2974 operations officer jobs found

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. Founded in London in 1866, the Group operates from more than 60 offices in 27 countries.  We are 5,200 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. About Liquidnet Liquidnet is a next-generation agency execution specialist....

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. Founded in London in 1866, the Group operates from more than 60 offices in 27 countries.  We are 5,200 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. About Liquidnet Liquidnet is a next-generation agency execution specialist....

The FTSE Russell Data Governance team is dedicated to the meticulous application of the LSEG Data Governance policy, utilizing standardized tools, policies, and methodologies. This effort includes the development of metrics, corrective actions, and reporting mechanisms to monitor and assess the initiatives' impact and progress. The Sustainable Investments (SI) Data Governance Officer, reporting to the Data Governance Director, is instrumental in implementing top-tier data governance controls within the sustainable data space. This role involves strategic collaboration with teams across index operations, technology, and product sectors to identify and mitigate data risks effectively. Responsibilities: Leverage extensive data experience and in-depth knowledge of the specific asset class to guide index teams in adhering to data governance protocols and mitigating data risks within FTSE Russell. Provide expert advice to the Data Governance Director on data-centric challenges...

The Senior Manager, Risk and Control /B usiness Controls Officer plays a critical role in enhancing the risk and control framework! This role is responsible for performing and maintaining a robust risk assessment process , ensuring effective remediation of self-identified issues and/or incidents, and providing risk and control subject matter expertise to key business collaborators . The individual will work closely with senior leadership, risk owners, and other control functions to drive a strong risk culture and continuous improvements in risk management and control effectiveness! This position primarily functions as a single contributor role , responsible for independently leading key risk and control activities for their assigned FTES Division/function . However, the individual may have management responsibilities when assigned, specifically in support of leading oversight over...

Tradeweb Markets, a part of London Stock Exchange group is seeking a compliance professional with strong AML and KYC expertise to lead and help build our growing compliance operations team in India. This individual will serve as a key member of our global compliance function, supporting both onboarding and ongoing customer due diligence processes across all jurisdictions, while managing a team of compliance professionals based in India. The role reports into a senior compliance officer within the global AML programme. Description You will bring strong practical experience in AML/KYC and regulatory compliance, and be confident advising on due diligence processes, interpreting global AML requirements, and implementing internal policies and procedures. As the local team lead, you will be instrumental in developing and managing the India-based compliance team and ensuring the highest standards of quality and consistency in all aspects of AML/KYC operations. This is a hands-on role...

The First Line of Defence (1LoD) Group Third Party Assurance Services (3PAS) team works alongside LSEG divisions (Data & Analytics, Capital Markets and Post Trade) and functions (eg Technology, Operations, HR, Risk) to provide Third Party Risk Management (TPRM) services and expertise. 3PAS is responsible for embedding the TPRM policy and operationalising the process to enable LSEG businesses to exercise robust management of risks associated with their third parties and ensure TPRM requirements are delivered globally in line with regulatory and internal policy expectations. Reporting to the Third Party Risk Officer (TPRO) Director, the successful candidate will join a small team of TPROs that are aligned to the divisions and functions of the Group. Partnering with senior management (eg Chief Operating Officers, Chief Risk Officers and third party leads) and key partners within the division/function, TPROs will support the business in handling third party risk; reporting...

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Role: You will be responsible for leading Clear Street’s compensation practices across the firm . This role requires a balance of being a strategic advisor and...

A World-Changing Company Palantir builds the world’s leading software for data-driven decisions and operations. By bringing the right data to the people who need it, our platforms empower our partners to develop lifesaving drugs, forecast supply chain disruptions, locate missing children, and more. The Role Palantir's impact and productivity in the US Government (USG) space depends on our ability to navigate the world of government and industrial security efficiently and responsibly. We're looking for a Facility Security Officer (FSO) who can both arbitrate policy and processes around personnel and clearances, and partner with our business leaders to plan for the future in support of our Department of Defense (DoD) mission. As a FSO, you'll be part of our USG Security Team, which is responsible for managing our personnel clearance program and our secure facilities and systems. The team ensures compliance with security policies, regulations and processes within...

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets.  We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Our platform is fully integrated with central clearing houses and exchanges to support billions in trading volume per day. We’ve agonized about our data model abstractions, created horizontal scalability, and crafted thoughtful APIs. All so we can provide a best-in-class experience for our clients.  By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Role: You will be responsible for leading Clear Street’s compensation practices across the firm . This role requires a balance of being a strategic advisor and...

🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. After starting as a prepaid card, our product offering has grown a lot in the last 10 years in the UK. As well as  personal and business bank accounts, we offer joint accounts , accounts for 16-17 year olds , a free kids account and credit cards in the UK, with more exciting things to come beyond. Our UK customers can also save , invest and combine their pensions with us.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our UK team about what it's like working at Monzo ✨ 📍Dublin | 💰salary dependent on experience + Benefits | Hear from the team...

Our Local Programs and Regulatory Compliance team is responsible for ensuring compliance with local laws and regulations in the countries where we operate. The Compliance Analyst will be based in Singapore. You will report to the Singapore Compliance Officer, Money Laundering Reporting Officer (“MLRO”) / Deputy MLRO (“DMLRO”) and be responsible for supporting the team’s Financial Crime Compliance operational obligations (e.g. transaction monitoring, travel rule compliance, suspicious transaction reporting, KYC/EDD reviews, law enforcement requests and other compliance projects). You will also support the Group’s Compliance function to ensure robust policies, and controls are in place across all regulated businesses of Crypto.com . This includes ensuring that the entities are in compliance with applicable regulations & industry standards; actively managing operational, regulatory and reputational risks.   Responsibilities Support the implementation and execution of...

Overview Class: Full-time AND Temporary   Legal Entity: StoneX Financial Pty Ltd   Organization: StoneX Financial Pty Ltd   Report to: Head of Compliance - Sydney, Australia      Company Overview:   Connecting clients to markets – and talent to opportunity   With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.   At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Information Security Officer (m/f/d) What does a successful Information Security Officer do? We are looking for a Information Security Officer with a proven track record. In this role, you will support and advise local management on defining and adjusting the organization’s information security policies and procedures (related to the German business) and be an expert in information security within the organization. You will be responsible...

Flow Traders is looking for Compliance Officer with a focus on AML & monitoring. The ideal candidate is hands-on, proactive and has excellent communication skills. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capabilities.    In this role, you will be responsible quality assurance and will play a critical role in ensuring the integrity and effectiveness of our AML program. You will conduct detailed reviews, sample checks and assessments of AML compliance processes, as well as identify areas for improvement, and ensure adherence to legal and regulatory requirements.  What you will do Perform regular quality checks on AML compliance processes to ensure accuracy and completeness Review counterparty due diligence (CDD) and enhanced due diligence (EDD) documentation for adequacy and...

Flow Traders is looking for Compliance Officer with a focus on Trading Conduct and Ethics to join our team in Amsterdam. The ideal candidate is hands-on, proactive and has excellent communication skills. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capabilities     In this role, you will be responsible for the comprehensive monitoring of trading activities to prevent unethical behavior and ensure compliance with relevant regulations. You will be collaborating with relevant teams to strengthen surveillance and enhance control effectiveness and risk mitigation strategies.   What you will do Establish and maintain ongoing monitoring of trading desk operations Regularly review activities for compliance with policies and regulations Collaborate with the Trade Surveillance team to identify...

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....