301 senior regulatory product compliance officer jobs found

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. Senior Compliance Officer Our fast-paced Compliance Escalations team is looking for a Senior Compliance Officer with a strong understanding of integrity risks applicable to regulated financial institutions, particularly within the payments, financial services, or FinTech industries. A successful candidate excels at deconstructing complex...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an outstanding compliance professional to join our Compliance team based in Dallas. In this role, you will work closely with the Head of Compliance, Americas to lead and support a number of key compliance initiatives including regulatory complaints management, product launch reviews, monitoring, and assisting with regulatory examinations and audits. You will be instrumental in helping to enhance the US compliance program and fostering collaboration with global business and technology teams.  We are seeking an experienced Compliance Associate with solid knowledge of U.S. BSA/AML and compliance regulations to enhance our compliance framework and mitigate financial crime risks. If...

About the Company Gemini is a global crypto and Web3 platform founded by Tyler Winklevoss and Cameron Winklevoss in 2014. Gemini offers a wide range of crypto products and services for individuals and institutions in over 70 countries. Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we help you buy, sell, and store your bitcoin and cryptocurrency. At Gemini, our mission is to unlock the next era of financial, creative, and personal freedom. The Department: International Leadership The Role: Principal, Chief Information Officer The Chief Information Officer (CIO) will oversee the information technology (IT) function within Gemini Payments Limited. The CIO will have ownership of and accountability for the establishment and execution of the company’s technology needs, operations, and...

At Ripple, we’re building a world where value moves like information does today. It’s big, it’s bold, and we’re already doing it. Through our crypto solutions for financial institutions, businesses, governments and developers, we are improving the global financial system and creating greater economic fairness and opportunity for more people, in more places around the world. And we get to do the best work of our career and grow our skills surrounded by colleagues who have our backs.  If you’re ready to see your impact and unlock incredible career growth opportunities, join us, and build real world value. The work: Ripple is growing its Global Compliance team and seeks to hire an expert Head of Compliance (MLRO) in its newly established Luxembourg office. The candidate will be passionate about leading and improving Ripple Luxembourg's compliance program. Additionally, the role will focus on operationalising Ripple Luxembourg's electronic money and payments activities;...

Job Description: About the Role: The Privacy Counsel is part of our global privacy function and this role will be based in Singapore.  The lawyer in this role will assist with our global privacy function initiatives such as privacy awareness, accountability, and compliance, and will also directly support the business on compliance with current and developing rules and regulations involving privacy and data protection. The position will report to the Dow Jones Chief Privacy Officer based in NYC, U.S. and will receive guidance from a senior lawyer in the APAC region. You Will: Foster a culture of data protection within the organization and help to develop, implement and/or maintain essential elements of Dow Jones’s privacy program, such as data protection impact assessments (DPIAs), data protection by design and by default, records of processing activities, privacy playbooks, the data subjects’ rights response process, privacy awareness training, notification and...

Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Blackstone Credit & Insurance Blackstone Credit & Insurance (“BXCI”) is one of the world’s leading credit investors. Our investments span the credit markets, including private investment grade, asset based lending, public investment grade and...

Euronext Euronext is the leading European capital market infrastructure, offering a diverse range of products and services across the value chain and notably operating transparent and efficient equity, fixed income securities and derivatives markets in Amsterdam, Brussels, Dublin, Lisbon, Milan, Oslo and Paris. Euronext’s businesses comprise equity, debt, fund and ETF listing, corporate and investor services, cash trading, foreign exchange trading, derivatives trading, fixed income trading, power trading, advanced data services and post-trade services as well as technology solutions. Euronext serves a wide range of customers, including listed companies, investors and traders, financial institutions & banks, brokers and trading firms. The group has expanded organically and externally, with a revenue growing from €458 million in 2014 to €1.6 billion in 2024, with 2,500 employees and 65 nationalities across 18 countries. Euronext is engaged in an ambitious ESG policy,...

Hello, we’re Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We’re a bank, but better: fairer, easier to use and designed to demystify money for everyone. We employ more than 3,000 people across our London, Southampton, Cardiff and Manchester offices. We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line of defence (2LoD) regulatory compliance oversight over  1LoD (first line of defence) / business teams, with a focus on the 1LOD Treasury function, so that they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks. Key responsibilities include: Conduct Oversight reviews as part of a high performing Conduct &...

About the Role: Grade Level (for internal use): 15 About the Role:    The Team:  This position reports directly to the Deputy General Counsel and Corporate Secretary, and will lead a team of three attorneys, including securities, executive compensation, and benefits counsels.   Responsibilities and Impact: The Associate General Counsel - Securities and Corporate Finance is responsible for supporting a business of approximate $12 billion in revenue and over 35,000 employees world-wide, taking significant responsibility for 1934 Act disclosure and compliance, NYSE/SEC compliance, and corporate finance transactions, including capital markets transactions, credit facilities and corporate banking matters.  The role will play a key role in the Company’s governance and disclosure process.   The Associate General Counsel - Securities and Corporate Finance will work in a dynamic, fast-paced, client-facing environment and will have the opportunity to partner...

🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. After starting as a prepaid card, our product offering has grown a lot in the last 10 years in the UK. As well as  personal and business bank accounts, we offer joint accounts , accounts for 16-17 year olds , a free kids account and credit cards in the UK, with more exciting things to come beyond. Our UK customers can also save , invest and combine their pensions with us.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our UK team about what it's like working at Monzo ✨ 📍Dublin, Ireland 💰 € competitive + share options  Hear from the team  ✨...

🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. After starting as a prepaid card, our product offering has grown a lot in the last 10 years in the UK. As well as  personal and business bank accounts, we offer joint accounts , accounts for 16-17 year olds , a free kids account and credit cards in the UK, with more exciting things to come beyond. Our UK customers can also save , invest and combine their pensions with us.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our UK team about what it's like working at Monzo ✨ 📍Dublin, Ireland 💰  € competitive + share options  Hear from the team  ✨...

🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. After starting as a prepaid card, our product offering has grown a lot in the last 10 years in the UK. As well as  personal and business bank accounts, we offer joint accounts , accounts for 16-17 year olds , a free kids account and credit cards in the UK, with more exciting things to come beyond. Our UK customers can also save , invest and combine their pensions with us.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our UK team about what it's like working at Monzo ✨ About the Role At Monzo we do things differently. We truly care about...

🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. After starting as a prepaid card, our product offering has grown a lot in the last 10 years in the UK. As well as  personal and business bank accounts, we offer joint accounts , accounts for 16-17 year olds , a free kids account and credit cards in the UK, with more exciting things to come beyond. Our UK customers can also save , invest and combine their pensions with us.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our UK team about what it's like working at Monzo ✨ 📍Dublin, Ireland 💰 € competitive + share options Hear from the team ✨...

End Date Tuesday 06 May 2025 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary JOB TITLE: Credit Officer HOURS: Full time LOCATION(S): Edinburgh, Birmingham, Leeds or London WORKING PATTERN: Hybrid, 40% (or two days) in an office location Job Description About this opportunity The BCB Credit Underwriting team is looking to recruit two colleagues at the Credit Officer level to the Mid Corporate Credit team. BCB Credit Underwriting team works closely with Coverage & Product partners, providing responsible, & sustainable credit risk management solutions to enable our customers and our business to grow. Mid Corporate customers are UK focused businesses generating revenues between £25m - £100m p.a., with the Mid Corporate business making significant investment to meet our growth aspirations in this...

Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape. Location: Hybrid-Based (New York City, NY or San Francisco, CA) We are a financial services organization specializing in institutional sales, trading, credit lending, and capital markets in the digital asset space with passionate leaders across the globe. At FalconX, we...

At Ripple, we’re building a world where value moves like information does today. It’s big, it’s bold, and we’re already doing it. Through our crypto solutions for financial institutions, businesses, governments and developers, we are improving the global financial system and creating greater economic fairness and opportunity for more people, in more places around the world. And we get to do the best work of our career and grow our skills surrounded by colleagues who have our backs.  If you’re ready to see your impact and unlock incredible career growth opportunities, join us, and build real world value. The work: Ripple is growing its Global Compliance team and seeks to hire an experienced Head of Compliance (MLRO), Dubai in its Dubai office. The candidate will be passionate about leading and improving Ripple’s Middle East AML/CTF and sanctions program. Additionally, the role will focus on operationalising Ripple’s Middle East-based cryptoasset and payments activities;...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are growing the Accounting division of our Finance team and are looking for a Financial Controller , based in London, UK to take lead on the Institutional entities. The Controller will manage legal entity accounting for Institutional product line entities of the group overseeing accounting operations, financial reporting, and internal controls. The ideal candidate will come from a financial services background, have a keen interest in crypto and have experience in a fast paced environment whilst maintaining a high standard of work. WHAT YOU WILL DO Lead the financial reporting and accounting functions for the Institutional entities, including monthly, quarterly, and annual financial...

Provides a full range of legal advice and services. Responsibilities focus on designing and maintaining compliance programs and providing legal advice related to privacy, artificial intelligence and cybersecurity. The Team Nasdaq’s Office of General Counsel within the Legal, Risk & Regulatory Group is focused on providing the highest quality compliance advice and program management to our company.  We are looking for an energetic and enterprising Senior Associate General Counsel to work independently and creatively to design, implement and maintain compliance programs related to privacy, artificial intelligence and cybersecurity and handle various initiatives supporting compliance governance, product development and incident response across Nasdaq’s global enterprise.  In this role, you will be part of a team located in the U.S. and Europe reporting to Nasdaq’s Principal Associate General Counsel for Global Ethics and Compliance under the Senior Deputy General Counsel...

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Blockchain.com  is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. As a Senior Software Engineer in the KYC & Eligibility team , you will be responsible for building and optimizing the onboarding and identity verification processes at Blockchain.com . Your work will ensure that customers can seamlessly and securely access our platform while meeting regulatory and compliance requirements. You will collaborate with engineering, compliance, and product teams, integrating third-party identity verification providers such as Sumsub, Veriff, and DXC, to create a scalable, reliable, and efficient onboarding experience. This role requires strong technical expertise, a problem-solving mindset, and the ability to build systems that are both secure and user-friendly....

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. In this dual role, the holder will act as both Premier Account Leader and Senior Country Officer for Nordics region – based in our Stockholm office  As the Premier Account Leader (PAL) they will report into the Global Head of Account Management and the President, Broadridge International and build new value for our clients and Broadridge by understanding strategic opportunities and focus on establishing and maintaining enterprise-wide business relationships with clients to drive coordinated planning and execution that improves revenue retention, renewals, and new sales potential for Broadridge.  This will be achieved by having direction over our premier accounts and establishing account-based goals around sales, retention and renewals, proactively...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an outstanding compliance professional to join our fast-growing team as a Deputy BSA & Sanctions Officer for the Americas, based in Dallas. In this role, you will work closely across the compliance team and other functions in the company to provide support compliance and regulatory matters focusing on financial crimes compliance. We are looking for a highly motivated, adaptable and collaborative person who can handle ambiguity and enjoys building. If you have experience in a fast-paced environment and are looking for an opportunity to be a member of an innovative compliance team in the crypto currency space, this is the perfect opportunity for you! The Deputy BSA &...

About Clear Street: Clear Street is modernising the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm, replacing the legacy infrastructure used across capital markets. We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Clear Street’s proprietary prime brokerage platform adds significant efficiency to the market, while focusing on minimising risk, redundancy, and cost for clients. Our goal is to create a single source-of-truth platform for every asset class, in every country, and in any currency. By combining highly-skilled product and engineering talent with seasoned finance professionals, we are building the essentials to compete in today’s fast-paced markets. The Role: We are looking for a Global Data Protection Officer to establish and manage a robust data protection and privacy programme, ensuring that the business complies with GDPR and...