completing the end-to-end ratings process, reviewing documents, assessing the credit profile of collateral pools, and conducting cash flow analyses to determine the credit rating impact of stress tests to the structures and enhancement levels under various economic scenarios. The...

About the Role: Grade Level (for internal use): 12 About the Role/The Team: This role presents an opportunity to contribute to a team at the forefront of ratings innovation. Financial markets are constantly evolving, and S&P is creating a team to ensure we can provide our credit opinions in a timely fashion on new and innovative structures and risks. The p rimary focus area is Fund Finance / Structured Finance . The t eam will be responsible for market engagement and education, executing on new rating engagements and publishing research. Responsibilities and Impact: In this role, analysts have an opportunity to leverage their existing expertise while being exposed to new sectors. They’ll be responsible for acting as a primary analyst on new engagements and leveraging their sector experience in the analysis of other engagements. They’ll also spend time in a range of pre-engagement discussions to provide market education and discuss the rating feasibility of new...

About the Role: Grade Level (for internal use): 12 Associate Director – Americas Public Finance, Housing  Grade Level : 12  Locations : Englewood, San Francisco, Chicago, Dallas, New York   The Team:  Credit Analytics is an integral part of the Global Ratings Services team within S&P Global Ratings, comprising a diverse group of 1400 analysts spread across key financial hubs worldwide. Our culture thrives on collaboration and a global mindset, fostering an environment of inclusivity and continuous learning. The Americas Public Finance Housing team manages a portfolio of approximately 600 ratings associated with housing finance agencies, public housing authorities, and community development finance institutions. We value analytical excellence, mentorship, and expertise in affordable housing markets.   Responsibilities and Impact:  Serve as primary analyst and recognized expert  for housing credits of varying size and...

About the Role: Grade Level (for internal use): 12 The Team: The Auto, Aerospace & Defense (A&D), Capital Goods, and Investment Holdings team consists of approximately 20 analysts located across key European cities, including London, Paris, Frankfurt, Milan, Madrid, and Stockholm. As a vital part of this dynamic group, you will manage a portfolio of about 15 issuers primarily from the capital goods, aerospace & defense, and automotive sectors, focusing on companies based in Germany. The Impact: In this role, you will play a crucial part in shaping the credit ratings landscape by conducting thorough and insightful corporate credit analyses. Your work will directly influence rating decisions and contribute to market transparency, enabling investors and other stakeholders to make well-informed decisions. What You Stand to Gain: You will gain exposure to a variety of industry sectors and end markets, keeping you at the forefront of emerging...

About the Role: Grade Level (for internal use): 11 Please apply with your English CV. Recruiting process will be in English The Impact: At S&P Global Ratings, your analytical opinion truly matters and each person who works here has an essential role in our reputation of integrity, transparency, and ratings excellence. S&P Global Ratings plays a vital role in bringing transparency and comparability to the financial markets and helps investors and others measure and manage credit risk. By supporting capital markets, S&P Global Ratings helps people grow businesses, cities and states to build highways and hospitals, and manufacturers to build factories and create jobs. The successful applicant will have the opportunity to expand further analytical excellence on an ongoing basis as we aim to encompass achievement within a working environment that is rewarding, stimulating and where there is a constant focus on building skills and competencies through...

About the Role: Grade Level (for internal use): 11 Please apply with your English CV. Recruiting process will be in English The Team: You will report to the Analytical Manager for Global Scale Ratings, Latin America, and be working closely with a number of highly experienced industry specialists, not only in Latin America but globally. The Global Infrastructure Practice was established by S&P Global Ratings to expand our ratings franchise in an area of strong growth and to leverage our significant global infrastructure expertise across the full range of infrastructure and energy asset classes. Analytical team members reside in many different locations globally and work on a diverse range of transactions applying different ratings criteria. As important as the pure professional background is the personal and cultural fit. S&P Global’s culture can be described as highly integrated & collegiate, as a firm we work supporting each other to deliver the...

About the Role: Grade Level (for internal use): 12 Associate Director, S tructured Fi nance : S&P Global Ratings    Please apply with your English CV. Recruiting process will be in English   The Team: When you join S&P Global Ratings, you become part of one of the world’s leading providers of independent credit risk research and benchmarks. Our team is dedicated to producing high-quality fundamental research based on established criteria. You will have the opportunity to engage with senior corporate executives and interact with the global investor community, contributing to the transparency and comparability of financial markets.   Responsibilities and Impact:   Perform rigorous analytical work, research, fundamental credit analysis, analysis of financial statements, building of financial models and forecasts, and writing analytical reports on rated insurance companies.   Maintain direct analytical...

About the Role: Grade Level (for internal use): A16 *Taiwan Ratings Corporation* The Role: Research Assistant (Financial Services Ratings) The Location: Taipei The Team: The Financial Services Ratings Dept. is the organizational unit responsible for conduct rating analytics in financial services sector. The team rate and conducts surveillance on issuer and issue credit ratings for banks, non-bank financial institutions, insurers, financial holding companies, money market funds, and securitization products. The Impact: We are looking for a candidate who can behave as research assistant to support the analytical work on rated issuers and issues. What’s in it for you: We expect the role will spend 2 months to learn spreadsheet input and database update for all financial services ratings department. He/She will also perform the daily news update, criteria checklist, and conduct financial appendix validation with the clients. The role can expand the...

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Cash Corporate Actions And Listing Operations Team Lead – France, The Netherlands, Belgium & Portugal EMS Euronext Market Services (EMS) is the front line for Euronext Cash, Derivatives and Commodities business with five main operational centres in Amsterdam, Dublin, Oslo, Milan and Paris to ensure fair and orderly markets for all Cash, Derivatives and Commodities products, including Listing Operations, Corporate Actions, Numbering, Euronext Indices, Euronext Market Data, Member on boarding and Hosted Commercial Markets. The teams operate all Euronext cash and derivatives markets and own the service delivery to clients. This department is organized around 4 main functional departments (Member Access & Clients Services, Markets Operations and surveillance, Issuers Services Operations and Regulatory Reporting) and two transversal teams (Quality & Performance Management and Transformation & Projects). About Issuers Services Operations Within EMS,...

Nasdaq Technology is looking for a passionate Senior Functional Analyst with a focus on Trade Surveillance to join the Bangalore technology center in India. If Innovation and efficiency drive, you forward this is the place for you! Nasdaq is continuously revolutionizing markets and undergoing transformations while we adopt new technologies to develop innovative solutions, constantly striving to rewrite tomorrow. As a Database Developer Specialist, you will play a key role in the delivery of complex technical systems of varying sizes to new and existing customers and will be part of discovering new technologies within the FinTech industry.      We are looking for candidates who share those values along with a genuine desire and drive to deliver top technology solutions to today's markets. With this position we offer Join the FinTech Client Success Team, your focus will be around continuously improving the customer experience, ensuring that our clients optimally utilize...

Market Surveillance Officers are spread across Amsterdam and Paris, and are cross-trained on Cash & Derivatives to mainly: Key missions : •    Monitor all trading activities across Euronext financial markets (equities, bonds, derivatives, etc.) in real-time to identify potential market abuse, manipulation, or violations of trading rules.  •    Analyze market anomalies, price fluctuations, trading volumes, and other key indicators to detect risks of malfunction or non-compliance with market rules.  •    Review activity reports and alerts generated by surveillance systems, performing in-depth investigations to understand the underlying causes of incidents or irregularities. •    Perform all necessary functional checks throughout the day to ensure a smooth running of the market. •    Collaborate with compliance teams and external regulators to investigate potential breaches of market rules and assist in implementing corrective actions.  •    Prepare detailed reports on...

About the Role: Grade Level (for internal use): 10 The Team Control Room operates within the Compliance Monitoring and Exams pillar of S&P Global's Ratings Risk and Controls department. Our team members demonstrate initiative by connecting their daily surveillance and monitoring work to our broader organizational priorities of mitigating compliance, regulatory and reputational risk. We apply standardized monitoring and surveillance protocols to prevent or manage conflicts of interest and help the Ratings Division protect confidential information collected or generated as part of its credit rating activities. Control Room actively contributes to preserving ethical firewalls designed to manage conflicts of interest between different groups within the firm. Team members take ownership of ensuring that communications across ethical firewalls are conducted in accordance with principles set forth in the firm's code of business ethics, policies and operating procedures....