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75 compliance legal jobs found

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London Stock Exchange Group
Full time
 
Director, Engineering DI&F
London Stock Exchange Group Chapel Quarter, Nottingham NG1, UK
LSEG Risk Intelligence provides a range of solutions to help organizations efficiently navigate risks, avoid reputational damage, reduce fraud and ensure legal and regulatory compliance around the globe.  Within Risk Intelligence, our Digital Identity & Fraud products “Trusted Payments ”, “Identity Verification” and “ID Insights” help our customers successfully manage their risk.   This is a very exciting opportunity to join a business in an innovative and constantly evolving industry , working with high performing business leaders who are shaping the future of fraud prevention while working in a supportive, innovative, and collaborative environment .   This key engineering leadership role is based in Nottingham, UK and will lead US, UK and India based engineer s .  The individual will b e accountable for implementing the engineering roadmap , working with LSEG technology architecture to ensure alignment...

Dec 21, 2025
London Stock Exchange Group
Full time
 
Compliance Assistant Manager, Benchmarks & Indices
London Stock Exchange Group 10 Paternoster Sq., City of London, London EC4M 7LS, UK
About Us At LSEG, we are more than a global financial markets infrastructure and data business—we are open-access partners committed to excellence. With over 300 years of heritage and a presence in more than 60 countries, we empower economies to fund innovation, manage risk, and create jobs. Headquartered in the UK, we employ 25,000 people globally, with a strong footprint in Asia Pacific. FTSE Russell, a flagship brand within LSEG, publishes over one million benchmarks daily, including the renowned FTSE 100 and FTSE4Good indices. As a regulated Benchmark Administrator, we operate under stringent standards for transparency, data quality, and governance. Our People People are at the heart of what we do and drive the success of our business. Our culture of connecting, creating opportunity and delivering excellence shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with...

Dec 21, 2025
London Stock Exchange Group
Full time
 
Senior Legal Counsel
London Stock Exchange Group 10 Paternoster Sq., City of London, London EC4M 7LS, UK
ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in over 60 countries across EMEA, North America, Latin America and Asia Pacific. We...

Dec 21, 2025
Coinbase
Full time
 
Associate Manager, Compliance
Coinbase London, UK
Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Dec 20, 2025
Coinbase
Full time
 
Senior Counsel, Institutional Legal
Coinbase United Kingdom
Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Dec 20, 2025
Hargreaves Lansdown
Full time
 
Principal Legal Counsel
Hargreaves Lansdown Welsh Back, Bristol BS1 4SP, UK
Excited to grow your career? Our purpose is to make it easy for people to save and invest for a better future. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. We know that sometimes people can be put off applying for a job if they don't tick every box. If you're excited about working for us and have most of the skills or experience we're looking for, please go ahead and apply. We’d love to hear from you! About the role An excellent opportunity has arisen for a highly experienced, business-minded lawyer to join us in our Legal Team. As a Principal Legal Counsel, you will join a collaborative, supportive team with great ideas and big ambitions for the future of HL. We provide legal advice, support and challenge across HL. We manage legal risks and use commercial, legal and business partnering skills to support HL in achieving its strategic objectives, while ensuring HL meets its legal and regulatory...

Dec 19, 2025
Lloyds Banking Group
Full time
 
Legal Entity & Securitisation Assistant Finance Manager
Lloyds Banking Group Tredegar Park, Newport, UK
End Date Thursday 15 January 2026 Salary Range £43,803 - £48,670 We support flexible working – click here for more information on flexible working options Flexible Working Options Flexibility in when hours are worked, Hybrid Working, Job Share, Reduced Hours Job Description Summary .12 month FTC - Legal Entity & Securitisation Assistant Job Description JOB TITLE: 12 month FTC - Legal Entity & Securitisation Assistant Finance Manager SALARY: £43,803 - £53,537 HOURS: Full time LOCATION(S): Edinburgh WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites About this opportunity Are you resourceful and passionate about solving problems? Do you challenge the status quo and have a desire to improve processes? Then read on! We in Group Finance Support at Lloyds Banking Group are opening our next chapter. We’re hiring forward-thinking people...

Dec 18, 2025
Dow Jones
Full time
 
Legal Counsel – Commercial
Dow Jones Three Castles House, 1 London Bridge St, London SE1 9GF, UK
Job Description: About the Team Our Legal team provides expert advice across all key practice areas relevant to a global media and information business, including commercial, privacy, employment, intellectual property, corporate governance, M&A, compliance, and media law. We work collaboratively across regions to support Dow Jones’s business and growth objectives. About the Role We are looking for a Legal Counsel – Commercial to join our London-based team. In this role, you’ll advise on a broad range of commercial and transactional matters, with a focus on Dow Jones’s B2B businesses across the UK and Europe. You’ll provide practical and timely legal support that enables business goals while managing risk. Around 30% of your time will focus on supporting the integration of newly acquired companies into Dow Jones’s B2B operations. You will report to the Assistant General Counsel based in the United States. You Will Be responsible for...

Dec 16, 2025
Coinbase
Full time
 
EDD Compliance QA Analyst IV
Coinbase United Kingdom
Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Dec 15, 2025
Coinbase
Full time
 
TMS Compliance Analyst 4
Coinbase United Kingdom
Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Dec 12, 2025
Financial Times
Commercial Solutions Consultant
Financial Times London, UK
About Us The Financial Times is one of the world’s leading news organisations, globally recognised for its authority, integrity and accuracy, with a mission to deliver quality information and services worldwide. At the FT, curiosity thrives and ambitious thinking is rewarded. Here, you’re given the chance to reach millions, create work that matters and deliver impartial journalism in a polarised world. In our warm, collaborative culture, you’ll connect with a diverse community of experts who support your growth, career aspirations and wellbeing. Your future at the FT will be filled with opportunities that challenge and inspire you. With no fixed path, you’ll discover new skills and forge a career that can take you anywhere. Build a newsworthy career at the FT. Our Commitment to Diversity, Equity and Inclusion We believe in the power of unique perspectives and want all voices in our organisation to be heard, respected and valued. A supportive workplace is one where...

Dec 11, 2025
Gemini
Associate, Marketing (Europe)
Gemini London, England
About the Company Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions in over 70 countries. Our mission is to unlock the next era of financial, creative, and personal freedom by providing trusted access to the decentralized future. We envision a world where crypto reshapes the global financial system, internet, and money to create greater choice, independence, and opportunity for all — bridging traditional finance with the emerging cryptoeconomy in a way that is more open, fair, and secure. As a publicly traded company, Gemini is poised to accelerate this vision with greater scale, reach, and impact. The Department: Marketing The Role: Associate, Marketing (Europe) Gemini is looking for a motivated crypto marketer with a deep understanding of the French crypto industry to join as our France Marketing...

Dec 08, 2025
Maven
Compliance Manager (Regulatory Reporting)
Maven London, UK
Maven is a market-leading proprietary trading firm allocating internal capital across discretionary, systematic, and market-making strategies. Our collective expertise spans traders, engineers, and technologists, unified by an unwavering dedication to enhance our efficiency as a premier liquidity provider for globally listed derivatives. We leverage groundbreaking execution and pricing technologies to elevate and improve how financial markets operate . Maven continues to scale its operations while preserving the dynamic energy and innovative culture of a start-up, but without the associated risks. Role Overview About the Role:   We are seeking a highly skilled Compliance Manager (Regulatory Reporting) to join our London office. Reporting to the Head of European Compliance, you will play a senior leadership role in delivering accurate, timely, and compliant regulatory reporting across regimes such as MiFID II / MiFIR (typically via Approved Reporting Mechanisms), EMIR,...

Dec 04, 2025
OKX
Full time
 
Head of Compliance, EMEA
OKX London, England, United Kingdom
Who We Are: At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. In recent years, we have developed one of the most connected Web3 wallets used by millions to access decentralized crypto applications (dApps). OKX is a trusted brand by hundreds of large institutions seeking access to crypto markets on a reliable platform that seamlessly connects with global banking and payments. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology. This is why we publish proof of reserves monthly, and continue to ship new innovative security features.   About the Team: The Compliance function at OKX is evolving. We are not just a control function; we are a strategic partner to the business. We are a team of...

Dec 04, 2025
Coinbase
Full time
 
Compliance Associate
Coinbase United Kingdom
Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Dec 02, 2025
Coinbase
Full time
 
Transaction Monitoring Compliance QA Analyst IV
Coinbase United Kingdom
Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company’s hardest problems. Our work culture is intense and isn’t for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there’s no...

Dec 01, 2025
Monzo
Senior Legal Counsel - Employment, Incentives & Pensions
Monzo London, UK
🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. After starting as a prepaid card, our product offering has grown a lot in the last 10 years in the UK. As well as  personal and business bank accounts, we offer joint accounts , accounts for 16-17 year olds , a free kids account and credit cards in the UK, with more exciting things to come beyond. Our UK customers can also save , invest and  combine their pensions with us.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our UK team about what it's like working at Monzo ✨ 📍London or Remote UK | 💰£93,500 - £126,500 (based on experience level) + stock...

Nov 22, 2025
IG Group
Full time
 
Head of Institutional Compliance
IG Group Cannon Street, London
Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks & shares, leveraged products, Futures & Options and Crypto. We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better products for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers. We work in cross-functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive...

Oct 01, 2025
Crypto.com
Senior Product Manager - Exchange (Mobile App Experience)
Crypto.com London, United Kingdom
Our Product Management team drives product initiatives from inception, roadmap prioritisation through to execution, makes impacts and launches products / features across our global footprint. We collaborate closely with engineers, designers, analysts, marketers, and other cross-functional team members to ship remarkable features and products. About the role: We are looking for a Product Manager / Senior Product Manager to drive product initiatives from inception through execution. This is a unique opportunity for someone with vision to architect and manage an industry-changing platform that helps change the way we deal with money. You will be able to drive impact and launch products/features across our global footprint. You will collaborate closely with engineers, designers, analysts, marketers, and other cross-functional team members to ship remarkable features and products.   Job Responsibilities: Lead, plan, execute and maintain the Exchange’s Experience roadmap,...

Jul 14, 2025
London Stock Exchange Group
Full time
 
Senior Analyst – D&A DORA Risk Assurance
London Stock Exchange Group 10 Paternoster Sq., City of London, London EC4M 7LS, UK
What you’ll be doing: Leadership & Culture: Champion integrity, transparency, and continuous learning across the team. Mentor members of staff, encourage growth, through real-time feedback and collaborative learning. Support the team in adapting to new auditing standards and digital transformation initiatives.   Attestations: Own the planning and execution of attestation programs (e.g. SOC 2, ISAE 3000). Maintain a library control narrative, process flows, and risk/control matrices. Prepare and deliver responses to findings. Take a lead on the day to day management and scheduling of the DORA Customer Attestation program, ensuring that all internal partners are briefed, logistics organised and evidence collated.   Control framework: Support the development and implementation of control frameworks over technology platforms from each Business Unit. Collaborate with product managers, engineers, architects and partners to help implement controls for...

Dec 21, 2025
London Stock Exchange Group
Full time
 
Incident Management Senior Associate
London Stock Exchange Group London, United Kingdom
This role of Incident Management Senior Associate is part of the Incident Management function within the first line Regulatory Framework, Governance & Risk  Team at FTSE Russell. This role is responsible for assisting to manage, record and report on business issues, including incidents and client complaints, across our activities within the regulated business FTSE International Limited. The role reports into the Head of Incident Management and Operational Resilience. The FTSE Russell business has seen significant expansion in its rich data sets and in its product offerings, especially within the sustainable investment market. These trends are expected to accelerate and present substantial global revenue opportunities. Achievement of medium / long term growth targets will depend on clear strategic alignment across 3 key deliverables; our data / information products and services, our client engagement models and our development path for new, enabling technologies; supported...

Dec 21, 2025
London Stock Exchange Group
Full time
 
FX Proposition Sales Specialist
London Stock Exchange Group 5 Canada Square, London E14 5AQ, UK
As part of the Sales Team, you will hunt for new prospects and opportunities with new and existing customers. Highly driven, you meet and exceed targets, winning trust with your natural people skills and have an in-depth proposition knowledge.  You know how to structure deals and how to leverage market and business acumen to outsell the competition. With a close eye on the sales pipeline, you will identify more opportunities on a daily basis and you will inspire customers to renew their contracts with us automatically.   Data and Analytics Division   We are a global leader in data and analytics, providing a broad range of investment solutions and indices, trading workflow, capital market and wealth advisory, and risk intelligence. We work as a partner to our customers in every major global market. The quality and integrity of our data helps to give our customers the confidence to make critical decisions, create leading investment and trading products, and drive...

Dec 21, 2025
London Stock Exchange Group
Full time
 
Director, Product, Collateral and Liquidity Management
London Stock Exchange Group London, United Kingdom
Reporting to the Global Head of Collateral & Liquidity Management (CaLM ) . The Head of Product for CaLM will own and lead the product strategy in conjunction with the Global Head of CaLM and the respective COOs globally for both Ltd & SA.     The role will define the roadmap together with CaLM COO and Global Head . Be responsible for the investigation into new collateral & investments initiatives across different asset classes to ensure they are efficient, aligned to regulatory requirements, competitively placed, aligned with market trends and regulatory requirements and deliver commercial value. The incumbent will work across business, front office, risk, sales, legal, ops, tech and finance functions to innovate and scale collateral & liquidity capabilities, while handling risk appropriately .     Key responsibilities of the role:     The Head of Product is a member of the CaLM Leadership Team and...

Dec 21, 2025
Lloyds Banking Group
Full time
 
Quality Assurance Lead - Conduct
Lloyds Banking Group Edinburgh, UK
End Date Thursday 08 January 2026 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: Quality Assurance Lead – Conduct SALARY: £83,411 - £98,130 LOCATION(S): Edinburgh, Leeds, Halifax HOURS: Full-time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites About this opportunity Join us in an exciting new role, where you’ll design and implement a framework to ensure the quality of our Group’s Speak Up and end-to-end Conduct Ecosystem. This is a fantastic opportunity to make a real difference, working collaboratively across the organisation to uphold the highest standards of conduct and integrity. Day to day, you will: Lead the design, implementation, and ongoing review of...

Dec 19, 2025
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Liquidity Finder Ltd is incorporated in England and Wales, company number 10610740, and whose registered address is
167-169 Great Portland Street, Fifth Floor, London, W1W 5PF United Kingdom.

Liquidity Finder endeavours to keep all information displayed on these pages accurate and up to date but we cannot guarantee that the page will be error-free or up to date. All information is provided for general information purposes only. It does not claim to be or constitute legal or other professional advice and cannot be relied upon as such. Please refer to our Terms of Service for more details.