4 regulatory correspondence counsel jobs found

🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. After starting as a prepaid card, our product offering has grown a lot in the last 10 years in the UK. As well as  personal and business bank accounts, we offer joint accounts , accounts for 16-17 year olds , a free kids account and credit cards in the UK, with more exciting things to come beyond. Our UK customers can also save , invest and  combine their pensions with us.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our UK team about what it's like working at Monzo ✨ 📍London/Remote | 💰£71,000 - £80,000 ➕ share options | Benefits | Hear from...

Your role at Exness: The Compliance/AML Team is an essential component of Exness’s second line of defence risk framework. We advise and challenge the Business Teams with respect to compliance with regulatory requirements and Exness policies, and we monitor and test Exness Teams adherence to those requirements and policies to provide assurance to senior management and shareholders.  This role will be based in BVI, working closely with the local Compliance Officer, Senior Management, and other local teams, as well as with the Compliance and other teams within the Exness Group, including collaboration with any outsourced service providers, to support regulatory compliance for the BVI operations.   You will: Provide consultation, guidance, training, and testing regarding regulatory requirements witha  main focus on AML/CFT/CPF and sanctions regulations Monitor and communicate regulatory amendments and the associated impact to policies, programs, and business unit processes...

Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

CMC Markets have an exciting opening for an Anti-Financial Crime Officer on a permanent basis. You will play a vital role in ensuring that CMC meets its regulatory requirements and support the MLRO in implementing new regulations and BAU requirements, such as AFC related monitoring, AFC reporting, business queries and SAR filings. Excellent communication skills are essential, as you will be required to provide verbal and written correspondence in a timely, clear, and concise manner to external clients. This role is a great opportunity to join an established Fintech business and will play a key part in ensuring the business meets its regulatory objectives. Responsibilities: Support the MLRO in ensuring that the business complies with all regulatory requirements related to Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and broader financial crime Keep up to date with relevant legislation, regulatory changes, and industry best practices across Europe...