34 trade surveillance analyst jobs found

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform. Founded in London in 1866, the Group operates from more than 60 offices in 27 countries.  We are 5,200 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist. About Parameta Solutions Parameta Solutions is the Data &...

The Application Support Analyst is responsible for providing client services and support for the Nasdaq SMARTS Trade Surveillance product and related service offerings. Why Nasdaq When you work at Nasdaq, you’re working for more open and transparent markets so that more people can access opportunities. Connections can be made, jobs can be created, and communities can thrive. We want all our employees to have access to opportunity, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our unique perspective. Here, you will work for a global tech leader committed to breaking down barriers to inclusive prosperity. We see technology as a means to free people up to work together more productively and effectively by centralizing data, analytics, and market intelligence. Here, we’re committed to building a more diverse and inclusive workforce. Not only is it our responsibility to do better, but...

SwapClear Senior Lead Murex Developer, SwapClear Development Role Profile The Senior Lead Murex Developer role is working as a core member of the SwapClear Murex development team, working on and helping lead the implementation of releases of new functionality and enhancements for the SwapClear platform. The successful candidate should have a strong technical understanding of Murex MxMLExchange and Datamart, and a good understanding of financial products in the capital markets, preferably in Interest Rate Derivatives (swaps).  Competence at SQL and Linux is important for the successful candidate.  Furthermore, hands on experience with Java is beneficial. A strong desire to learn in a rapid work environment is important, along with good communication and team skills.  Further training and knowledge transfers will be provided on the Murex platform modules utilised by SwapClear, and the SwapClear specific areas of implementation. The work is technical and hands on,...

Role Purpose LSEG Regulatory Reporting is the London Stock Exchange's regulatory reporting, matching and reconciliation solution provider.   LSEG Regulatory Reporting customers are investment banks, hedge funds, brokers and other financial services firms. LSEG Regulatory Reporting provides business solutions in the areas of: Regulatory Reporting with MiFIR, EMIR, G20 and other regimes Provision of reference data (especially financial instruments data) Reconciliations (cash/stock, front-back office, exchange recs, etc.) and Operational post-trade services in the fields of: confirmations communication and matching for multiple asset classes, communication of orders, hedges and give-ups for equity swaps and other derivatives Analytics and surveillance of the data above Typical users sit in Trade Support or Regulatory Operations functions and the typical buyer would be a senior Trade Support/Regulatory Operations or Compliance person. The culture of the LSEG...

The Nasdaq Client Clearing Engineering organization is expanding our technology center in Bengaluru (Bangalore). We are looking for a BA Lead to join our newly started NRTC (Nasdaq Real Time Clearing) team. This is an opportunity to join the FINTECH segment of the world’s leading exchange technology company. Our fintech aims to modernize markets by providing cutting edge solutions for external clients. Our clients include high profile organizations like Hong Kong Exchange, Singapore Exchange, Australian Securities Exchange, Swiss Exchange and Brazil Exchange. If innovation and efficiency drives you forward this is the place for you! We are looking for candidates who share those values along with a genuine desire & drive to deliver top technology. Join the NRTC Team within Nasdaq Marketplace Technology in Bangalore. It is a new team in Bangalore, which will be working for Stock Exchanges, Global Clearing Houses & Central Securities Depositories. NRTC product is a...

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Why Nasdaq When you work at Nasdaq, you are working for more open and transparent markets so that more people can access opportunities. Connections can be made, jobs can be built, and communities can thrive. We want all our employees to have access to opportunity, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our outstanding perspective. Here, you will work for a global tech leader committed to breaking down barriers to inclusive prosperity. We see technology as a means to free people up to work together more efficiently and eoptimallyby centralizing data, analytics, and market intelligence. Here, we’re committed to building a more diverse and inclusive workforce. Not only is it our responsibility to do better, but we also need representative voices to power the fresh thinking that is vital for our business and our clients. What We Offer This is a...

Manages the elicitation and management of requirements across the system development lifecycle. Provides guidance to new clients and existing customers in the preparation of the requirement documents to ensure that the characteristics of the functionality is well defined, clear and understood by customers as well as the internal organization. Manages on going contractual relationships and the operational delivery of services to clients for an account or group of accounts. Serves as the primary point of contact with clients and ensures client satisfaction. Why Nasdaq When you work at Nasdaq, you’re working for more open and transparent markets so that more people can access opportunities. Connections can be made, jobs can be created, and communities can thrive. We want all our employees to have access to opportunity, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our unique...

Why Nasdaq When you work at Nasdaq, you’re working for more open and transparent markets so that more people can access opportunities. Connections can be made, jobs can be created, and communities can thrive. We want all our employees to have access to opportunity, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our unique perspective. Here, you will work for a global tech leader committed to breaking down barriers to inclusive prosperity. We see technology as a means to free people up to work together more productively and effectively by centralizing data, analytics, and market intelligence. Here, we’re committed to building a more diverse and inclusive workforce. Not only is it our responsibility to do better, but we also need representative voices to power the fresh thinking that is vital for our business and our clients. What We Offer This is a permanent full-time...

Virtu is a leading financial firm that leverages cutting edge technology to deliver liquidity to the global markets and innovative, transparent trading solutions to our clients. As a market maker, Virtu provides deep liquidity that helps to create more efficient markets around the world. Our market structure expertise, broad diversification, and execution technology enables us to provide competitive bids and offers in over 19,000 securities, at over 235 venues, in 36 countries worldwide.​ The Virtu Legal and Compliance team is looking for an experienced, self-driven Compliance Surveillance Analyst to join the team. The Compliance Surveillance Analyst will play an important role in shaping Virtu's Compliance function through innovation, analytical thinking and a desire to improve upon existing processes. This role will require the ability to analyze order and trade information in the context of other market activity. The ideal candidate for this position will also have an interest...

The Application Support Analyst is responsible for providing client services and support for the Nasdaq SMARTS Trade Surveillance product and related service offerings. Why Nasdaq When you work at Nasdaq, you’re working for more open and clear markets so that more people can access opportunities. Connections can be made, jobs can be created, and communities can thrive. We want all our employees to have access to opportunity, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our unique perspective. Here, you will work for a global tech leader committed to breaking down barriers to inclusive prosperity. We see technology as a means to free people up to work together more productively and effectively by centralizing data, analytics, and market intelligence. Here, we’re committed to building a more diverse and inclusive workforce. Not only is it our responsibility to do better, but we...

Nasdaq is a leading global provider of trading, clearing, exchange technology, listing, information, and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than one hundred marketplaces in fifty countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 4,000 total listings with a market value of approximately $15 trillion. To learn more, visit: http://www.nasdaq.com Our Team As a trading venue Nasdaq has a responsibility to keep the security markets fair and efficient by upholding effective and well-balanced regulation and fairly enforcing exchange rules. Nasdaq Trading and Member Surveillance team is working at the core of the...

Nasdaq is a leading global provider of trading, clearing, exchange technology, listing, information, and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than one hundred marketplaces in fifty countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 4,000 total listings with a market value of approximately $15 trillion. To learn more, visit: http://www.nasdaq.com Our Team As a trading venue Nasdaq has a responsibility to keep the security markets fair and efficient by upholding effective and well-balanced regulation and fairly enforcing exchange rules. Nasdaq Trading and Member Surveillance team is working at the core of the...

About the Role: Grade Level (for internal use): 12 The Team: The Johannesburg-based Financial Institutions team is dedicated to assigning credit ratings to banks and non-bank financial institutions in the Sub-Saharan Africa region. We emphasize a global mindset and collaborative work dynamics, fostering an inclusive environment where diverse perspectives are valued and integrated into our operations. The Impact: As an Associate Director, you will play a pivotal role in maintaining the accuracy and timeliness of credit ratings for financial institutions. You will be the key contributor to ratings surveillance and new rating assignments, covering all aspects of rating analysis. You will also engage in market research, publications, and other projects as necessary, Your analytical insights and strategic thinking will contribute to the financial thought leadership in the region, influencing market trends and supporting key initiatives through effective...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram .   Firm Overview Blackstone is the world’s largest alternative asset manager. Blackstone seeks to deliver compelling returns for institutional and individual investors by strengthening the companies in which the firm invests. Blackstone’s nearly $1.2 trillion in...

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology....

About the Role: Grade Level (for internal use): 08 The Team / The Business: When you join S&P Global Ratings, you join one of the world's leading providers of independent credit risk research and benchmarks. You are part of a team that produces high quality fundamental research based on established criteria, you have the opportunity to participate in meetings with senior corporate executives and investors.  What we are looking for: As a Research Assistant, you are working as part of a sector team within the Corporate Ratings group.  Under the guidance of senior analysts, a qualified Research Assistant typically supports the sector team on its ongoing surveillance of a portfolio of rated corporate issuers and performs basic fundamental credit analysis, forecasting, and industry analysis.  With experience, a high performing Research Assistant will provide support on more complex issuers and transactions, as well as provide input to financial models and written...

About the Role: Grade Level (for internal use): 11 The Team: The EMEA Structured Finance Practice is seeking a seasoned professional to join our ABS, RMBS, and Corporate Securitisation team in London. This team delivers credit ratings and research on structured products backed by consumer asset pools. As part of a group of 42 analysts across Europe, you will report to the Analytical Manager and collaborate with industry highly experienced industry professionals to drive excellence in our analytical processes. The Impact: This role is pivotal to the success of our ABS, RMBS, and Corporate Securitisation ratings franchise in EMEA, covering approximately 500 transactions across diverse asset classes and jurisdictions. The successful candidate will enhance our service to clients by showcasing outstanding analytical excellence and delivering relevant, insightful, and compelling market analysis. What You Stand to Gain: You will work within a dynamic and collegial...

About the Role: Grade Level (for internal use): 09 The role: Financial Research Analyst, Investor Relation As an Investor Relations Analyst, you will have the opportunity to help drive the growth of a Investor Relations surveillance services provider and make an immediate impact on the business and our corporate clients. Are you an enthusiastic and collaborative team member? Do you enjoy learning and discussing various aspects of the financial markets in a supportive team environment?  We’re looking for an Analyst, within the Investor Relations division to: Support clients with intelligence about their institutional investors and what is driving trading in equity markets. Provide clients with targeting intelligence on institutional investors in conjunction with their investor relations outreach efforts. Develop and maintain relationships with the investor relations and executive teams of publicly traded companies. Follow public...

Job Description: Who We Are and What We Do: Cboe is one of the world’s largest exchange holding companies, offering cutting-edge trading and investment solutions to investors around the world in multiple asset classes, including equities, derivatives and FX, across North America, Europe and Asia Pacific.   We operate a trusted, inclusive global marketplace, providing leading products, technology and data solutions that enable participants to define a sustainable future. Cboe’s culture is unique. Our associates come to work inspired, ready to be part of the next market-defining breakthrough. Everyone has value and we believe in celebrating defining moments together. We pride ourselves on our legacy of championing innovation and revolutionizing markets to benefit all investors. Together, we are working to build one of the world’s largest global equities and derivatives trading networks. Location: Chicago office (flex hybrid) Our Team: The Cboe Regulatory...

Job Description Incumbent should be a highly motivated, client focused individual as a member of the Global Listings Team which specializes in Exchange Traded Products. The team which is responsible for all phases of and Issuer’s pre-listing and post-listing experience.   Location: Toronto (flex hybrid) Job Duties: Business Development Pitching the Listing opportunity to current and prospect asset managers to convince them to choose Cboe as their listing venue for new launches and transfers from other primary listing venues. Prepare internal/external presentations and other materials as needed to support these pitches Domestic travel required   Relationship Management/Account Coverage Manage relationships with product sponsors, market makers, index providers, custodians and other service providers to create community of advocates for Cboe Listings Ability to coordinate with internal teams such as marketing,...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  X , and  Instagram . Department : Legal & Compliance - Central Compliance Position Overview The Legal and Compliance Department is seeking an E-Comms Surveillance Associate to join the central compliance team. The successful candidate will be responsible for providing...